Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NORTHWEST WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 327641 · WA · Approved
- NORTHWEST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152816 · IA · Approved
- NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 307865 · WI · Approved
- NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 2881 · WI · Approved
- NORTHWIND FINANCIAL LLCRegistered Investment Advisers · CRD # 342069 · OR · Approved
- NORTHWOOD INVESTORS LLCRegistered Investment Advisers · CRD # 161406 · CO · Approved
- NORTHZONE MANAGEMENT GROWTH II LIMITEDExempt Reporting Advisers · CRD # 327713 · ERA - Active
- NORTHZONE MANAGEMENT IX LIMITEDExempt Reporting Advisers · CRD # 327719 · ERA - Active
- NORTHZONE MANAGEMENT X LIMITEDExempt Reporting Advisers · CRD # 327695 · ERA - Active
- NORTON CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 110398 · VA · Approved
- NORVESTOR INVESTMENT MANAGEMENTExempt Reporting Advisers · CRD # 307639 · ERA - Active
- NORVION CAPITAL LLCExempt Reporting Advisers · CRD # 343150 · CO · ERA - Active
- NORWEST CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 323642 · MN · Approved
- NORWICH VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170981 · MA · ERA - Active
- NORZIUM EXCHANGE LTDExempt Reporting Advisers · CRD # 344070 · CO · ERA - Active
- NOSARA CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 335373 · ERA - Active
- NOSURIS, INC.Registered Investment Advisers · CRD # 160979 · NY · Approved
- NOT A MANAGEMENT COMPANY, INC.Exempt Reporting Advisers · CRD # 334727 · DE · ERA - Active
- NOT A VENTURE FUND LLCExempt Reporting Advisers · CRD # 318836 · ERA - Active
- NOT BORING CAPITAL, LLCExempt Reporting Advisers · CRD # 315644 · ERA - Active
- NOTABLE CAPITAL MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 163168 · CA · ERA - Active
- NOTATION CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327638 · NY · ERA - Active
- NOTCH VIEW CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322002 · FL · ERA - Active
- NOTE ADVISORS, LLCRegistered Investment Advisers · CRD # 171466 · NY · Approved
- NOTION CAPITAL MANAGERS LLPExempt Reporting Advisers · CRD # 301084 · ERA - Active
- NOTTINGHAM ADVISORS INC.Registered Investment Advisers · CRD # 104928 · NY · Approved
- NOTTINGHAM WEALTH PARTNERS, INC.Registered Investment Advisers · CRD # 306971 · NY · Approved
- NOUR PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 343603 · 120-Day Approval
- NOVA ACADEMY OF FINANCE LTDExempt Reporting Advisers · CRD # 340607 · CO · ERA - Active
- NOVA DIGITAL FZEExempt Reporting Advisers · CRD # 340943 · ERA - Active
- NOVA FINANCIAL ACADEMY LTDExempt Reporting Advisers · CRD # 339834 · CO · ERA - Active
- NOVA FINANCIAL LLCRegistered Investment Advisers · CRD # 150148 · AZ · Approved
- NOVA INFRASTRUCTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304510 · NY · Approved
- NOVA R WEALTH, INC.Registered Investment Advisers · CRD # 169574 · KS · Approved
- NOVA WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 169450 · FL · Approved
- NOVACAP MANAGEMENT FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 327205 · Approved
- NOVACAP MANAGEMENT INC.Registered Investment Advisers · CRD # 290100 · Approved
- NOVACAP MANAGEMENT US INC.Registered Investment Advisers · CRD # 327243 · Approved
- NOVACORE CAPITAL LLPExempt Reporting Advisers · CRD # 339222 · ERA - Active
- NOVAK & POWELL FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 112970 · FL · Approved
- NOVAPOINT CAPITAL LLCRegistered Investment Advisers · CRD # 173663 · GA · Approved
- NOVAQUEST CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 160359 · Approved
- NOVARE CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 117949 · NC · Approved
- NOVAWAVE CAPITAL LLCRegistered Investment Advisers · CRD # 333205 · CA · Approved
- NOVELLUS VENTURES LS1 GP, LLCExempt Reporting Advisers · CRD # 338354 · TX · ERA - Active
- NOVEM GROUPRegistered Investment Advisers · CRD # 158964 · NY · Approved
- NOVEMBER INDIA CO, LLCExempt Reporting Advisers · CRD # 337840 · ERA - Active
- NOVERA VENTURES, LLCExempt Reporting Advisers · CRD # 339206 · ERA - Active
- NOVERA WEALTH, INC.Registered Investment Advisers · CRD # 343978 · NY · 120-Day Approval
- NOVICA, LLCExempt Reporting Advisers · CRD # 344360 · ERA - Active