Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ORION RESOURCE PARTNERS (AUS) PTY LTDExempt Reporting Advisers · CRD # 314490 · ERA - Active
- ORION RESOURCE PARTNERS (UK) LLPExempt Reporting Advisers · CRD # 314489 · ERA - Active
- ORION RESOURCE PARTNERS (USA), LPRegistered Investment Advisers · CRD # 161327 · NY · Approved
- ORIX ADVISERS, LLCRegistered Investment Advisers · CRD # 307580 · NY · Approved
- ORIZA VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 282488 · CA · ERA - Active
- ORKILA MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171242 · NY · Approved
- ORLANDO FUNERAL ADVISORS LLCExempt Reporting Advisers · CRD # 337214 · FL · ERA - Active
- ORLEANS CAPITAL MANAGEMENT CORPRegistered Investment Advisers · CRD # 111359 · LA · Approved
- ORMONDE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313328 · TX · Approved
- OROGRAPHIC FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 323980 · Approved
- ORRELL CAPITAL MANAGMENT, INC.Registered Investment Advisers · CRD # 112487 · CA · Approved
- ORSER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 144847 · TX · Approved
- ORSO PARTNERS, LPRegistered Investment Advisers · CRD # 304196 · CA · Approved
- ORTELIUS CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 138284 · Approved
- ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283384 · NY · ERA - Active
- ORTHOGONAL ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339493 · NY · ERA - Active
- ORVIETO PARTNERS, L.P.Registered Investment Advisers · CRD # 313475 · MA · Approved
- OS PARTNERS LLCExempt Reporting Advisers · CRD # 335318 · CA · ERA - Active
- OSA CAPITAL LLCExempt Reporting Advisers · CRD # 334350 · FL · ERA - Active
- OSAIC ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 171070 · GA · Approved
- OSAIC INSTITUTIONS, INC.Registered Investment Advisers · CRD # 35371 · CT · Approved
- OSAIC WEALTH, INC.Registered Investment Advisers · CRD # 23131 · AZ · Approved
- OSBON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134731 · MA · Approved
- OSBORNE PARTNERS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108100 · CA · Approved
- OSCEOLA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301565 · FL · Approved
- OSLO ASSET MANAGEMENT ASExempt Reporting Advisers · CRD # 163954 · ERA - Active
- OSMIUM PARTNERS, LLCExempt Reporting Advisers · CRD # 163789 · CA · ERA - Active
- OSMOSIS INVESTMENT MANAGEMENT US LLCRegistered Investment Advisers · CRD # 283049 · Approved
- OSP, LLCRegistered Investment Advisers · CRD # 169245 · MN · Approved
- OSPRAIE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305479 · NY · Approved
- OSPREY CAPITAL MANAGEMENT CORP.Registered Investment Advisers · CRD # 172524 · FL · Approved
- OSPREY INVESTORS (UK) LLPExempt Reporting Advisers · CRD # 340963 · ERA - Active
- OSPREY INVESTORS LIMITEDExempt Reporting Advisers · CRD # 335317 · ERA - Active
- OSPREY PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 331295 · NY · Approved
- OSRN LTDExempt Reporting Advisers · CRD # 329283 · ERA - Active
- OSS CAPITAL, LLCExempt Reporting Advisers · CRD # 314805 · CA · ERA - Active
- OSTERWEIS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105421 · CA · Approved
- OSTERWEIS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109580 · CA · Approved
- OSTRA CAPITAL MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 161847 · CA · ERA - Active
- OSTROFE FINANCIAL CONSULTANTS INCRegistered Investment Advisers · CRD # 110064 · CA · Approved
- OT ADVISORS LLCRegistered Investment Advisers · CRD # 328812 · FL · Approved
- OT FINANCIAL, LLCRegistered Investment Advisers · CRD # 170738 · OH · Approved
- OT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284192 · MA · Approved
- OTAY VILLAGE III MANAGER, LLCExempt Reporting Advisers · CRD # 298534 · CA · ERA - Active
- OTG ASSET MANAGEMENT, LTD.Registered Investment Advisers · CRD # 309729 · Approved
- OTHERWISE FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 300047 · CA · ERA - Active
- OTRO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327232 · NY · Approved
- OTT FAMILY HOLDING LLCExempt Reporting Advisers · CRD # 339247 · FL · ERA - Active
- OTTAWA AVENUE PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 282516 · MI · Approved
- OTTER CAPITAL LLCExempt Reporting Advisers · CRD # 163754 · ERA - Active