Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KNOW YOUR OPTIONS LLCRegistered Investment Advisers · CRD # 153641 · IL · Approved
- KNOX AVENUE FINANCIAL CORP.Registered Investment Advisers · CRD # 289094 · MN · Approved
- KNOX LANE LPRegistered Investment Advisers · CRD # 306657 · CA · Approved
- KNOX WEALTH PARTNERS ADVISORY, LLCRegistered Investment Advisers · CRD # 288580 · TN · Approved
- KNUFF & COMPANY LLCRegistered Investment Advisers · CRD # 298203 · CA · Approved
- KNYSNA INVESTMENT MANAGEMENT IC LIMITEDExempt Reporting Advisers · CRD # 324424 · ERA - Active
- KOA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297004 · Approved
- KODO CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339048 · ERA - Active
- KOEHLER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 340322 · NY · Approved
- KOENIG INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 311422 · OR · Approved
- KOESTEN HIRSCHMANN & CRABTREE, INC.Registered Investment Advisers · CRD # 107212 · KS · Approved
- KOHLBERG & CO., L.L.C.Registered Investment Advisers · CRD # 160745 · NY · Approved
- KOHLBERG KRAVIS ROBERTS & CO. L.P.Registered Investment Advisers · CRD # 144533 · NY · Approved
- KOHLHEPP INVESTMENT ADVISORS, LTD.Registered Investment Advisers · CRD # 113989 · PA · Approved
- KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.Registered Investment Advisers · CRD # 138851 · OH · Approved
- KOIN CAPITAL INCRegistered Investment Advisers · CRD # 315355 · TX · Approved
- KOLTAI & COMPANY ADVISORS, LLCExempt Reporting Advisers · CRD # 290380 · NJ · ERA - Active
- KOM WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 142682 · WI · Approved
- KOMO CAPITAL LLPExempt Reporting Advisers · CRD # 338074 · ERA - Active
- KOMPASS KAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 335041 · KS · Approved
- KONDO WEALTH ADVISORS, INCRegistered Investment Advisers · CRD # 175347 · CA · Approved
- KONEKTIS CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 327997 · NY · Approved
- KONTIKI CAPITAL MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 172145 · ERA - Active
- KONVOY CAPITAL LLCExempt Reporting Advisers · CRD # 321077 · CO · ERA - Active
- KONZA GLOBAL ADVISORY, LLCRegistered Investment Advisers · CRD # 331692 · KS · Approved
- KOOB WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154830 · MN · Approved
- KOOMAN & ASSOCIATESRegistered Investment Advisers · CRD # 322163 · PA · Approved
- KOON FINANCIAL PLANNING & CONSULTING, LLCRegistered Investment Advisers · CRD # 126051 · IN · Approved
- KOPERNIK GLOBAL INVESTORS, LLCRegistered Investment Advisers · CRD # 168625 · FL · Approved
- KOPION ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152693 · TX · Approved
- KORA MANAGEMENT LPRegistered Investment Advisers · CRD # 172534 · NY · Approved
- KORE ADVISORS LPRegistered Investment Advisers · CRD # 159663 · FL · Approved
- KOREA INVESTMENT GLOBAL GREEN ENERGY GPExempt Reporting Advisers · CRD # 324944 · ERA - Active
- KORELYA CAPITAL SASExempt Reporting Advisers · CRD # 324370 · ERA - Active
- KORNITZER CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 111087 · KS · Approved
- KORVING & COMPANY LLCRegistered Investment Advisers · CRD # 152095 · VA · Approved
- KORZEN ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 340062 · CO · ERA - Active
- KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 111872 · IL · Approved
- KOSMOS MANAGEMENT LLCRegistered Investment Advisers · CRD # 164712 · WA · Approved
- KOSS-OLINGER CONSULTING, LLC.Registered Investment Advisers · CRD # 111855 · FL · Approved
- KOTAK ALTERNATE ASSET MANAGERS LIMITEDRegistered Investment Advisers · CRD # 317952 · Approved
- KOTAK MAHINDRA (INTERNATIONAL) LIMITEDExempt Reporting Advisers · CRD # 163799 · ERA - Active
- KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 286032 · Approved
- KOVACK ADVISORS, INC.Registered Investment Advisers · CRD # 140808 · FL · Approved
- KOVALCIK & GERAGHTY WEALTH PARTNERS LLPRegistered Investment Advisers · CRD # 159811 · OH · Approved
- KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 298353 · CO · Approved
- KP MANAGEMENT LLCRegistered Investment Advisers · CRD # 161307 · Approved
- KPC TERRAPIN GROUP LLCRegistered Investment Advisers · CRD # 285526 · NY · Approved
- KPCB CHINA MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 161470 · ERA - Active
- KPP ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 289507 · KY · Approved