Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KAIZEN INVESTMENT MANAGEMENT PTE. LTDExempt Reporting Advisers · CRD # 329370 · ERA - Active
- KAIZEN RETIREMENT PLAN ADVISORS, LLCRegistered Investment Advisers · CRD # 289238 · Approved
- KALAARI CAPITAL ADVISORS PVT LTDExempt Reporting Advisers · CRD # 162999 · ERA - Active
- KALAMATA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 284328 · MD · Approved
- KALEHUA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 325290 · TX · ERA - Active
- KALEIDO CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 342284 · 120-Day Approval
- KALEIDOSCOPE CAPITAL LPRegistered Investment Advisers · CRD # 282159 · MA · Approved
- KALKA INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 175274 · NY · ERA - Active
- KALMIA ADVISORS INC.Exempt Reporting Advisers · CRD # 311763 · NY · ERA - Active
- KALTBAUM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123991 · Approved
- KALYSTA CAPITAL PRIVATE LTD MAURITIUSExempt Reporting Advisers · CRD # 175454 · ERA - Active
- KAMERRA HOLDINGS, LLCExempt Reporting Advisers · CRD # 334548 · TX · ERA - Active
- KAMICHU WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 295412 · Approved
- KANAME CAPITAL, L.P.Registered Investment Advisers · CRD # 300565 · MA · Approved
- KANANI ADVISORY GROUP INC.Registered Investment Advisers · CRD # 288314 · CA · Approved
- KANAWHA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118458 · VA · Approved
- KANBRICK LLCRegistered Investment Advisers · CRD # 309288 · NC · Approved
- KANE COMPANY WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 115756 · IA · Approved
- KANE FINANCIAL, LLCRegistered Investment Advisers · CRD # 291231 · NY · Approved
- KANE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 127337 · CA · Approved
- KANEN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 282746 · FL · Approved
- KANOS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 128395 · TX · Approved
- KANTAME CAPITAL PARTNERS GP LLCExempt Reporting Advisers · CRD # 343068 · DE · ERA - Active
- KAPOR CAPITAL MANAGEMENT COMPANY L.L.C.Exempt Reporting Advisers · CRD # 317692 · CA · ERA - Active
- KAPSTONE FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 318885 · OH · Approved
- KAPUSTA FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 123349 · PA · Approved
- KARAGOSIAN FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 124532 · NY · Approved
- KARANI ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 297922 · NY · Approved
- KARE MANAGER HOLDINGS, L.P.Registered Investment Advisers · CRD # 343124 · FL · Approved
- KARL KAPITAL LLCRegistered Investment Advisers · CRD # 333558 · CA · Approved
- KARLOV STREET CAPITAL, LLCRegistered Investment Advisers · CRD # 288910 · FL · Approved
- KARMA CAPITAL ADVISORS PVT LTD.Registered Investment Advisers · CRD # 335212 · Approved
- KARMAN VENTURES, LLCExempt Reporting Advisers · CRD # 322083 · ERA - Active
- KARMEL CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 307701 · CA · Approved
- KARPREILLY, LLCRegistered Investment Advisers · CRD # 161169 · CT · Approved
- KARPUS MANAGEMENT INCRegistered Investment Advisers · CRD # 110275 · NY · Approved
- KARTESIA MANAGEMENT SÀRLExempt Reporting Advisers · CRD # 289175 · ERA - Active
- KARYA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160413 · NY · Approved
- KASSIRA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165070 · Approved
- KASSOUF WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 122683 · AL · Approved
- KASTEL CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 226520 · MA · Approved
- KASZEK MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 162456 · ERA - Active
- KATALYST.VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 294643 · CA · ERA - Active
- KATE CAPITAL LLCRegistered Investment Advisers · CRD # 329897 · CT · Approved
- KATERI FUND MANAGER LLCExempt Reporting Advisers · CRD # 343311 · ERA - Active
- KATHMERE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305118 · PA · Approved
- KAUFMAN HALL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328876 · TN · Approved
- KAUFMAN ROSSIN WEALTH, LLCRegistered Investment Advisers · CRD # 301921 · FL · Approved
- KAUL CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328933 · CA · ERA - Active
- KAVAR CAPITAL PARTNERS GROUP, LLCRegistered Investment Advisers · CRD # 311744 · KS · Approved