Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ONEASSETS CAPITAL INCExempt Reporting Advisers · CRD # 340764 · CO · ERA - Active
- ONEDIGITAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 320608 · KS · Approved
- ONEDIGITAL INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 106766 · KS · Approved
- ONEPRIME CAPITAL LLCRegistered Investment Advisers · CRD # 299697 · CA · Approved
- ONETEAM VENTURES ADVISOR, LLCExempt Reporting Advisers · CRD # 342761 · CA · ERA - Active
- ONEVC VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 329656 · ERA - Active
- ONEWELTH INCRegistered Investment Advisers · CRD # 325277 · NY · Approved
- ONEX CREDIT ADVISOR, LLCRegistered Investment Advisers · CRD # 330076 · NJ · Approved
- ONEX CREDIT PARTNERS, LLCRegistered Investment Advisers · CRD # 138941 · NJ · Approved
- ONEX PARTNERS MANAGER LPRegistered Investment Advisers · CRD # 160923 · Approved
- ONTRACK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 311374 · MI · Approved
- ONWARD ADVISORS LLCRegistered Investment Advisers · CRD # 316214 · CA · Approved
- ONWARD INVESTORS, LLCExempt Reporting Advisers · CRD # 335825 · MN · ERA - Active
- ONYX BRIDGE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 306097 · NY · Approved
- ONYX EQUITY MANAGEMENT GESTORA DE INVESTIMENTOS LIMITADAExempt Reporting Advisers · CRD # 165745 · ERA - Active
- ONYX FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 134881 · ID · Approved
- ONYXPOINT GLOBAL MANAGEMENT LPRegistered Investment Advisers · CRD # 288356 · NY · Approved
- OP CRYPTO CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 319367 · ERA - Active
- OP INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306356 · ERA - Active
- OP PREF EQUITY ADVISER, LLCExempt Reporting Advisers · CRD # 315211 · TN · ERA - Active
- OPAL ADVISORS, LLCRegistered Investment Advisers · CRD # 164014 · WA · Approved
- OPAL CAPITAL LLCRegistered Investment Advisers · CRD # 322755 · FL · Approved
- OPAL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 289759 · NY · Approved
- OPALESCENT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333102 · ERA - Active
- OPALEYE MANAGEMENT INC.Registered Investment Advisers · CRD # 124513 · MA · Approved
- OPEN COMPUTE INTELLIGENCE NETWORK LTDExempt Reporting Advisers · CRD # 335774 · CO · ERA - Active
- OPEN DOOR INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 159123 · CA · Approved
- OPEN DOORS PARTNERS LLCExempt Reporting Advisers · CRD # 339956 · ERA - Active
- OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLCExempt Reporting Advisers · CRD # 332362 · CA · ERA - Active
- OPEN FIELD CAPITAL LLCRegistered Investment Advisers · CRD # 136313 · NY · Approved
- OPEN FOREST ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 299748 · ERA - Active
- OPEN INVESTMENT MANAGEMENT LPExempt Reporting Advisers · CRD # 335678 · NY · ERA - Active
- OPEN OPPORTUNITY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330851 · GA · ERA - Active
- OPEN SEASON MANAGEMENT LLCExempt Reporting Advisers · CRD # 338858 · ERA - Active
- OPEN SOURCE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 287501 · Approved
- OPEN WINDOW FINANCIAL SOLUTIONS, LTD.Registered Investment Advisers · CRD # 131562 · NV · Approved
- OPENAI STARTUP FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 318221 · CA · ERA - Active
- OPENAIR FINANCIAL, LLCRegistered Investment Advisers · CRD # 300362 · TX · Approved
- OPENARC CORPORATE ADVISORY, LLCRegistered Investment Advisers · CRD # 336837 · GA · Approved
- OPENGATE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 213518 · NY · Approved
- OPENSPACE VENTURES PTE. LTD.Exempt Reporting Advisers · CRD # 297387 · ERA - Active
- OPENVEST ACCESS LLCRegistered Investment Advisers · CRD # 328152 · FL · Approved
- OPENVIEW ADVISORS, LLCRegistered Investment Advisers · CRD # 316766 · MA · Approved
- OPERA INVESTMENT PARTNERS AGExempt Reporting Advisers · CRD # 319404 · ERA - Active
- OPERATOR COLLECTIVE MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 304960 · CA · ERA - Active
- OPEROSE ADVISORS LLCRegistered Investment Advisers · CRD # 287465 · WI · Approved
- OPHIR ASSET MANAGEMENT US LLCRegistered Investment Advisers · CRD # 312619 · CO · Approved
- OPIMA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343836 · FL · 120-Day Approval
- OPINICUS CAPITAL, INC.Registered Investment Advisers · CRD # 168344 · FL · Approved
- OPPENHEIMER & CO. INC.Registered Investment Advisers · CRD # 249 · NY · Approved