Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OMNISTAR FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 138515 · NC · Approved
- OMNITRUST WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 298025 · FL · Approved
- OMNIVORE CAPITAL MANAGEMENT ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 325424 · ERA - Active
- OMX VENTURES, LLCExempt Reporting Advisers · CRD # 313397 · IL · ERA - Active
- ON FIELD INVESTMENT RESEARCH LLPRegistered Investment Advisers · CRD # 297627 · Approved
- ON INVESTMENT MANAGEMENT CORegistered Investment Advisers · CRD # 105662 · OH · Approved
- ON-CHAIN SYSTEMATIC TRADING, INC.Exempt Reporting Advisers · CRD # 334539 · CA · ERA - Active
- ONCAP MANAGEMENT PARTNERS L.P.Registered Investment Advisers · CRD # 161167 · Approved
- ONCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289714 · NY · Approved
- ONCOLOGY VENTURES LLCExempt Reporting Advisers · CRD # 334395 · ERA - Active
- ONDO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 325197 · CT · Approved
- ONE + ONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310906 · FL · Approved
- ONE ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 161614 · KS · Approved
- ONE BOW RIVER ADVISERS, LLC.Registered Investment Advisers · CRD # 333311 · CO · Approved
- ONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114861 · CA · Approved
- ONE DAY IN JULY LLCRegistered Investment Advisers · CRD # 284335 · VT · Approved
- ONE DEGREE ADVISORS, INC.Registered Investment Advisers · CRD # 170392 · CA · Approved
- ONE FIN CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 283490 · CA · Approved
- ONE FUND MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 335382 · ERA - Active
- ONE FUNDS, LLCExempt Reporting Advisers · CRD # 331689 · CO · ERA - Active
- ONE INVESTMENT MANAGEMENT US LLCRegistered Investment Advisers · CRD # 323617 · NY · Approved
- ONE INVESTMENTS S.A.G.L.Exempt Reporting Advisers · CRD # 338809 · ERA - Active
- ONE LIFE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 281792 · Approved
- ONE MADISON GROUP LLCRegistered Investment Advisers · CRD # 320876 · NY · Approved
- ONE OAK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170339 · NY · Approved
- ONE OAK HOLDINGS LLCRegistered Investment Advisers · CRD # 334282 · Approved
- ONE ORCHARD LLCExempt Reporting Advisers · CRD # 344610 · NY · ERA - Active
- ONE PEAK PARTNERS LLPExempt Reporting Advisers · CRD # 309302 · ERA - Active
- ONE QUEEN CAPITAL INC.Registered Investment Advisers · CRD # 315926 · Approved
- ONE RESOURCE GROUP WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 293819 · OH · Approved
- ONE RIVER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167835 · CT · Approved
- ONE ROCK CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 160972 · NY · Approved
- ONE STONE PARTNERS L.L.C.Registered Investment Advisers · CRD # 163742 · FL · Approved
- ONE THOUSAND & ONE VOICES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 173607 · CO · ERA - Active
- ONE WAY HOLDINGS LLCRegistered Investment Advisers · CRD # 315934 · TX · Approved
- ONE WAY VENTURES MANAGEMENT PBC, INC.Exempt Reporting Advisers · CRD # 291118 · MA · ERA - Active
- ONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170910 · CA · Approved
- ONE WEALTH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331395 · AZ · Approved
- ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 288030 · FL · Approved
- ONE WEALTH MAP, LLCRegistered Investment Advisers · CRD # 171750 · NV · Approved
- ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.Registered Investment Advisers · CRD # 150522 · NY · Approved
- ONE68 GLOBAL CAPITAL, LLCRegistered Investment Advisers · CRD # 284585 · NY · Approved
- ONE8ZERO8, LLCRegistered Investment Advisers · CRD # 332702 · NC · Approved
- ONEAMERICA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165929 · IN · Approved
- ONEAMERICA SECURITIES, INC.Registered Investment Advisers · CRD # 4173 · IN · Approved
- ONEASCENT CAPITAL LLCRegistered Investment Advisers · CRD # 323220 · AL · Approved
- ONEASCENT FAMILY OFFICE LLCRegistered Investment Advisers · CRD # 323305 · AL · Approved
- ONEASCENT FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 284549 · AL · Approved
- ONEASCENT INVESTMENT SOLUTIONS, LLCRegistered Investment Advisers · CRD # 285512 · AL · Approved
- ONEASCENT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 308057 · AL · Approved