Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KERNS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322713 · ERA - Active
- KEROGEN CAPITAL (ASIA) LIMITEDExempt Reporting Advisers · CRD # 164934 · ERA - Active
- KEROGEN CAPITAL (UK) LIMITEDExempt Reporting Advisers · CRD # 295043 · ERA - Active
- KEROGEN CAPITAL II LIMITEDExempt Reporting Advisers · CRD # 295054 · ERA - Active
- KERR FINANCIAL PLANNING CORPORATIONRegistered Investment Advisers · CRD # 277142 · Approved
- KERRISDALE ADVISERS, LLCRegistered Investment Advisers · CRD # 160804 · FL · Approved
- KERUSSO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316352 · NC · Approved
- KERUX, LLCRegistered Investment Advisers · CRD # 327724 · CA · Approved
- KESLER, NORMAN & WRIDE, LLCRegistered Investment Advisers · CRD # 307667 · UT · Approved
- KESSLER INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 153696 · IN · Approved
- KESTENBAUM CAPITAL, LLCRegistered Investment Advisers · CRD # 323268 · Approved
- KESTER CAPITAL LLPExempt Reporting Advisers · CRD # 174588 · ERA - Active
- KESTRA ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 283330 · TX · Approved
- KESTRA INSTITUTIONAL SERVICES, LLCRegistered Investment Advisers · CRD # 151790 · TX · Approved
- KESTRA INVESTMENT MANAGEMENT, LLC.Registered Investment Advisers · CRD # 317711 · TX · Approved
- KESTRA PRIVATE WEALTH SERVICES, LLCRegistered Investment Advisers · CRD # 155193 · TX · Approved
- KESTREL 0X1 ADVISORY US LLCExempt Reporting Advisers · CRD # 329704 · ERA - Active
- KESTREL INVESTMENT MANAGEMENT CORPRegistered Investment Advisers · CRD # 106789 · CA · Approved
- KESTREL PARTNERS LLPRegistered Investment Advisers · CRD # 226573 · Approved
- KESTREL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153503 · IN · Approved
- KETRON FINANCIAL LLCRegistered Investment Advisers · CRD # 330807 · CA · Approved
- KETTLE HILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163722 · NY · Approved
- KEUDELL MORRISON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 292600 · OR · Approved
- KEVIN E. VANDENBERG, LLCRegistered Investment Advisers · CRD # 173687 · Approved
- KEVIN M. GIBNEY AND COMPANY, LLCRegistered Investment Advisers · CRD # 151879 · NJ · Approved
- KEY 1 CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 331433 · ERA - Active
- KEY CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 173773 · TN · Approved
- KEY CLIENT FIDUCIARY ADVISORS, LLCRegistered Investment Advisers · CRD # 298240 · NJ · Approved
- KEY FINANCIAL, INC.Registered Investment Advisers · CRD # 116240 · PA · Approved
- KEY GROUP MANAGEMENT, INC.Registered Investment Advisers · CRD # 146054 · AZ · Approved
- KEY INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342226 · IL · ERA - Active
- KEY INVESTMENT PARTNERS LLCExempt Reporting Advisers · CRD # 299384 · CO · ERA - Active
- KEY INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 136300 · OH · Approved
- KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139806 · FL · Approved
- KEYFRAME CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 305812 · NY · Approved
- KEYHAVEN CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 146544 · ERA - Active
- KEYNOTE FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 130384 · CT · Approved
- KEYRIDGE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 175204 · Approved
- KEYROCK CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 299521 · ERA - Active
- KEYSTATE ADVISORY, LLCRegistered Investment Advisers · CRD # 156226 · NV · Approved
- KEYSTONE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 130101 · VA · Approved
- KEYSTONE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 314798 · IL · Approved
- KEYSTONE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 129301 · GA · Approved
- KEYSTONE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 170201 · KY · Approved
- KEYSTONE FINANCIAL PLANNING, INCRegistered Investment Advisers · CRD # 104640 · OH · Approved
- KEYSTONE FINANCIAL SERVICESRegistered Investment Advisers · CRD # 310623 · CO · Approved
- KEYSTONE FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 308397 · NE · Approved
- KEYSTONE GLOBAL PARTNERS LLCRegistered Investment Advisers · CRD # 153147 · CO · Approved
- KEYSTONE IMPERIAL LLCRegistered Investment Advisers · CRD # 338785 · PA · Approved
- KEYSTONE INVESTORS PTE. LTD.Exempt Reporting Advisers · CRD # 318768 · ERA - Active