Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107341 · WA · Approved
- LAIYEPLUS LIMITEDExempt Reporting Advisers · CRD # 338721 · CO · ERA - Active
- LAKE AVENUE FINANCIAL LLCRegistered Investment Advisers · CRD # 315746 · CA · Approved
- LAKE BLEU CAPITAL (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 306899 · ERA - Active
- LAKE HILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166526 · NY · Approved
- LAKE HILLS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286175 · TX · Approved
- LAKE PACIFIC MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 174253 · TX · Approved
- LAKE ROAD ADVISORS, LLCRegistered Investment Advisers · CRD # 281657 · NY · Approved
- LAKE STREET PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 296761 · IL · Approved
- LAKE WHILLANS CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 287835 · TX · Approved
- LAKEHOUSE VENTURES, LLCExempt Reporting Advisers · CRD # 316310 · ERA - Active
- LAKEMORE CREDIT MANAGER V-INTERNATIONAL LTD.Exempt Reporting Advisers · CRD # 327693 · ERA - Active
- LAKEMORE CREDIT MANAGER V-MASTER LTD.Exempt Reporting Advisers · CRD # 327691 · ERA - Active
- LAKEMORE CREDIT MANAGER VI-INTERNATIONAL LTD.Exempt Reporting Advisers · CRD # 338788 · ERA - Active
- LAKEMORE CREDIT MANAGER VI-MASTER LTD.Exempt Reporting Advisers · CRD # 338786 · ERA - Active
- LAKEMORE PARTNERS MANAGEMENT US LLCRegistered Investment Advisers · CRD # 311223 · Approved
- LAKERIDGE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 314071 · OH · Approved
- LAKESHORE CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 325609 · IL · Approved
- LAKESHORE FINANCIAL PLANNING INC.Registered Investment Advisers · CRD # 299129 · MI · Approved
- LAKESIDE ADVISORS INCRegistered Investment Advisers · CRD # 104540 · WA · Approved
- LAKESIDE CAPITAL MANAGEMENT - PARALLEL, LLCExempt Reporting Advisers · CRD # 316373 · MN · ERA - Active
- LAKESIDE DRIVE MANAGEMENT LLCRegistered Investment Advisers · CRD # 306808 · MI · Approved
- LAKEVILLE ASSOCIATES, LLCExempt Reporting Advisers · CRD # 294869 · NY · ERA - Active
- LAKEVILLE CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 285530 · ERA - Active
- LAKEWOOD ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174887 · IL · Approved
- LAKEWOOD CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 156429 · NY · Approved
- LAKPA LLCRegistered Investment Advisers · CRD # 335352 · Approved
- LALIT VENTURES, LLCExempt Reporting Advisers · CRD # 310061 · ERA - Active
- LAMA PARTNERS, LLCExempt Reporting Advisers · CRD # 312067 · MA · ERA - Active
- LAMINAR WEALTH LLCRegistered Investment Advisers · CRD # 167867 · MO · Approved
- LAMINGTON CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343074 · FL · ERA - Active
- LANARK FINANCIAL, INC.Registered Investment Advisers · CRD # 17870 · AL · Approved
- LANCASTER INVESTMENT MANAGEMENT LLPRegistered Investment Advisers · CRD # 158068 · Approved
- LANCASTER LABS, LLCRegistered Investment Advisers · CRD # 339389 · 120-Day Approval
- LAND & BUILDINGS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149487 · CT · Approved
- LANDAAS & COMPANY, LLCRegistered Investment Advisers · CRD # 47487 · WI · Approved
- LANDED MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 285120 · CA · ERA - Active
- LANDER & ASSOCIATES INCRegistered Investment Advisers · CRD # 110703 · Approved
- LANDFAIR CAPITAL AGExempt Reporting Advisers · CRD # 330392 · ERA - Active
- LANDFAIR CAPITAL LIMITEDExempt Reporting Advisers · CRD # 330097 · ERA - Active
- LANDMARK INVESTMENT PARTNERS, L.P.Registered Investment Advisers · CRD # 329543 · FL · Approved
- LANDMARK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157511 · NY · Approved
- LANDMARK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 166989 · UT · Approved
- LANDMARK WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 167188 · IL · Approved
- LANDMARK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158693 · NY · Approved
- LANDOLT SECURITIES, INC.Registered Investment Advisers · CRD # 28352 · IL · Approved
- LANDON CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 292398 · MA · Approved
- LANDSCAPE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 165336 · NJ · Approved
- LANDSEER ADVISORS LLCRegistered Investment Advisers · CRD # 309937 · NJ · Approved
- LANDSEER ASSET MANAGEMENT UK LLPExempt Reporting Advisers · CRD # 319020 · ERA - Active