Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- KUNATH KARREN RINNE & ATKIN LLCRegistered Investment Advisers · CRD # 104531 · WA · Approved
- KUOS INVESTMENT II LLCExempt Reporting Advisers · CRD # 289165 · CA · ERA - Active
- KURAMO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160614 · NY · Approved
- KURE ADVISORY, LLCRegistered Investment Advisers · CRD # 311320 · MN · Approved
- KURTIN FINANCIAL ADVISERS, LLCRegistered Investment Advisers · CRD # 115418 · Approved
- KURV INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 323149 · CA · Approved
- KUTSCHER BENNER BARSNESS & STEVENS, INC.Registered Investment Advisers · CRD # 107475 · WA · Approved
- KUTUMB INVESTMENTS LLCRegistered Investment Advisers · CRD # 342420 · FL · Approved
- KUTZ AND COMPANY INC.Registered Investment Advisers · CRD # 124722 · NY · Approved
- KV ASIA CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 299735 · ERA - Active
- KV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 292197 · MD · ERA - Active
- KV SERVICES II LIMITEDRegistered Investment Advisers · CRD # 151518 · Approved
- KVP CAPITAL ADVISORS, LPRegistered Investment Advisers · CRD # 174401 · Approved
- KW WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 298466 · Approved
- KWB WEALTHRegistered Investment Advisers · CRD # 300921 · CA · Approved
- KWK MANAGEMENT LLCRegistered Investment Advisers · CRD # 131097 · TX · Approved
- KWMG, LLCRegistered Investment Advisers · CRD # 170293 · KS · Approved
- KYBER KNIGHT CAPITAL MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 320756 · ERA - Active
- KYMA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 298877 · ERA - Active
- KYMATIC ADVISORS LLCExempt Reporting Advisers · CRD # 336458 · NY · ERA - Active
- KYNAM CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 314368 · Approved
- KYNANCE COVE CAPITAL LLCRegistered Investment Advisers · CRD # 343050 · 120-Day Approval
- KYNANCE COVE CAPITAL LLPRegistered Investment Advisers · CRD # 341728 · Approved
- KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.Registered Investment Advisers · CRD # 174341 · NY · Approved