Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OCEAN ARETE LIMITEDExempt Reporting Advisers · CRD # 286314 · ERA - Active
- OCEAN AVENUE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 160122 · CA · Approved
- OCEAN ENDOWMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 154518 · Approved
- OCEAN INDEX PARTNERS, LLCExempt Reporting Advisers · CRD # 337950 · NY · ERA - Active
- OCEAN LINK PARTNERS II LIMITEDExempt Reporting Advisers · CRD # 306565 · ERA - Active
- OCEAN LINK PARTNERS LIMITEDExempt Reporting Advisers · CRD # 285280 · ERA - Active
- OCEAN PARK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145634 · CA · Approved
- OCEAN PATH ADVISORS, LLCRegistered Investment Advisers · CRD # 338933 · CA · Approved
- OCEANA INVESTIMENTOS ADMINISTRADORA DE CARTEIRA DE VALORES MOBIExempt Reporting Advisers · CRD # 338155 · ERA - Active
- OCEANIC INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 160287 · Approved
- OCEANIQ CAPITAL, LLCRegistered Investment Advisers · CRD # 168062 · CA · Approved
- OCEANIS FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 307787 · FL · Approved
- OCEANS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 323086 · ERA - Active
- OCEANSIDE ADVISORS LLCRegistered Investment Advisers · CRD # 170307 · SC · Approved
- OCEANSOUND PARTNERS, LPRegistered Investment Advisers · CRD # 300935 · NY · Approved
- OCEANVAST CAPITAL LIMITEDExempt Reporting Advisers · CRD # 338240 · ERA - Active
- OCM PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 332302 · IL · Approved
- OCO CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 299461 · NY · Approved
- OCORIAN FUND MANAGEMENT S.À R.L.Exempt Reporting Advisers · CRD # 338098 · ERA - Active
- OCP ASIA (AUSTRALIA) PTY LIMITEDExempt Reporting Advisers · CRD # 321639 · ERA - Active
- OCP ASIA (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 294456 · ERA - Active
- OCP ASIA (SINGAPORE) PTE. LIMITEDExempt Reporting Advisers · CRD # 294457 · ERA - Active
- OCTAGON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286248 · NC · Approved
- OCTAGON CAPITAL ADVISORS LPRegistered Investment Advisers · CRD # 306424 · NY · Approved
- OCTAGON CREDIT INVESTORS, LLCRegistered Investment Advisers · CRD # 155336 · NY · Approved
- OCTAGON FINANCE LLCRegistered Investment Advisers · CRD # 289850 · VA · Approved
- OCTAHEDRON CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 309209 · CA · Approved
- OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 165355 · UT · Approved
- OCTAVE VENTURES LLCExempt Reporting Advisers · CRD # 309878 · NV · ERA - Active
- OCTAVIA INVESTMENTS LLCRegistered Investment Advisers · CRD # 167721 · Approved
- OCTAVIA WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 306909 · OH · Approved
- OCTO CAPITAL, LLCRegistered Investment Advisers · CRD # 174351 · MI · Approved
- OCTOBER EFFECT LTD.Registered Investment Advisers · CRD # 281369 · VA · Approved
- OCTOBER WEALTH ADVISORS, INCRegistered Investment Advisers · CRD # 153993 · AR · Approved
- OCTOGONE NA, LLCRegistered Investment Advisers · CRD # 322478 · FL · Approved
- OCTOPUS AIF MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 284953 · ERA - Active
- OCTOPUS INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 286650 · ERA - Active
- OCTOPUS RENEWABLES LTD.Registered Investment Advisers · CRD # 326704 · Approved
- OCV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291680 · CA · ERA - Active
- OCVC, LLCExempt Reporting Advisers · CRD # 289991 · CA · ERA - Active
- ODA AND COMPANY, INC.Registered Investment Advisers · CRD # 119952 · OH · Approved
- ODEON CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 307619 · NY · Approved
- ODER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134506 · CA · Approved
- ODETTE PARTNERS LLCExempt Reporting Advisers · CRD # 325420 · ERA - Active
- ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 132242 · Approved
- ODYSSEAN, LLCRegistered Investment Advisers · CRD # 338473 · Approved
- ODYSSEY CAPITAL ADVISORS INC.Registered Investment Advisers · CRD # 299034 · PA · Approved
- ODYSSEY GROUP LLCRegistered Investment Advisers · CRD # 336636 · PA · Approved
- ODYSSEY INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 160990 · NY · Approved
- ODYSSEY MANAGEMENT LLCExempt Reporting Advisers · CRD # 341377 · ERA - Active