Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NORTH BERKELEY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136431 · CA · Approved
- NORTH BRANCH CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 307344 · IL · Approved
- NORTH BRIDGE VENTURE MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 162010 · MA · ERA - Active
- NORTH CAPITAL, INC.Registered Investment Advisers · CRD # 148802 · UT · Approved
- NORTH CASTLE PARTNERS, LLCRegistered Investment Advisers · CRD # 158213 · NY · Approved
- NORTH COMPASS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 146626 · MN · Approved
- NORTH FORTY TWO & CO.Registered Investment Advisers · CRD # 148417 · OR · Approved
- NORTH HILL VENTURES II GP, LLCExempt Reporting Advisers · CRD # 163098 · ERA - Active
- NORTH HUDSON RESOURCE PARTNERS LPRegistered Investment Advisers · CRD # 297155 · TX · Approved
- NORTH ISLAND VENTURES, LLCRegistered Investment Advisers · CRD # 309291 · NY · Approved
- NORTH OF SOUTH CAPITAL LLPRegistered Investment Advisers · CRD # 300917 · Approved
- NORTH PEAK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 294042 · NY · Approved
- NORTH PIER FIDUCIARY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148128 · CA · Approved
- NORTH POINT PORTFOLIO MANAGERS CORPORATIONRegistered Investment Advisers · CRD # 111257 · OH · Approved
- NORTH REEF CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 311056 · CA · Approved
- NORTH RUN CAPITAL, LPRegistered Investment Advisers · CRD # 157922 · MA · Approved
- NORTH SHORE INVESTMENT CONSULTING LLCRegistered Investment Advisers · CRD # 131763 · IL · Approved
- NORTH SHORE PRIVATE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130132 · IL · Approved
- NORTH SKY CAPITAL, LLCRegistered Investment Advisers · CRD # 133959 · MN · Approved
- NORTH SOUTH VC, LLCExempt Reporting Advisers · CRD # 336273 · ERA - Active
- NORTH SQUARE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 294355 · IL · Approved
- NORTH STAR ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 171694 · OH · Approved
- NORTH STAR ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 106489 · WI · Approved
- NORTH STAR INVESTMENT MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 117681 · IL · Approved
- NORTH TIDE CAPITAL, LLCExempt Reporting Advisers · CRD # 342349 · ERA - Active
- NORTH WALL CAPITAL LLPRegistered Investment Advisers · CRD # 298653 · Approved
- NORTH WALL CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 305236 · ERA - Active
- NORTH WESTERLY HOLDINGS B.V.Exempt Reporting Advisers · CRD # 327812 · ERA - Active
- NORTH WOODS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 226575 · NY · Approved
- NORTHAMPTON CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 329072 · FL · Approved
- NORTHAVENUE LLCRegistered Investment Advisers · CRD # 297300 · OH · Approved
- NORTHBRIDGE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 310394 · FL · Approved
- NORTHBROOK FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 309060 · MD · Approved
- NORTHCAPE CAPITAL PTY LTDRegistered Investment Advisers · CRD # 332305 · Approved
- NORTHCAPE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312350 · NY · Approved
- NORTHCOAST ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 282241 · CT · Approved
- NORTHCREST ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 300366 · MN · Approved
- NORTHCROSS CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 159723 · ERA - Active
- NORTHEAST ADVISERS INCRegistered Investment Advisers · CRD # 108835 · PA · Approved
- NORTHEAST FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122609 · PA · Approved
- NORTHEAST INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 105051 · MA · Approved
- NORTHEAST PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 131406 · NH · Approved
- NORTHEDGE CAPITAL LLPExempt Reporting Advisers · CRD # 173768 · ERA - Active
- NORTHERN ALPHA SECURITIES LIMITED PARTNERSHIPExempt Reporting Advisers · CRD # 344203 · OK · ERA - Active
- NORTHERN BORDER ADVISORS LLCExempt Reporting Advisers · CRD # 333791 · NY · ERA - Active
- NORTHERN BOREALIS LLCExempt Reporting Advisers · CRD # 340911 · ERA - Active
- NORTHERN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 111379 · WA · Approved
- NORTHERN EDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 338102 · MI · Approved
- NORTHERN FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 121088 · MI · Approved
- NORTHERN LAKES CAPITAL, L.P.Registered Investment Advisers · CRD # 315975 · MN · Approved