Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LLOYD TEVIS INVESTMENTS, LLCRegistered Investment Advisers · CRD # 323061 · CA · Approved
- LLOYDS BANK PLCExempt Reporting Advisers · CRD # 161257 · ERA - Active
- LLR MANAGEMENT HOLDCO, L.P.Registered Investment Advisers · CRD # 323438 · PA · Approved
- LM ADVISORS LLCRegistered Investment Advisers · CRD # 153940 · CA · Approved
- LM CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 120277 · CA · Approved
- LM GP INVESTORS MANAGER, LLCExempt Reporting Advisers · CRD # 281250 · ERA - Active
- LMB FAMILY OFFICE, LLCExempt Reporting Advisers · CRD # 341470 · ERA - Active
- LMCG INVESTMENTS, LLCRegistered Investment Advisers · CRD # 149936 · MA · Approved
- LMDAGG, L.L.C.Exempt Reporting Advisers · CRD # 297340 · CA · ERA - Active
- LMG WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 318023 · LA · Approved
- LMK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 160337 · ERA - Active
- LMP MANAGEMENT GROUP, INC.Exempt Reporting Advisers · CRD # 167321 · PA · ERA - Active
- LMPG WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 328251 · FL · Approved
- LMR PARTNERS (DIFC) LIMITEDExempt Reporting Advisers · CRD # 324092 · ERA - Active
- LMR PARTNERS (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 331291 · ERA - Active
- LMR PARTNERS AGExempt Reporting Advisers · CRD # 316468 · ERA - Active
- LMR PARTNERS LIMITEDExempt Reporting Advisers · CRD # 282637 · ERA - Active
- LMR PARTNERS LLCRegistered Investment Advisers · CRD # 292183 · NY · Approved
- LMR PARTNERS LLPExempt Reporting Advisers · CRD # 159639 · ERA - Active
- LNC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319581 · VA · Approved
- LNK PARTNERS, LLCRegistered Investment Advisers · CRD # 157725 · NY · Approved
- LNS OPERATIONS, LLCRegistered Investment Advisers · CRD # 341913 · IL · Approved
- LOANCORE CAPITAL CREDIT ADVISOR LLCRegistered Investment Advisers · CRD # 293737 · CT · Approved
- LOBNEK WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 284024 · Approved
- LOBSCOUSER II, LLCRegistered Investment Advisers · CRD # 282953 · MO · Approved
- LOBSTER CAPITAL, LLCExempt Reporting Advisers · CRD # 325744 · ERA - Active
- LOCI CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 318484 · FL · ERA - Active
- LOCK 8 PARTNERS LLCRegistered Investment Advisers · CRD # 319731 · NY · Approved
- LOCKER FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 120900 · NJ · Approved
- LOCKERMAN FINANCIAL GROUP, INCRegistered Investment Advisers · CRD # 316860 · CA · Approved
- LOCKSHIELD PARTNERS, INC.Registered Investment Advisers · CRD # 175433 · KY · Approved
- LOCKTON INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 144133 · KS · Approved
- LOCORR FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156247 · MN · Approved
- LOCUS INVESTMENT GROUP, LTD.Registered Investment Advisers · CRD # 297940 · Approved
- LOCUST POINT CAPITAL, INC.Registered Investment Advisers · CRD # 286689 · FL · Approved
- LOCUST WOOD CAPITAL ADVISERS, LLCRegistered Investment Advisers · CRD # 135140 · NY · Approved
- LODBROK CAPITAL LLPExempt Reporting Advisers · CRD # 286525 · ERA - Active
- LODESTAR PRIVATE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 107638 · CA · Approved
- LODESTONE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 151115 · WA · Approved
- LODGE HILL CAPITAL, LLCRegistered Investment Advisers · CRD # 165973 · NY · Approved
- LOFTYINC CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 331805 · TX · ERA - Active
- LOGAN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 108893 · PA · Approved
- LOGAN STONE CAPITAL LLCRegistered Investment Advisers · CRD # 311547 · IL · Approved
- LOGIC WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153453 · CA · Approved
- LOGICA CAPITAL ADVISERS, LLCRegistered Investment Advisers · CRD # 168906 · CA · Approved
- LOGIQ CAPITAL LLCRegistered Investment Advisers · CRD # 337680 · NJ · Approved
- LOGOS GLOBAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 305162 · CA · Approved
- LOLA CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 336016 · ERA - Active
- LOMBARD ADVISERS INCORPORATEDRegistered Investment Advisers · CRD # 108231 · MD · Approved
- LOMBARD INVESTMENTS, INC.Exempt Reporting Advisers · CRD # 157418 · ERA - Active