Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- JK WITHUS CO. LTD.Exempt Reporting Advisers · CRD # 338928 · ERA - Active
- JLB & ASSOCIATES INCRegistered Investment Advisers · CRD # 104655 · MI · Approved
- JLENSRegistered Investment Advisers · CRD # 331778 · NY · Approved
- JLL PARTNERS FCH, INC.Registered Investment Advisers · CRD # 285184 · NY · Approved
- JLL PARTNERS, LLCRegistered Investment Advisers · CRD # 285186 · NY · Approved
- JM FINANCIAL LIMITEDExempt Reporting Advisers · CRD # 293667 · ERA - Active
- JM FINANCIAL OVERSEAS HOLDINGS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 162305 · ERA - Active
- JM2 CAPITAL INC.Registered Investment Advisers · CRD # 292351 · OK · Approved
- JMAC ENTERPRISES LLCRegistered Investment Advisers · CRD # 312710 · PA · Approved
- JMC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169235 · MA · Approved
- JMG FINANCIAL GROUP LTDRegistered Investment Advisers · CRD # 110302 · IL · Approved
- JMH WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139294 · NH · Approved
- JMI MANAGEMENT, L.P.Registered Investment Advisers · CRD # 158344 · MD · Approved
- JMK & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 312760 · WA · Approved
- JMN FINANCIAL, LLCRegistered Investment Advisers · CRD # 316673 · Approved
- JMS CAPITAL GROUP WEALTH SERVICES, LLCRegistered Investment Advisers · CRD # 281325 · PA · Approved
- JNBA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 106550 · MN · Approved
- JNE PARTNERS LLPExempt Reporting Advisers · CRD # 300860 · ERA - Active
- JNR EQUITY FUND I MANAGER LLCExempt Reporting Advisers · CRD # 324939 · MA · ERA - Active
- JNR EQUITY FUND II MANAGER LLCExempt Reporting Advisers · CRD # 336845 · MA · ERA - Active
- JOCELYN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323831 · CA · Approved
- JOE ALLEN, LLCRegistered Investment Advisers · CRD # 342928 · AZ · 120-Day Approval
- JOEL ADAMS AND ASSOCIATES INC.Registered Investment Advisers · CRD # 319379 · NC · Approved
- JOEL ISAACSON & CO., LLCRegistered Investment Advisers · CRD # 152450 · NY · Approved
- JOEL R. MOGY INVESTMENT COUNSEL INC.Registered Investment Advisers · CRD # 111622 · CA · Approved
- JOHCM (USA) INCRegistered Investment Advisers · CRD # 167596 · MA · Approved
- JOHKIM CAPITAL PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 289512 · TX · Approved
- JOHN A. WOLFE & ASSOCIATES, INC.Registered Investment Advisers · CRD # 110799 · MI · Approved
- JOHN BOYER, INC.Registered Investment Advisers · CRD # 145275 · FL · Approved
- JOHN E. SESTINA AND COMPANYRegistered Investment Advisers · CRD # 108634 · OH · Approved
- JOHN F SUBY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 150824 · WI · Approved
- JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 105790 · MA · Approved
- JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 174433 · MA · Approved
- JOHN HANCOCK VARIABLE TRUST ADVISERS LLCRegistered Investment Advisers · CRD # 16009 · MA · Approved
- JOHN MOORE & ASSOCIATES INCRegistered Investment Advisers · CRD # 109791 · NM · Approved
- JOHN W. BRISTOL & CO., INC.Registered Investment Advisers · CRD # 105597 · NY · Approved
- JOHN W. BROOKER & CO., CPAS, PCRegistered Investment Advisers · CRD # 105437 · CA · Approved
- JOHNSON & SHUTE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 116667 · WA · Approved
- JOHNSON & WHITE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 169795 · PA · Approved
- JOHNSON BIXBY & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 310839 · WA · Approved
- JOHNSON DUNN CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 320849 · Approved
- JOHNSON FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 125101 · CO · Approved
- JOHNSON INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 117054 · OH · Approved
- JOHNSON LYMAN, INC.Registered Investment Advisers · CRD # 150150 · CA · Approved
- JOHNSON STERLING, INC.Registered Investment Advisers · CRD # 106379 · AL · Approved
- JOHNSON WEALTH INC.Registered Investment Advisers · CRD # 125557 · WI · Approved
- JOHNSON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123105 · ND · Approved
- JOHNSTON INVESTMENT COUNSEL, LTD.Registered Investment Advisers · CRD # 109726 · IL · Approved
- JOIN BEYOND, LLCExempt Reporting Advisers · CRD # 337915 · CA · ERA - Active
- JONATHAN ROBERTS ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 112294 · FL · Approved