Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LEGACY INVESTMENT SOLUTIONS, LLCRegistered Investment Advisers · CRD # 322695 · ID · Approved
- LEGACY KNIGHT MFO, LLCRegistered Investment Advisers · CRD # 305927 · TX · Approved
- LEGACY PARTNERS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 137025 · GA · Approved
- LEGACY PARTNERS, LLCRegistered Investment Advisers · CRD # 159473 · CA · Approved
- LEGACY PCG, LLCRegistered Investment Advisers · CRD # 283909 · CA · Approved
- LEGACY PHARMA INVEST GP INC.Exempt Reporting Advisers · CRD # 329146 · ERA - Active
- LEGACY PLANNING ADVISORS, LLCRegistered Investment Advisers · CRD # 121289 · GA · Approved
- LEGACY ROAD LLCRegistered Investment Advisers · CRD # 337654 · Approved
- LEGACY SOLUTIONS, LLCRegistered Investment Advisers · CRD # 323360 · PA · Approved
- LEGACY TWO ADVISORS, LLCExempt Reporting Advisers · CRD # 341717 · MA · ERA - Active
- LEGACY WEALTH ADVISOR LLCRegistered Investment Advisers · CRD # 334697 · VA · Approved
- LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 326117 · FL · Approved
- LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 281810 · MI · Approved
- LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 127758 · CA · Approved
- LEGACY WEALTH ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306732 · MN · Approved
- LEGACY WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 322235 · VA · Approved
- LEGACY WEALTH MANAGEMENT INCRegistered Investment Advisers · CRD # 108619 · TN · Approved
- LEGACY WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 173453 · VA · Approved
- LEGACY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174767 · ID · Approved
- LEGACY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304659 · MS · Approved
- LEGACY WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 333032 · CO · Approved
- LEGADO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 305263 · NY · Approved
- LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.Registered Investment Advisers · CRD # 149156 · IL · Approved
- LEGAL ADVANTAGE INVESTMENTS, INC.Registered Investment Advisers · CRD # 118131 · Approved
- LEGALIST, INC.Registered Investment Advisers · CRD # 297876 · CA · Approved
- LEGATO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131704 · CA · Approved
- LEGEIS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 332943 · NY · Approved
- LEGEND CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 336029 · Approved
- LEGEND CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 163586 · ERA - Active
- LEGEND FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 108207 · PA · Approved
- LEGENDARY VENTURES, LLC.Exempt Reporting Advisers · CRD # 325984 · NY · ERA - Active
- LEGGETT VENTURES LLCRegistered Investment Advisers · CRD # 342997 · TX · 120-Day Approval
- LEGION PARTNERS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164136 · CA · Approved
- LEGION VC PARTNERS LLCExempt Reporting Advisers · CRD # 341689 · ERA - Active
- LEH II MANAGEMENT LLCRegistered Investment Advisers · CRD # 328785 · CO · Approved
- LEH III MANAGEMENT LLCRegistered Investment Advisers · CRD # 341093 · CO · Approved
- LEHMANN, LIVIAN, FRIDSON ADVISORS, LLCRegistered Investment Advisers · CRD # 169980 · NY · Approved
- LEHRER KENNETH EUGENE DRRegistered Investment Advisers · CRD # 105835 · TX · Approved
- LEIBMAN FINANCIAL SERVCES, INC.Registered Investment Advisers · CRD # 323120 · NE · Approved
- LEIBNIZ GROUP CORP.Exempt Reporting Advisers · CRD # 329041 · ERA - Active
- LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 171967 · NJ · Approved
- LEIFM LLCExempt Reporting Advisers · CRD # 336293 · CA · ERA - Active
- LEIGH BALDWIN & CO., LLCRegistered Investment Advisers · CRD # 38751 · NY · Approved
- LEISURE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 120374 · CA · Approved
- LEITMOTIF MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329025 · CA · ERA - Active
- LELAND WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 344175 · 120-Day Approval
- LEM CAPITAL, L.P.Registered Investment Advisers · CRD # 159817 · PA · Approved
- LEMNIS CAPITAL LLCRegistered Investment Advisers · CRD # 340137 · TX · Approved
- LEMNISCAP GLOBAL LIMITEDExempt Reporting Advisers · CRD # 325597 · ERA - Active
- LEMNOS LABS INC.Exempt Reporting Advisers · CRD # 163685 · ERA - Active