Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NEO VENTURES, LLCExempt Reporting Advisers · CRD # 294621 · CA · ERA - Active
- NEO-CRITERION CAPITAL LIMITEDRegistered Investment Advisers · CRD # 282377 · Approved
- NEOMICS INSTITUTE INCExempt Reporting Advisers · CRD # 344228 · CO · ERA - Active
- NEON BRIGHT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330002 · NY · ERA - Active
- NEOS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 321256 · CT · Approved
- NEOS PARTNERS, LPRegistered Investment Advisers · CRD # 323847 · CA · Approved
- NEOSTELLAR ADVISORS LLCRegistered Investment Advisers · CRD # 343216 · NY · Approved
- NEOTENY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 298066 · MA · ERA - Active
- NEOTRIBE MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 288186 · CA · ERA - Active
- NEPC, LLCRegistered Investment Advisers · CRD # 110562 · MA · Approved
- NEPHILA ADVISORS LLCRegistered Investment Advisers · CRD # 156905 · TN · Approved
- NEPHILA CAPITAL LTD.Registered Investment Advisers · CRD # 132780 · Approved
- NEPSIS, INC.Registered Investment Advisers · CRD # 141203 · MN · Approved
- NERDWALLET ADVISORY LLCRegistered Investment Advisers · CRD # 325767 · AZ · Approved
- NERDWALLET WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 337328 · NY · Approved
- NERY ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341394 · ERA - Active
- NEST EGG ETFS, LLCRegistered Investment Advisers · CRD # 332971 · CA · Approved
- NEST INVESTMENTS LLCRegistered Investment Advisers · CRD # 286024 · PA · Approved
- NESTED RAILS, LLCExempt Reporting Advisers · CRD # 290858 · TN · ERA - Active
- NESTEGG ADVISORS, INC.Registered Investment Advisers · CRD # 125878 · NY · Approved
- NESTEGGS RETIREMENT PLAN SERVICES, INC.Registered Investment Advisers · CRD # 133507 · FL · Approved
- NESTGSV INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306285 · NY · Approved
- NESTLERODE & LOY, INC.Registered Investment Advisers · CRD # 2907 · PA · Approved
- NET RETURN ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 159895 · NY · Approved
- NET WORTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 126983 · UT · Approved
- NETLEY CAPITAL (UK) LIMITEDExempt Reporting Advisers · CRD # 344574 · ERA - Active
- NETWORK 1 FINANCIAL FUND ADVISER, LLCExempt Reporting Advisers · CRD # 305864 · NJ · ERA - Active
- NETWORK CAPITAL LLCRegistered Investment Advisers · CRD # 342019 · MT · Approved
- NETWORK INVESTMENT ADVISORS INCORPORATEDRegistered Investment Advisers · CRD # 290927 · NY · Approved
- NETWORTH ADVISORS, LLCRegistered Investment Advisers · CRD # 311621 · PA · Approved
- NETWORTH ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 105145 · Approved
- NETWORTH FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 126666 · GA · Approved
- NETWORTH LITERACY, INCRegistered Investment Advisers · CRD # 326911 · Approved
- NETZ-GAIA PARTNERS ISRAEL LTDExempt Reporting Advisers · CRD # 334029 · ERA - Active
- NEUBERGER BERMAN AIFM SARLExempt Reporting Advisers · CRD # 300813 · ERA - Active
- NEUBERGER BERMAN ASIA LIMITEDRegistered Investment Advisers · CRD # 154286 · Approved
- NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITEDExempt Reporting Advisers · CRD # 300727 · ERA - Active
- NEUBERGER BERMAN BD LLCRegistered Investment Advisers · CRD # 2908 · NY · Approved
- NEUBERGER BERMAN CANADA ULCRegistered Investment Advisers · CRD # 284803 · Approved
- NEUBERGER BERMAN EUROPE LIMITEDRegistered Investment Advisers · CRD # 162267 · Approved
- NEUBERGER BERMAN INVESTMENT ADVISERS LLCRegistered Investment Advisers · CRD # 124687 · NY · Approved
- NEUBERGER BERMAN LOAN ADVISERS EUROPE II LPRegistered Investment Advisers · CRD # 337854 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS II LLCRegistered Investment Advisers · CRD # 306601 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS IV LLCRegistered Investment Advisers · CRD # 324282 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS LLCRegistered Investment Advisers · CRD # 285579 · IL · Approved
- NEUBERGER BERMAN SINGAPORE PTE. LIMITEDRegistered Investment Advisers · CRD # 167947 · Approved
- NEUENSCHWANDER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125179 · WI · Approved
- NEUMANN ADVISORY HONG KONG LIMITEDRegistered Investment Advisers · CRD # 284666 · Approved
- NEUMANN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112182 · CA · Approved
- NEUMEIER POMA INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 110672 · CA · Approved