Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LUMBARD & KELLNER, LLCRegistered Investment Advisers · CRD # 117196 · NH · Approved
- LUME CAPITAL ADVISORS, LLC.Exempt Reporting Advisers · CRD # 285745 · ERA - Active
- LUMENIS CAPITALMANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 338001 · CO · ERA - Active
- LUMENS CAPITAL PARTNERS (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 332760 · ERA - Active
- LUMENS CAPITAL PARTNERS LTDExempt Reporting Advisers · CRD # 332753 · ERA - Active
- LUMENT INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306487 · NY · Approved
- LUMERITY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 174219 · FL · ERA - Active
- LUMIA CAPITAL LLCExempt Reporting Advisers · CRD # 162119 · CA · ERA - Active
- LUMIDA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 323410 · NJ · Approved
- LUMIERE FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 319171 · NY · Approved
- LUMINA CAPITAL MANAGEMENT LTDA.Exempt Reporting Advisers · CRD # 328661 · ERA - Active
- LUMINA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291548 · NC · Approved
- LUMINARX CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 327065 · NY · Approved
- LUMINATE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 269873 · CA · Approved
- LUMINESCENT WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 337660 · AZ · Approved
- LUMINIST CAPITAL, LLCRegistered Investment Advisers · CRD # 173396 · Approved
- LUMINT CORPORATIONRegistered Investment Advisers · CRD # 324443 · MA · Approved
- LUMINUS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157536 · TX · Approved
- LUMINVEST WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 326261 · AZ · Approved
- LUMIRA CAPITAL INVESTMENT MANAGEMENT INC.Exempt Reporting Advisers · CRD # 164152 · ERA - Active
- LUMMIS ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 114357 · TX · Approved
- LUMOS CAPITAL GROUP LLCRegistered Investment Advisers · CRD # 306528 · NY · Approved
- LUNA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307687 · CA · Approved
- LUNAR CAPITAL MANAGEMENT ADVISORS LTD.Exempt Reporting Advisers · CRD # 163572 · ERA - Active
- LUNEXA INVESTMENT LTDExempt Reporting Advisers · CRD # 342718 · CO · ERA - Active
- LUNIN-PACK PLANNING AND ADVICE, LLCRegistered Investment Advisers · CRD # 334066 · NY · Approved
- LUNT CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 125183 · UT · Approved
- LUPA RIA INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 314819 · NY · Approved
- LUPIN INVESTMENT CO. LTD.Exempt Reporting Advisers · CRD # 308987 · ERA - Active
- LURIMA CAPITAL LTDExempt Reporting Advisers · CRD # 341088 · CO · ERA - Active
- LUTHER FOREST WEALTH ADVISORS, L.L.C.Registered Investment Advisers · CRD # 142714 · NY · Approved
- LUTHER KING CAPITAL MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 110093 · TX · Approved
- LUTR STAR LLCExempt Reporting Advisers · CRD # 341148 · CA · ERA - Active
- LUTZ FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 117273 · NE · Approved
- LUX CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163026 · NY · ERA - Active
- LUXEPOINT CAPITAL LTDExempt Reporting Advisers · CRD # 341264 · CO · ERA - Active
- LUXOR CAPITAL GROUP, LPRegistered Investment Advisers · CRD # 138253 · NY · Approved
- LVC MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 308321 · ERA - Active
- LVM CAPITAL MANAGEMENT LTDRegistered Investment Advisers · CRD # 111039 · MI · Approved
- LVNA MANAGEMENT LLCExempt Reporting Advisers · CRD # 317105 · FL · ERA - Active
- LVW ADVISORS, LLCRegistered Investment Advisers · CRD # 159403 · NY · Approved
- LVZ, INC.Registered Investment Advisers · CRD # 124228 · MI · Approved
- LW CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313151 · Approved
- LWEALTH, LLCRegistered Investment Advisers · CRD # 152253 · TX · Approved
- LWM ADVISORS INCRegistered Investment Advisers · CRD # 146620 · CA · Approved
- LWO LLCRegistered Investment Advisers · CRD # 282281 · TX · Approved
- LYELL WEALTH MANAGEMENT LPRegistered Investment Advisers · CRD # 283521 · CA · Approved
- LYFE CAPITAL GLOBAL PARTNER LIMITEDExempt Reporting Advisers · CRD # 319138 · ERA - Active
- LYFE CAPITAL INVESTMENT MANAGEMENT (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 308092 · ERA - Active
- LYFE CAPITAL INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD.Exempt Reporting Advisers · CRD # 319141 · ERA - Active