Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KEIDAN FINANCIAL CONSULTANTS LLCRegistered Investment Advisers · CRD # 108093 · OH · Approved
- KEIDAN MANAGEMENT INC.Exempt Reporting Advisers · CRD # 311075 · NY · ERA - Active
- KEITH HAMILTON, INC.Registered Investment Advisers · CRD # 155865 · CA · Approved
- KELAI MANAGEMENT LLCExempt Reporting Advisers · CRD # 343830 · NY · ERA - Active
- KELLEHER FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 126021 · NY · Approved
- KELLER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 328195 · PA · Approved
- KELLETT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 287571 · OH · Approved
- KELLEY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 119099 · Approved
- KELLOGG ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150031 · WI · Approved
- KELLY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 310140 · MD · Approved
- KELLY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 136372 · CT · Approved
- KELLY FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 291996 · MA · Approved
- KELLY PARK INVESTMENT LLCRegistered Investment Advisers · CRD # 299882 · Approved
- KELLY PARK MANAGEMENT II LLCExempt Reporting Advisers · CRD # 329684 · NY · ERA - Active
- KELLY STRATEGIC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315259 · CO · Approved
- KELLY WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 328386 · MI · Approved
- KELMAN LAZAROV INCRegistered Investment Advisers · CRD # 107727 · TN · Approved
- KELSEY FINANCIAL, LLCRegistered Investment Advisers · CRD # 314950 · CA · Approved
- KELSO & COMPANY, L.P.Registered Investment Advisers · CRD # 131471 · NY · Approved
- KENDALL CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 134740 · MD · Approved
- KENDALL INVESTMENTS, LLCExempt Reporting Advisers · CRD # 291345 · MA · ERA - Active
- KENMAR PREFERRED INVESTMENTS, LLCRegistered Investment Advisers · CRD # 226658 · NY · Approved
- KENNEDY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 105834 · MO · Approved
- KENNEDY INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 322605 · NJ · Approved
- KENNEDY LEWIS CAPITAL HOLDINGS LLCRegistered Investment Advisers · CRD # 324025 · NY · Approved
- KENNEDY LEWIS LOAN MANAGEMENT LLCRegistered Investment Advisers · CRD # 316091 · NY · Approved
- KENNEDY LEWIS MANAGEMENT LPRegistered Investment Advisers · CRD # 290399 · NY · Approved
- KENNEDY WEALTH & TAX MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172394 · CT · Approved
- KENNERMAN ASSOCIATE INCRegistered Investment Advisers · CRD # 105696 · NY · Approved
- KENNETH FRENKE & CO., INC.Registered Investment Advisers · CRD # 109352 · NC · Approved
- KENNEY INVESTMENTS INCRegistered Investment Advisers · CRD # 105665 · IL · Approved
- KENNICOTT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 128947 · Approved
- KENNON-GREEN & COMPANY, LLCRegistered Investment Advisers · CRD # 284713 · OH · Approved
- KENNONDALE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299863 · VA · Approved
- KENORA FINANCIAL, LLCRegistered Investment Advisers · CRD # 123524 · IL · Approved
- KENSICO CAPITAL MANAGEMENT CORP.Registered Investment Advisers · CRD # 157934 · CT · Approved
- KENSINGTON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 309780 · TX · Approved
- KENSINGTON FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 136346 · NJ · Approved
- KENSINGTON FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 127658 · NC · Approved
- KENSINGTON INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 108012 · CA · Approved
- KENSYS LTDRegistered Investment Advisers · CRD # 327832 · Approved
- KENTER CANYON CAPITAL, LLCRegistered Investment Advisers · CRD # 150624 · Approved
- KEPHA PARTNERS MANAGEMENT LLCExempt Reporting Advisers · CRD # 161541 · MA · ERA - Active
- KEPOS CAPITAL LPRegistered Investment Advisers · CRD # 156361 · NY · Approved
- KEPPEL CREDIT FUND MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 331035 · ERA - Active
- KEPPEL FUND MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 162842 · ERA - Active
- KERA CAPITAL PARTNERS, INC.Registered Investment Advisers · CRD # 312875 · CA · Approved
- KERBEROS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 315699 · IL · Approved
- KERBERROSE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168787 · WI · Approved
- KERCHEVILLE ADVISORS LLCRegistered Investment Advisers · CRD # 169471 · TX · Approved