Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LIONHEART STRATEGIC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 314990 · NY · Approved
- LIONHUNTER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 341117 · NY · Approved
- LIONLIGHT CAPITAL, L.P.Exempt Reporting Advisers · CRD # 342659 · NC · ERA - Active
- LIONSBRIDGE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 149019 · FL · Approved
- LIONSCREST ADVISORS LTDExempt Reporting Advisers · CRD # 343664 · ERA - Active
- LIONSHARES LLCRegistered Investment Advisers · CRD # 335459 · NY · Approved
- LIONSHEAD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288526 · NY · Approved
- LIONSTONE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 157603 · NY · Approved
- LIONTREE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315628 · NY · Approved
- LIONTREE PARTNERS LLCRegistered Investment Advisers · CRD # 289817 · NY · Approved
- LIPE & DALTON,INC.Registered Investment Advisers · CRD # 132737 · NY · Approved
- LIPPER ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 107283 · Approved
- LIQUID 2 VENTURES, LLCExempt Reporting Advisers · CRD # 305376 · CA · ERA - Active
- LIQUID CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 299577 · CA · Approved
- LIQUID STRATEGIES, LLCRegistered Investment Advisers · CRD # 170107 · GA · Approved
- LIQUIDITY CAPITAL M.C. LTDExempt Reporting Advisers · CRD # 317469 · ERA - Active
- LISANTI CAPITAL GROWTH LLCRegistered Investment Advisers · CRD # 130023 · NY · Approved
- LISC FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304733 · NY · Approved
- LISTEN LLCExempt Reporting Advisers · CRD # 298352 · IL · ERA - Active
- LITORINA PARTNERS IV LIMITEDExempt Reporting Advisers · CRD # 162137 · ERA - Active
- LITORINA V ADVISOR ABExempt Reporting Advisers · CRD # 293707 · ERA - Active
- LITTLE HARBOR ADVISORS, LLCRegistered Investment Advisers · CRD # 168700 · MA · Approved
- LITTLE HOUSE CAPITAL, LLCRegistered Investment Advisers · CRD # 290070 · MA · Approved
- LITTLE RIVER CAPITAL PARTNERS, LP.Registered Investment Advisers · CRD # 331057 · Approved
- LITTLEFIELD ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 109602 · Approved
- LITTLEJOHN & CO., LLCRegistered Investment Advisers · CRD # 156720 · CT · Approved
- LITTLEJOHN FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 155113 · OR · Approved
- LITVAK WEALTH, LLCRegistered Investment Advisers · CRD # 170805 · CT · Approved
- LIVE OAK FAMILY OFFICES LLCRegistered Investment Advisers · CRD # 141570 · 120-Day Approval
- LIVE OAK INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 304406 · TX · Approved
- LIVE OAK MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 287840 · SC · Approved
- LIVE OAK PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 297904 · NC · Approved
- LIVE OAK WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 154962 · TX · Approved
- LIVELIFE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 290008 · MA · Approved
- LIVELLO CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 305403 · NY · Approved
- LIVELSBERGER, LYNN LOUISRegistered Investment Advisers · CRD # 117665 · OH · Approved
- LIVET WEALTH, LLCRegistered Investment Advisers · CRD # 337826 · UT · Approved
- LIVIAN & CO., LLCRegistered Investment Advisers · CRD # 153771 · NY · Approved
- LIVINGBRIDGE AUSTRALIA PTY LIMITEDExempt Reporting Advisers · CRD # 302117 · ERA - Active
- LIVINGBRIDGE EP LLPExempt Reporting Advisers · CRD # 160244 · ERA - Active
- LIWA CAPITAL ADVISORS LTD.Exempt Reporting Advisers · CRD # 285951 · ERA - Active
- LIZARD INVESTORS LLCRegistered Investment Advisers · CRD # 147284 · IL · Approved
- LJI WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145399 · IN · Approved
- LJV MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 319782 · CA · ERA - Active
- LK FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 160539 · NY · Approved
- LL FUNDS, LLCRegistered Investment Advisers · CRD # 161552 · PA · Approved
- LLOYD ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 150582 · GA · Approved
- LLOYD CAPITAL LLCRegistered Investment Advisers · CRD # 158668 · Approved
- LLOYD HARBOR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304646 · NY · Approved
- LLOYD PARK, LLCRegistered Investment Advisers · CRD # 174032 · Approved