Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LOYD FINANCIAL MANAGEMENT INC.Registered Investment Advisers · CRD # 112236 · CO · Approved
- LOYOLA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 153255 · FL · Approved
- LP FIRST CAPITAL LLCExempt Reporting Advisers · CRD # 335304 · TX · ERA - Active
- LP INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306615 · TX · Approved
- LPC REALTY ADVISORS I, LLCRegistered Investment Advisers · CRD # 112175 · IL · Approved
- LPFG, LLCRegistered Investment Advisers · CRD # 312978 · OH · Approved
- LPL ENTERPRISE, LLCRegistered Investment Advisers · CRD # 8733 · SC · Approved
- LPL FINANCIAL LLCRegistered Investment Advisers · CRD # 6413 · SC · Approved
- LPS SPV MANAGER, LLCExempt Reporting Advisers · CRD # 344577 · NY · ERA - Active
- LPWM LLCRegistered Investment Advisers · CRD # 299007 · MN · Approved
- LR3 REAL ESTATE PARTNERS, L.P.Registered Investment Advisers · CRD # 344089 · PA · 120-Day Approval
- LRH CAPITAL ADVISING LLCRegistered Investment Advisers · CRD # 342994 · TX · Approved
- LRI INVESTMENTS, LLCRegistered Investment Advisers · CRD # 323556 · FL · Approved
- LRI VISION MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291983 · ERA - Active
- LRZ CAPITAL LLCRegistered Investment Advisers · CRD # 333746 · FL · Approved
- LS BDC ADVISER, LLCRegistered Investment Advisers · CRD # 313799 · FL · Approved
- LS CAPITAL, INC.Exempt Reporting Advisers · CRD # 269995 · CA · ERA - Active
- LS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 146829 · MI · Approved
- LS POWER EQUITY ADVISORS, LLCRegistered Investment Advisers · CRD # 158272 · NY · Approved
- LSB CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 310466 · IA · Approved
- LSCP ADVISORS, LLCRegistered Investment Advisers · CRD # 286018 · TX · Approved
- LSOF MANAGER LLCExempt Reporting Advisers · CRD # 334172 · NY · ERA - Active
- LSV ASSET MANAGEMENTRegistered Investment Advisers · CRD # 109918 · IL · Approved
- LSV CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 168121 · CA · ERA - Active
- LSVP MAURITIUS MANAGEMENTExempt Reporting Advisers · CRD # 343439 · ERA - Active
- LT ADVISORS LLCRegistered Investment Advisers · CRD # 318920 · NY · Approved
- LTA ADVISORS LLCExempt Reporting Advisers · CRD # 332584 · NY · ERA - Active
- LTC (BVI) LTDExempt Reporting Advisers · CRD # 342812 · ERA - Active
- LTG CAPITAL LLCRegistered Investment Advisers · CRD # 128216 · MA · Approved
- LUBERT-ADLER MANAGEMENT COMPANY, L.P.Registered Investment Advisers · CRD # 155201 · PA · Approved
- LUCAS BRAND EQUITY, LLCExempt Reporting Advisers · CRD # 309418 · NY · ERA - Active
- LUCAS GROUP FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 326880 · IL · Approved
- LUCAS GROUP FINANCIAL PLANNERS, INC.Registered Investment Advisers · CRD # 130163 · CA · Approved
- LUCAS VENTURE MANAGEMENT LLCExempt Reporting Advisers · CRD # 341813 · ERA - Active
- LUCASHILL, LLCRegistered Investment Advisers · CRD # 321069 · TX · Approved
- LUCERNE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 111288 · CT · Approved
- LUCID ADVISORS, INC.Registered Investment Advisers · CRD # 116639 · WA · Approved
- LUCID MANAGEMENT AND CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 287883 · NY · Approved
- LUCIEN STIRLING & GRAY ADVISORY GROUP INCRegistered Investment Advisers · CRD # 112641 · TX · Approved
- LUCKYSTOCKX INC.Exempt Reporting Advisers · CRD # 337414 · NY · ERA - Active
- LUDIS ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340538 · TX · ERA - Active
- LUDLOW MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 283433 · MI · ERA - Active
- LUEDTKE & ASSOCIATES LLCRegistered Investment Advisers · CRD # 337424 · Approved
- LUESINK FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 147076 · NY · Approved
- LUGANO FINANCIAL ADVISORS S.A.Registered Investment Advisers · CRD # 152864 · Approved
- LUKEN INVESTMENT ANALYTICS, LLCRegistered Investment Advisers · CRD # 169008 · TN · Approved
- LULU CHENG MESERVEY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340048 · PA · ERA - Active
- LUMA BIO-IT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 293748 · NY · ERA - Active
- LUMA CAPITAL LLCRegistered Investment Advisers · CRD # 119576 · FL · Approved
- LUMA GROUP ADVISOR LLCExempt Reporting Advisers · CRD # 328200 · NY · ERA - Active