Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NIYA PARTNERS INC.Exempt Reporting Advisers · CRD # 327203 · ERA - Active
- NK CAPITAL LLCRegistered Investment Advisers · CRD # 318615 · Approved
- NLC CAPITAL MANCO LIMITEDExempt Reporting Advisers · CRD # 337345 · ERA - Active
- NLG CAPITAL LLCRegistered Investment Advisers · CRD # 109396 · VT · Approved
- NMGF MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163508 · MD · ERA - Active
- NMP MANAGEMENT CORPORATIONExempt Reporting Advisers · CRD # 162877 · GA · ERA - Active
- NMS CAPITAL SERVICES, LLCRegistered Investment Advisers · CRD # 158140 · NY · Approved
- NO FATE BWWM, LLCRegistered Investment Advisers · CRD # 317406 · TX · Approved
- NO STREET GP LPRegistered Investment Advisers · CRD # 299240 · CA · Approved
- NOBLE FAMILY WEALTH, LLCRegistered Investment Advisers · CRD # 315152 · FL · Approved
- NOBLE WEALTH MANAGEMENT P.B.C.Registered Investment Advisers · CRD # 322607 · CO · Approved
- NOBLE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 169963 · CA · Approved
- NOBLE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 298396 · CO · Approved
- NOBLEBRIDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146612 · Approved
- NOBSCOT INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 283289 · MA · Approved
- NOCTUA INTERNATIONAL WMG, LLCRegistered Investment Advisers · CRD # 151170 · FL · Approved
- NODE BY MESH LLCExempt Reporting Advisers · CRD # 331493 · OR · ERA - Active
- NODE CAPITAL MANAGEMENT GP LTDExempt Reporting Advisers · CRD # 325922 · ERA - Active
- NOESIS CAPITAL MANAGEMENT CORPRegistered Investment Advisers · CRD # 110819 · FL · Approved
- NOKOMIS CAPITAL, L.L.C.Registered Investment Advisers · CRD # 145627 · TX · Approved
- NOKOTA MANAGEMENT, LPRegistered Investment Advisers · CRD # 159004 · NY · Approved
- NOLAN MANAGEMENT LLCRegistered Investment Advisers · CRD # 312637 · CA · Approved
- NOLET WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329186 · TX · Approved
- NOMAD VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 316236 · ERA - Active
- NOMI CAPITAL LLCExempt Reporting Advisers · CRD # 334285 · NY · ERA - Active
- NOMURA ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 110814 · Approved
- NOMURA ASSET MANAGEMENT U.S.A. INCRegistered Investment Advisers · CRD # 108222 · NY · Approved
- NOMURA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 324417 · NY · Approved
- NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 110411 · NY · Approved
- NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTRegistered Investment Advisers · CRD # 105390 · PA · Approved
- NOMURA SECURITIES INTERNATIONAL, INC.Registered Investment Advisers · CRD # 4297 · NY · Approved
- NOOSPHERE VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 173287 · CA · ERA - Active
- NORCAP INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 132975 · TX · Approved
- NORD HOLDING UNTERNEHMENSBETEILIGUNGSGESELLSCHAFT MBHExempt Reporting Advisers · CRD # 342350 · ERA - Active
- NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.Registered Investment Advisers · CRD # 116837 · NY · Approved
- NORDFLINT CAPITAL PARTNERS FONDSMAEGLERSELSKAB A/SRegistered Investment Advisers · CRD # 310492 · Approved
- NORDIC CAPITAL MANAGEMENT SARLExempt Reporting Advisers · CRD # 341354 · ERA - Active
- NORDIC INVESTMENT OPPORTUNITIES A/SExempt Reporting Advisers · CRD # 322133 · ERA - Active
- NORDIKA FORVALTNING ABExempt Reporting Advisers · CRD # 326502 · ERA - Active
- NORDSTAR PARTNERS MANAGEMENT LLPExempt Reporting Advisers · CRD # 318941 · ERA - Active
- NORDSTERN KAPITALMANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 337924 · CO · ERA - Active
- NORDVEST GMBHExempt Reporting Advisers · CRD # 343929 · ERA - Active
- NORDWAND ADVISORS, LLCRegistered Investment Advisers · CRD # 322936 · PA · Approved
- NORDWAND INVESTMENTS, LLCRegistered Investment Advisers · CRD # 323829 · PA · Approved
- NORLAND CAPITAL LPRegistered Investment Advisers · CRD # 288562 · Approved
- NORLANTIC CAPITAL LLCExempt Reporting Advisers · CRD # 333609 · NY · ERA - Active
- NORRIS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 129422 · SC · Approved
- NORRIS PERNE & FRENCH LLPRegistered Investment Advisers · CRD # 104683 · MI · Approved
- NORTH AMERICAN WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 297057 · MN · Approved
- NORTH BAY WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 285523 · CA · Approved