Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NORTHERN LIGHT VENTURE CAPITAL DEVELOPMENT LIMITEDExempt Reporting Advisers · CRD # 161103 · ERA - Active
- NORTHERN LIGHTS ADVISORS, INCRegistered Investment Advisers · CRD # 167824 · WA · Approved
- NORTHERN PACIFIC GROUP, L.P.Registered Investment Advisers · CRD # 299012 · MN · Approved
- NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 173350 · MN · Approved
- NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 133046 · CT · Approved
- NORTHERN SHORE CAPITAL LLCExempt Reporting Advisers · CRD # 339563 · MI · ERA - Active
- NORTHERN TRUST GLOBAL INVESTMENTS LTDRegistered Investment Advisers · CRD # 111900 · Approved
- NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered Investment Advisers · CRD # 105780 · IL · Approved
- NORTHERN TRUST SECURITIES, INC.Registered Investment Advisers · CRD # 7927 · IL · Approved
- NORTHFORT FINANCIAL, LLCRegistered Investment Advisers · CRD # 143916 · Approved
- NORTHFRONT FINANCIAL USA INCRegistered Investment Advisers · CRD # 301105 · Approved
- NORTHGATE CAPITAL, L.P.Registered Investment Advisers · CRD # 140214 · CA · Approved
- NORTHILL AIMS, LLCRegistered Investment Advisers · CRD # 339338 · TX · Approved
- NORTHLAND CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146452 · MN · Approved
- NORTHLAND SECURITIES, INC.Registered Investment Advisers · CRD # 40258 · MN · Approved
- NORTHLANDING FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 167055 · NY · Approved
- NORTHLANE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 285990 · MD · Approved
- NORTHLEAF CAPITAL ADVISORS LTD.Registered Investment Advisers · CRD # 145014 · Approved
- NORTHLEAF CAPITAL PARTNERS (CANADA) LTD.Exempt Reporting Advisers · CRD # 327067 · ERA - Active
- NORTHLIGHT CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 170112 · CT · Approved
- NORTHLIGHT GROUP LLPExempt Reporting Advisers · CRD # 283883 · ERA - Active
- NORTHLINE EQUITY PARTNERS LLCExempt Reporting Advisers · CRD # 339016 · TX · ERA - Active
- NORTHMARQ FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150703 · OR · Approved
- NORTHMONT CAPITAL MANAGEMENT INC.Exempt Reporting Advisers · CRD # 161804 · ERA - Active
- NORTHPOINT INVESTMENT MANAGEMENT (IFSC) LLPExempt Reporting Advisers · CRD # 339924 · ERA - Active
- NORTHPOND VENTURES, LLCExempt Reporting Advisers · CRD # 297265 · MD · ERA - Active
- NORTHRIM ADVISER, LLCRegistered Investment Advisers · CRD # 306796 · AZ · Approved
- NORTHROCK PARTNERS, LLCRegistered Investment Advisers · CRD # 167908 · MN · Approved
- NORTHSANDS CAPITAL, L.P.Registered Investment Advisers · CRD # 331698 · NY · Approved
- NORTHSIDE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 107784 · OR · Approved
- NORTHSTAR ADVISORS PTE LTDExempt Reporting Advisers · CRD # 165852 · ERA - Active
- NORTHSTAR ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 306850 · NJ · Approved
- NORTHSTAR ASSET MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 328279 · PA · Approved
- NORTHSTAR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 129112 · NJ · Approved
- NORTHSTAR ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 107138 · MA · Approved
- NORTHSTAR CAPITAL FUNDS, LLCRegistered Investment Advisers · CRD # 138526 · NY · Approved
- NORTHSTAR COMPANY, LLCRegistered Investment Advisers · CRD # 158003 · MN · Approved
- NORTHSTAR FIDUCIARY PARTNERS, LLCRegistered Investment Advisers · CRD # 284994 · Approved
- NORTHSTAR FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 147108 · Approved
- NORTHSTAR FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 124194 · Approved
- NORTHSTAR FINANCIAL COMPANIES, INC.Registered Investment Advisers · CRD # 119396 · PA · Approved
- NORTHSTAR FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 117205 · NH · Approved
- NORTHSTAR INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 315965 · CA · Approved
- NORTHWEST ADMINISTRATORS INCRegistered Investment Advisers · CRD # 106544 · WA · Approved
- NORTHWEST CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 108091 · OR · Approved
- NORTHWEST FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 166769 · VA · Approved
- NORTHWEST FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 106805 · IN · Approved
- NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 153063 · Approved
- NORTHWEST QUADRANT, LLCRegistered Investment Advisers · CRD # 158455 · OR · Approved
- NORTHWEST VENTURE SERVICES CORPORATIONExempt Reporting Advisers · CRD # 160942 · ERA - Active