Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OPPENHEIMER + CLOSE, LLCRegistered Investment Advisers · CRD # 15168 · NY · Approved
- OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140485 · NY · Approved
- OPPENHEIMER ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 105559 · NY · Approved
- OPPENHEIMER INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 133243 · NY · Approved
- OPPENHEIMERFUNDS INCRegistered Investment Advisers · CRD # 104983 · GA · Approved
- OPPORTUNUS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300141 · Approved
- OPPTECH 1 GP, LLCExempt Reporting Advisers · CRD # 175090 · ERA - Active
- OPPVEST, LLCRegistered Investment Advisers · CRD # 296317 · NY · Approved
- OPTAS, LLCRegistered Investment Advisers · CRD # 299965 · TX · Approved
- OPTI CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 292742 · NY · Approved
- OPTIMA ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 106095 · TX · Approved
- OPTIMA ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 299826 · NY · Approved
- OPTIMA CAPITAL LLCRegistered Investment Advisers · CRD # 310146 · OR · Approved
- OPTIMA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 306036 · AZ · Approved
- OPTIMAL CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 144719 · MI · Approved
- OPTIMAL TAX ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 340466 · WA · Approved
- OPTIMAS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 300686 · ERA - Active
- OPTIMAS CAPITAL MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 324625 · ERA - Active
- OPTIMIST RETIREMENT GROUP, LLCRegistered Investment Advisers · CRD # 119086 · WA · Approved
- OPTIMIST VENTURES LLCRegistered Investment Advisers · CRD # 337808 · NY · Approved
- OPTIMIZE FINANCIAL INC.Registered Investment Advisers · CRD # 315963 · CA · Approved
- OPTIMIZE INVESTMENT PARTNERS SGOIC, S.A.Exempt Reporting Advisers · CRD # 335775 · ERA - Active
- OPTIMIZE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 333695 · Approved
- OPTIMIZED INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 322145 · Approved
- OPTIMUM FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 105878 · MS · Approved
- OPTIMUM QUANTVEST CORPORATIONRegistered Investment Advisers · CRD # 301469 · TX · Approved
- OPTIMUS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 147500 · TX · Approved
- OPTION RESEARCH & TECHNOLOGY SERVICES, LLCRegistered Investment Advisers · CRD # 293933 · NH · Approved
- OPTIVEST, INC.Registered Investment Advisers · CRD # 137070 · CA · Approved
- OPTIVISE ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 301764 · TN · Approved
- OPTO INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316847 · NY · Approved
- OPTOS REAL ESTATE CREDIT, LLCRegistered Investment Advisers · CRD # 343298 · NY · 120-Day Approval
- OPTUM VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 290116 · MA · ERA - Active
- OPULEN FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 173963 · VA · Approved
- OPULENTIA VENTURES M LLCExempt Reporting Advisers · CRD # 343494 · ERA - Active
- OPULUS LLCRegistered Investment Advisers · CRD # 304763 · PA · Approved
- OPUS ADVISORS, LLCExempt Reporting Advisers · CRD # 342708 · ERA - Active
- OPUS CAPITAL GROUP LLCExempt Reporting Advisers · CRD # 160159 · CA · ERA - Active
- OPUS CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 106528 · OH · Approved
- OPUS FINANCIAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 282311 · IL · Approved
- OPUS INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 163262 · NY · Approved
- OPUS PRIVATE WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 171317 · CA · Approved
- OQ FUNDS MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 326070 · ERA - Active
- ORACLE INVESTMENT MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 138127 · CT · ERA - Active
- ORACLUM CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 338773 · NY · ERA - Active
- ORANGE AVENUE ADVISORS LLCRegistered Investment Advisers · CRD # 339327 · FL · Approved
- ORANGE CAPITAL VENTURES, LPExempt Reporting Advisers · CRD # 292226 · ERA - Active
- ORANGE FUND GP, LLCExempt Reporting Advisers · CRD # 333224 · ERA - Active
- ORANGE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 107387 · NY · Approved
- ORANGE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 289406 · FL · Approved