SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 651–700 of 732 matching (names starting with N)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- NOVIRIAN CAPITAL LLCExempt Reporting Advisers · CRD # 171247 · CA · ERA - Active
- NOVO HOLDINGS US INVESTMENT ADVISOR, INC.Registered Investment Advisers · CRD # 334495 · MA · Approved
- NOVO TELLUS CAPITAL PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 311350 · ERA - Active
- NOVUS ADVISORS, LLCRegistered Investment Advisers · CRD # 157908 · SC · Approved
- NOVUS COMPLIANCE LTDExempt Reporting Advisers · CRD # 340774 · NY · ERA - Active
- NOW ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 341388 · NY · Approved
- NPA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131534 · NJ · Approved
- NPJ ASSET MANAGEMENT LLPExempt Reporting Advisers · CRD # 140986 · ERA - Active
- NPLP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 335167 · CT · ERA - Active
- NPM CONSULTING, LLCRegistered Investment Advisers · CRD # 163237 · Approved
- NPPG PLAN PROFESSIONALS, LLCRegistered Investment Advisers · CRD # 324646 · NJ · Approved
- NPW INC.Registered Investment Advisers · CRD # 310288 · Approved
- NRD CAPITAL MANAGEMENT II, LLCExempt Reporting Advisers · CRD # 328502 · GA · ERA - Active
- NRD OF I MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 328368 · GA · ERA - Active
- NRDC EQUITY MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 328121 · NY · ERA - Active
- NREP ABExempt Reporting Advisers · CRD # 282262 · ERA - Active
- NRI WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162234 · CA · Approved
- NRV ADVISORY, LLCExempt Reporting Advisers · CRD # 289569 · VA · ERA - Active
- NS MANAGEMENT LTDRegistered Investment Advisers · CRD # 297781 · Approved
- NS PARTNERS LTDRegistered Investment Advisers · CRD # 110625 · Approved
- NSV MANAGEMENT LLCExempt Reporting Advisers · CRD # 162486 · CT · ERA - Active
- NSVCA INC.Exempt Reporting Advisers · CRD # 336318 · ERA - Active
- NTASSET (CAYMAN) LTDExempt Reporting Advisers · CRD # 163936 · ERA - Active
- NTF ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 298560 · ERA - Active
- NTI MANAGERS, LLCExempt Reporting Advisers · CRD # 331574 · CA · ERA - Active
- NTV ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111062 · WV · Approved
- NTV FRONTIER MANAGEMENT LLCExempt Reporting Advisers · CRD # 329840 · FL · ERA - Active
- NTV MANAGEMENT LLCExempt Reporting Advisers · CRD # 329838 · FL · ERA - Active
- NTV PROSPERITY MANAGEMENT LLCExempt Reporting Advisers · CRD # 329839 · FL · ERA - Active
- NUANCE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 148534 · MO · Approved
- NUCLEO CAPITAL LTDA.Registered Investment Advisers · CRD # 287719 · Approved
- NUCLO WEALTH LLCRegistered Investment Advisers · CRD # 317730 · TX · Approved
- NUMA AMERICAS CORP.Registered Investment Advisers · CRD # 164602 · FL · Approved
- NUMEN CAPITAL LLPExempt Reporting Advisers · CRD # 166984 · ERA - Active
- NUMERAI GP LLCRegistered Investment Advisers · CRD # 282851 · CA · Approved
- NUMERIC INVESTORS LLCRegistered Investment Advisers · CRD # 131684 · MA · Approved
- NUMERIXS INVESTMENT TECHNOLOGIES INCRegistered Investment Advisers · CRD # 172022 · AZ · Approved
- NUT TREE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 282219 · NY · Approved
- NUTS2INVEST.COM, LLCRegistered Investment Advisers · CRD # 164438 · Approved
- NUTSHELL ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 329065 · ERA - Active
- NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 105461 · MA · Approved
- NUVEEN ALTERNATIVES ADVISORS LLCRegistered Investment Advisers · CRD # 160255 · NY · Approved
- NUVEEN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155584 · IL · Approved
- NUVEEN FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 104626 · IL · Approved
- NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITEDExempt Reporting Advisers · CRD # 306545 · ERA - Active
- NUVEEN SINGAPORE PRIVATE LIMITEDExempt Reporting Advisers · CRD # 338079 · ERA - Active
- NUVERSE ADVISORS LLCRegistered Investment Advisers · CRD # 119840 · FL · Approved
- NUVION CAPITAL INC.Exempt Reporting Advisers · CRD # 339388 · NY · ERA - Active
- NVERSES CAPITAL, LLCRegistered Investment Advisers · CRD # 323291 · FL · Approved
- NVEST FINANCIAL, LLCRegistered Investment Advisers · CRD # 128868 · NH · Approved