SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
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Showing 151–200 of 932 matching (names starting with L)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- LATERAL CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 335234 · NJ · ERA - Active
- LATERAL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159649 · CA · Approved
- LATHAM CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341082 · FL · ERA - Active
- LATHROP INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 334458 · AR · Approved
- LATIN AMERICA REAL ASSETS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 342826 · FL · ERA - Active
- LATIN IDEA ADVISORS, LLCExempt Reporting Advisers · CRD # 163688 · ERA - Active
- LATITUDE 37 VENTURES LLCExempt Reporting Advisers · CRD # 320810 · TX · ERA - Active
- LATITUDE ADVISORS, LLCRegistered Investment Advisers · CRD # 151001 · Approved
- LATITUDE INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 323105 · ERA - Active
- LATKO WEALTH MANAGEMENT, LTD.Registered Investment Advisers · CRD # 282423 · IL · Approved
- LATOUR CAPITAL MANAGEMENTExempt Reporting Advisers · CRD # 282267 · ERA - Active
- LATR VENTURES, LLCExempt Reporting Advisers · CRD # 315936 · ERA - Active
- LATTICE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 141860 · WA · ERA - Active
- LATTICE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 320606 · DE · ERA - Active
- LATTICE STRATEGIES LLCRegistered Investment Advisers · CRD # 130373 · PA · Approved
- LATTICEWORK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 281690 · TX · Approved
- LATTIS MANAGEMENT LPRegistered Investment Advisers · CRD # 333629 · NY · Approved
- LAUDE VENTURES MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 332427 · ERA - Active
- LAUER CAPITAL MANAGEMENT LTDRegistered Investment Advisers · CRD # 109660 · SD · Approved
- LAUER WEALTH, LLCRegistered Investment Advisers · CRD # 289763 · IN · Approved
- LAUFER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173446 · NY · Approved
- LAUGHLIN FINANCIAL LLCRegistered Investment Advisers · CRD # 165105 · IN · Approved
- LAUNCHPAD CAPITAL MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 313486 · CA · ERA - Active
- LAUREATE CAPITAL REAL ESTATE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 319707 · IL · ERA - Active
- LAUREATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172519 · IL · Approved
- LAUREL OAK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336824 · NJ · Approved
- LAUREL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 118469 · NC · Approved
- LAUREL WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 122035 · MN · Approved
- LAURION CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 161278 · NY · Approved
- LAURIUM CAPITAL (PTY) LTDExempt Reporting Advisers · CRD # 326795 · ERA - Active
- LAURUS GLOBAL EQUITY MANAGEMENT INC.Registered Investment Advisers · CRD # 317604 · Approved
- LAUTERBACH FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 114431 · TX · Approved
- LAUXERA CAPITAL PARTNERSExempt Reporting Advisers · CRD # 313762 · ERA - Active
- LAV ADVANCED MANAGEMENT COMPANY LIMITEDExempt Reporting Advisers · CRD # 288536 · ERA - Active
- LAV ASSET MANAGEMENT (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 326019 · ERA - Active
- LAV GLOBAL MANAGEMENT COMPANY LIMITEDExempt Reporting Advisers · CRD # 300989 · ERA - Active
- LAV INVESTMENT ADVISER LIMITEDExempt Reporting Advisers · CRD # 313327 · ERA - Active
- LAV MANAGEMENT COMPANY, LIMITEDExempt Reporting Advisers · CRD # 162393 · ERA - Active
- LAVA VENTURES LTD.Exempt Reporting Advisers · CRD # 330688 · ERA - Active
- LAVA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167674 · Approved
- LAVACA CAPITAL, LLCRegistered Investment Advisers · CRD # 167238 · TX · Approved
- LAVELLE CAPITAL LPRegistered Investment Advisers · CRD # 316754 · CA · Approved
- LAVEN ADVISORS LLPExempt Reporting Advisers · CRD # 328030 · ERA - Active
- LAVROCK VENTURES, LLCExempt Reporting Advisers · CRD # 285450 · VA · ERA - Active
- LAW & ASSOCIATES INCRegistered Investment Advisers · CRD # 105350 · MD · Approved
- LAWLEY RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 282786 · NY · Approved
- LAWRENCE W. KELLY & ASSOCIATES, INC.Registered Investment Advisers · CRD # 106635 · CA · Approved
- LAWSHARES, LLCExempt Reporting Advisers · CRD # 174510 · NY · ERA - Active
- LAWSON KROEKER INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 105053 · NE · Approved
- LAXMI CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 328700 · ERA - Active