Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LIFETIME WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147482 · Approved
- LIFEWAY FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 114276 · TX · Approved
- LIFEWEALTH INVESTMENTS, LLCRegistered Investment Advisers · CRD # 332978 · FL · Approved
- LIFEWORKS ADVISORS, LLCRegistered Investment Advisers · CRD # 288255 · MI · Approved
- LIFT OUT CAPITAL, LLCExempt Reporting Advisers · CRD # 327583 · CO · ERA - Active
- LIFTPOINT FAMILY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 337973 · NJ · Approved
- LIG CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130489 · OK · Approved
- LIG FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328199 · IL · ERA - Active
- LIGATURE QUARTERLY FUND LLCExempt Reporting Advisers · CRD # 315657 · ERA - Active
- LIGHT ARC CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339985 · CT · Approved
- LIGHT CAPITAL LLCRegistered Investment Advisers · CRD # 323373 · CA · Approved
- LIGHT FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 131678 · ND · Approved
- LIGHT RAY VENTURES, LLCExempt Reporting Advisers · CRD # 328413 · NY · ERA - Active
- LIGHT STREET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155215 · CA · Approved
- LIGHTBANK ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 319430 · IL · ERA - Active
- LIGHTBAY MANAGEMENT LLCRegistered Investment Advisers · CRD # 288432 · CA · Approved
- LIGHTBOX MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 285504 · ERA - Active
- LIGHTCONE VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 339044 · MD · ERA - Active
- LIGHTEDWAY ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 312712 · NY · Approved
- LIGHTHOUSE AMC PRIVATE LIMITEDExempt Reporting Advisers · CRD # 333326 · ERA - Active
- LIGHTHOUSE CANTON PTE LTDExempt Reporting Advisers · CRD # 285456 · ERA - Active
- LIGHTHOUSE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 121496 · NJ · Approved
- LIGHTHOUSE FINANCIAL LLCRegistered Investment Advisers · CRD # 137277 · FL · Approved
- LIGHTHOUSE FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 110367 · CA · Approved
- LIGHTHOUSE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 136591 · FL · Approved
- LIGHTHOUSE NETWORK VENTURES LLCExempt Reporting Advisers · CRD # 342115 · VA · ERA - Active
- LIGHTHOUSE SWISS WEALTH ADVISORS AGRegistered Investment Advisers · CRD # 164658 · Approved
- LIGHTHOUSE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 157925 · OH · Approved
- LIGHTHOUSE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307529 · PA · Approved
- LIGHTHOUSE WEALTH PARTNERS, INC.Registered Investment Advisers · CRD # 330415 · Approved
- LIGHTHOUSE WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 299334 · WA · Approved
- LIGHTNING CAPITAL MANAGEMENT GROUP LLCExempt Reporting Advisers · CRD # 292535 · ERA - Active
- LIGHTNING EXCHANGE LTDExempt Reporting Advisers · CRD # 336375 · CO · ERA - Active
- LIGHTNING SHARK CAPITAL GROUP LTD.Exempt Reporting Advisers · CRD # 338401 · NY · ERA - Active
- LIGHTROCK LLPExempt Reporting Advisers · CRD # 323745 · ERA - Active
- LIGHTSHED VENTURES GROUP, LPExempt Reporting Advisers · CRD # 314117 · ERA - Active
- LIGHTSHIFT CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 323091 · ERA - Active
- LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLCRegistered Investment Advisers · CRD # 307933 · NY · Approved
- LIGHTSPEED INDIA PARTNERS ADVISORS LLPExempt Reporting Advisers · CRD # 310954 · ERA - Active
- LIGHTSPEED MANAGEMENT COMPANY, L.L.C.Registered Investment Advisers · CRD # 160187 · CA · Approved
- LIGHTSQUARE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 324958 · MI · Approved
- LIGHTSWITCH CAPITAL MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 319223 · NY · ERA - Active
- LIGHTVIEW CAPITAL, LLCRegistered Investment Advisers · CRD # 306106 · FL · Approved
- LIGHTYEAR CAPITAL LLCRegistered Investment Advisers · CRD # 156781 · NY · Approved
- LILIUM GROUP LLCExempt Reporting Advisers · CRD # 317404 · TX · ERA - Active
- LILLIANO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339106 · AZ · Approved
- LIM ADVISORS LIMITEDExempt Reporting Advisers · CRD # 159888 · ERA - Active
- LIME ROCK MANAGEMENT LPRegistered Investment Advisers · CRD # 157127 · CT · Approved
- LIMEKILN REAL ESTATE INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 297109 · NY · Approved
- LIMESTONE VALUE PARTNERS, LLCExempt Reporting Advisers · CRD # 152510 · TX · ERA - Active