Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NATIONS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 44181 · IA · Approved
- NATIONWIDE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143668 · OH · Approved
- NATIONWIDE FUND ADVISORSRegistered Investment Advisers · CRD # 109391 · OH · Approved
- NATIONWIDE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 142373 · OH · Approved
- NATIONWIDE SECURITIES, LLCRegistered Investment Advisers · CRD # 11173 · OH · Approved
- NATIVE AMERICAN FUND ADVISORS LLCRegistered Investment Advisers · CRD # 108149 · OK · Approved
- NATIXIS ADVISORS, LLCRegistered Investment Advisers · CRD # 106800 · MA · Approved
- NATURAL BRIDGES FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 148056 · CA · Approved
- NATURAL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306002 · AR · Approved
- NATURAL INVESTMENTS PBLLCRegistered Investment Advisers · CRD # 113348 · Approved
- NATURE INFRASTRUCTURE CAPITALExempt Reporting Advisers · CRD # 341360 · ERA - Active
- NATWEALTH MANAGEMENT (USA) INCRegistered Investment Advisers · CRD # 310098 · Approved
- NATWEST BANK PLC (UK)Registered Investment Advisers · CRD # 160376 · Approved
- NAUTA CAPITAL LLCRegistered Investment Advisers · CRD # 329207 · Approved
- NAUTIC PARTNERS, LLCRegistered Investment Advisers · CRD # 159822 · RI · Approved
- NAUTICAL ECHO CAPITAL LTDExempt Reporting Advisers · CRD # 339335 · CO · ERA - Active
- NAUTILUS ADVISORS LLCRegistered Investment Advisers · CRD # 154169 · CA · Approved
- NAUTILUS PARENT HOLDINGS, LLCExempt Reporting Advisers · CRD # 328845 · SC · ERA - Active
- NAUTILUS VENTURES ADVISORS US, LLCExempt Reporting Advisers · CRD # 301082 · ERA - Active
- NAUTILUS VENTURES MANAGEMENT COMPANY (US), LLCExempt Reporting Advisers · CRD # 226758 · ERA - Active
- NAVA VENTURES, LLCExempt Reporting Advisers · CRD # 317758 · CA · ERA - Active
- NAVALIGN, LLCRegistered Investment Advisers · CRD # 119919 · CA · Approved
- NAVELLIER & ASSOCIATES INCRegistered Investment Advisers · CRD # 107568 · NV · Approved
- NAVEMAR CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 298914 · MA · ERA - Active
- NAVI INTL-ADMINISTRADORA E GESTORA DE RECURSOS FINANCEIROS LTDA.Registered Investment Advisers · CRD # 332351 · Approved
- NAVIAN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343784 · OH · 120-Day Approval
- NAVIANT PARTNERS, LLCRegistered Investment Advisers · CRD # 339108 · AL · Approved
- NAVIGANT CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 335538 · ERA - Active
- NAVIGATE 401K, LLCRegistered Investment Advisers · CRD # 309466 · AL · Approved
- NAVIGATE FINANCIAL LLCRegistered Investment Advisers · CRD # 325945 · UT · Approved
- NAVIGATE PRIVATE FUND ADVISORS LLCRegistered Investment Advisers · CRD # 313687 · AL · Approved
- NAVIGATE PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 170774 · UT · Approved
- NAVIGATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173770 · AL · Approved
- NAVIGATION GROUP LLCRegistered Investment Advisers · CRD # 130982 · CA · Approved
- NAVIGATION WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 282640 · CO · Approved
- NAVIGO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146265 · Approved
- NAVIGOE, LLCRegistered Investment Advisers · CRD # 168716 · CA · Approved
- NAVIMED CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 169508 · VA · Approved
- NAVIQUANT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 325236 · Approved
- NAVIS CAPITAL PARTNERS LTD.Exempt Reporting Advisers · CRD # 162052 · ERA - Active
- NAVIS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 311171 · NY · Approved
- NAVISTA WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 332373 · MN · Approved
- NAVITAS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 309027 · CA · ERA - Active
- NAVITER WEALTH, LLCRegistered Investment Advisers · CRD # 311508 · AR · Approved
- NAVPOINT FINANCIAL, INC.Registered Investment Advisers · CRD # 109432 · MN · Approved
- NAVY CAPITAL GREEN MANAGEMENT, LLCExempt Reporting Advisers · CRD # 299809 · ERA - Active
- NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 138459 · VA · Approved
- NAXICAP PARTNERSExempt Reporting Advisers · CRD # 317815 · ERA - Active
- NAYA CAPITAL MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 166159 · Approved
- NAYA MANAGEMENT (DIFC) LIMITEDExempt Reporting Advisers · CRD # 337791 · ERA - Active