Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MARK SHEPTOFF FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 108742 · CT · Approved
- MARKD VC LLCExempt Reporting Advisers · CRD # 321666 · CO · ERA - Active
- MARKER FINANCIAL ADVISORS LLCExempt Reporting Advisers · CRD # 165834 · NY · ERA - Active
- MARKET INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 334248 · KS · Approved
- MARKET STREET WEALTH MANAGEMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 122212 · IN · Approved
- MARKET STREET WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155157 · PA · Approved
- MARKETDESK INDICES LLCRegistered Investment Advisers · CRD # 323393 · Approved
- MARKETOCRACY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109168 · Approved
- MARKETOCRACY MASTERS INC.Registered Investment Advisers · CRD # 314667 · MI · Approved
- MARKETRIDERS, INC.Registered Investment Advisers · CRD # 147963 · MO · Approved
- MARKETS INFRASTRUCTURE PARTNERS LPRegistered Investment Advisers · CRD # 335487 · NY · Approved
- MARKETX SECURITIES, LLCExempt Reporting Advisers · CRD # 284476 · ERA - Active
- MARKIN ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 311719 · Approved
- MARKLE FINANCIAL LLCRegistered Investment Advisers · CRD # 302088 · WY · Approved
- MARKLEY CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 311945 · FL · ERA - Active
- MARKOWSKI BROTHERS HOLDING CORPORATIONRegistered Investment Advisers · CRD # 141883 · Approved
- MARKS GROUP WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 148679 · MN · Approved
- MARKS WEALTH, LLCRegistered Investment Advisers · CRD # 310534 · MD · Approved
- MARKSON MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314828 · NY · ERA - Active
- MARLIN MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 160672 · CA · Approved
- MARLIN MANAGER, LLCRegistered Investment Advisers · CRD # 310768 · FL · Approved
- MARLIN SAMS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162152 · NY · ERA - Active
- MARLOWE PARTNERS LPExempt Reporting Advisers · CRD # 170091 · NY · ERA - Active
- MARNELL MANAGEMENT LLCRegistered Investment Advisers · CRD # 284918 · MI · Approved
- MARNOA PRIVATE WEALTH COUNSEL LTD.Registered Investment Advisers · CRD # 332639 · Approved
- MAROON PASS ADVISORS LPRegistered Investment Advisers · CRD # 323742 · TX · Approved
- MAROTTA ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 115645 · VA · Approved
- MARQUEE CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 336708 · IL · Approved
- MARQUETTE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 282482 · MN · Approved
- MARQUETTE ASSOCIATES, INC.Registered Investment Advisers · CRD # 21572 · IL · Approved
- MARRAM VENTURES LLCExempt Reporting Advisers · CRD # 343496 · MI · ERA - Active
- MARRICK WEALTH, LLCRegistered Investment Advisers · CRD # 164758 · CA · Approved
- MARS JEWETT FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 297388 · WA · Approved
- MARSH WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 282111 · TN · Approved
- MARSHALL + STERLING WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 164345 · NY · Approved
- MARSHALL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174817 · CO · Approved
- MARSHALL WACE ASIA LIMITEDExempt Reporting Advisers · CRD # 157501 · ERA - Active
- MARSHALL WACE LLPExempt Reporting Advisers · CRD # 160885 · ERA - Active
- MARSHALL WACE MIDDLE EAST LTDExempt Reporting Advisers · CRD # 334846 · ERA - Active
- MARSHALL WACE NORTH AMERICA L.P.Registered Investment Advisers · CRD # 135902 · NY · Approved
- MARSHALL WACE SINGAPORE PTE. LTD.Exempt Reporting Advisers · CRD # 322296 · ERA - Active
- MARSHFIELD ASSOCIATES, INC.Registered Investment Advisers · CRD # 150614 · DC · Approved
- MARSICO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109250 · CO · Approved
- MARSTONE LLCRegistered Investment Advisers · CRD # 164810 · Approved
- MARTEL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 296896 · WA · Approved
- MARTHA'S VINEYARD INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 291599 · MA · Approved
- MARTIN & COMPANY, INCRegistered Investment Advisers · CRD # 108718 · TN · Approved
- MARTIN ADVISORS LLCRegistered Investment Advisers · CRD # 342180 · CA · 120-Day Approval
- MARTIN CAPITAL ADVISORS, LLPRegistered Investment Advisers · CRD # 108529 · TX · Approved
- MARTIN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 153452 · OR · Approved