Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NAYLOR & COMPANY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 124924 · Approved
- NAYLOR CAPITAL LLCRegistered Investment Advisers · CRD # 170821 · Approved
- NB ACCESS GP, LLCExempt Reporting Advisers · CRD # 334613 · ERA - Active
- NB ALTERNATIVES ADVISERS LLCRegistered Investment Advisers · CRD # 149822 · TX · Approved
- NBETA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 323963 · PR · ERA - Active
- NBM MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 172675 · ERA - Active
- NBT CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 104932 · NY · Approved
- NBZ INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 123902 · TN · Approved
- NC MANAGEMENT GMBHExempt Reporting Advisers · CRD # 329933 · ERA - Active
- NCA LOAN INVESTORS, LLCExempt Reporting Advisers · CRD # 327937 · TX · ERA - Active
- NCAF MANAGEMENT III, LLCExempt Reporting Advisers · CRD # 311015 · ERA - Active
- NCCS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343197 · NY · ERA - Active
- NCH CAPITAL INC.Registered Investment Advisers · CRD # 157288 · NY · Approved
- NCM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151109 · NJ · Approved
- NCN MANAGEMENT COMPANY IV, LLCExempt Reporting Advisers · CRD # 321890 · TN · ERA - Active
- NCN MANAGEMENT COMPANY PF, LLCExempt Reporting Advisers · CRD # 289601 · TN · ERA - Active
- NCP GROUP, LPRegistered Investment Advisers · CRD # 293803 · MA · Approved
- NCP MANAGEMENT HOLDINGS, INC.Registered Investment Advisers · CRD # 160075 · AL · Approved
- NCT FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163692 · OH · ERA - Active
- NCW ADVISORS, LLCExempt Reporting Advisers · CRD # 172431 · ERA - Active
- NDB ZEPHYR PARTNERS LIMITEDExempt Reporting Advisers · CRD # 175018 · ERA - Active
- NDH OPPORTUNITY LLCRegistered Investment Advisers · CRD # 341426 · Approved
- NDURE GLOBAL LLCRegistered Investment Advisers · CRD # 327280 · Approved
- NDWM LLCRegistered Investment Advisers · CRD # 151284 · CA · Approved
- NEA MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 161004 · CA · Approved
- NEA MEMBER BENEFITSRegistered Investment Advisers · CRD # 138196 · MD · Approved
- NEARINGPOINT VENTURE PARTNERS INC.Exempt Reporting Advisers · CRD # 340559 · DE · ERA - Active
- NEARSIDE ADVISORS, LLCRegistered Investment Advisers · CRD # 341851 · IN · Approved
- NEBARI PARTNERS, LLCRegistered Investment Advisers · CRD # 295859 · NY · Approved
- NEBRODI PARTNERS, LLCRegistered Investment Advisers · CRD # 174280 · CT · Approved
- NEBULAR MANAGEMENT, LLCExempt Reporting Advisers · CRD # 325162 · ERA - Active
- NECTARINE FINANCIAL, INC.Registered Investment Advisers · CRD # 327155 · CA · Approved
- NED DAVIS RESEARCH, INC.Registered Investment Advisers · CRD # 112260 · FL · Approved
- NEEDHAM & COMPANY, LLCRegistered Investment Advisers · CRD # 16360 · NY · Approved
- NEEDHAM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106783 · NY · Approved
- NEEDHAM R B ADVISORY CORPRegistered Investment Advisers · CRD # 105378 · MA · Approved
- NEEV TECHNOLOGIES INCExempt Reporting Advisers · CRD # 338066 · CA · ERA - Active
- NEIL JESANI ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 344572 · FL · ERA - Active
- NEIL JESANI WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322345 · FL · Approved
- NEIMAN FUNDS MANAGEMENT LLCRegistered Investment Advisers · CRD # 151749 · NY · Approved
- NEL MEZZO LLCRegistered Investment Advisers · CRD # 343911 · 120-Day Approval
- NELLORE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 300467 · Approved
- NELSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 129776 · CA · Approved
- NELSON ENTERPRISES LLCRegistered Investment Advisers · CRD # 307706 · Approved
- NELSON SECURITIES,INC.Registered Investment Advisers · CRD # 14377 · WA · Approved
- NEMAN VENTURES LLCRegistered Investment Advisers · CRD # 330770 · Approved
- NEMO CAPITALRegistered Investment Advisers · CRD # 301309 · Approved
- NEO ALTERNATIVE ASSET MANAGERS PRIVATE LIMITED - IFSC BRANCHExempt Reporting Advisers · CRD # 338380 · ERA - Active
- NEO INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 168400 · ERA - Active
- NEO IVY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284999 · NY · Approved