Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KPS CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 157678 · NY · Approved
- KR CAPITAL LPRegistered Investment Advisers · CRD # 338229 · NY · Approved
- KRAEMATON INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 126869 · MA · Approved
- KRAFT, DAVIS & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 175085 · MO · Approved
- KRAKEN ADVISER LLCRegistered Investment Advisers · CRD # 337920 · FL · Approved
- KRAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 138959 · Approved
- KRANE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329110 · NY · Approved
- KRANE FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 153594 · CA · Approved
- KRANE FUNDS ADVISORS, LLCRegistered Investment Advisers · CRD # 157103 · NY · Approved
- KREATE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 309103 · CA · ERA - Active
- KREITLER FINANCIAL LLCRegistered Investment Advisers · CRD # 309056 · CT · Approved
- KRENSAVAGE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168976 · NY · Approved
- KREOS CAPITAL GROUP LIMITEDExempt Reporting Advisers · CRD # 163478 · ERA - Active
- KREOS CAPITAL GROUP V LIMITEDExempt Reporting Advisers · CRD # 283499 · ERA - Active
- KREOS CAPITAL GROUP VI L.P.Exempt Reporting Advisers · CRD # 299127 · ERA - Active
- KREOS CAPITAL GROUP VII LPExempt Reporting Advisers · CRD # 325869 · ERA - Active
- KRIEG MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338621 · NY · ERA - Active
- KRILOGY FINANCIAL LLCRegistered Investment Advisers · CRD # 149046 · MO · Approved
- KRISTAL ADVISORS (SG) PTE. LTD.Registered Investment Advisers · CRD # 341175 · Approved
- KRISTEN E. COOMBS LLCRegistered Investment Advisers · CRD # 311243 · PA · Approved
- KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 338738 · IL · Approved
- KRM PARTNERS LLCExempt Reporting Advisers · CRD # 335310 · ERA - Active
- KRM WEALTH MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 173929 · NV · Approved
- KROEGER FINANCIAL PARTNERSRegistered Investment Advisers · CRD # 175113 · CA · Approved
- KROHNE CAPITAL, LLCExempt Reporting Advisers · CRD # 129553 · ERA - Active
- KRONOS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281729 · Approved
- KROON & MITCHELL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 168120 · MI · Approved
- KROPOG FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 282747 · LA · Approved
- KRS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142928 · MI · Approved
- KRUSE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143204 · IL · Approved
- KRUSEN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150754 · FL · Approved
- KRYGER CAPITAL LLCRegistered Investment Advisers · CRD # 318571 · Approved
- KSE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 339485 · DE · ERA - Active
- KSI ADVISORS, LLCExempt Reporting Advisers · CRD # 331191 · MA · ERA - Active
- KSL ADVISORS, LLCRegistered Investment Advisers · CRD # 155677 · CO · Approved
- KTF INVESTMENTS, LLCRegistered Investment Advisers · CRD # 337465 · CA · Approved
- KUARK CAPITAL LIMITEDExempt Reporting Advisers · CRD # 342721 · ERA - Active
- KUB CONVEX PARTNERSExempt Reporting Advisers · CRD # 342786 · ERA - Active
- KUBE HOLDINGS LIMITEDExempt Reporting Advisers · CRD # 318640 · ERA - Active
- KUBENCE LLCRegistered Investment Advisers · CRD # 336461 · Approved
- KUBHERA ENTERPRISES LLCRegistered Investment Advisers · CRD # 151619 · NJ · Approved
- KUCHARO WEALTH, LLCRegistered Investment Advisers · CRD # 329601 · NC · Approved
- KUDU INVESTMENT HOLDINGS, LLCRegistered Investment Advisers · CRD # 174350 · NY · Approved
- KUHN & COMPANY INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 306434 · IL · Approved
- KUHN ADVISORS, INC.Registered Investment Advisers · CRD # 117816 · NC · Approved
- KUHN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 283028 · IL · Approved
- KUHN WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 168727 · IL · Approved
- KUKUI TREE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 330374 · CA · Approved
- KULT WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 126740 · WI · Approved
- KULTURA CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 327510 · UT · Approved