Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HERITAGE ASSET ADVISORS LTD., LLPRegistered Investment Advisers · CRD # 144125 · Approved
- HERITAGE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323344 · MO · Approved
- HERITAGE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 310306 · Approved
- HERITAGE CAPITAL, LLCRegistered Investment Advisers · CRD # 127650 · CT · Approved
- HERITAGE FAMILY OFFICES, LLPRegistered Investment Advisers · CRD # 323930 · AZ · Approved
- HERITAGE FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 154955 · OH · Approved
- HERITAGE FINANCIAL COUNSELORS, LLCRegistered Investment Advisers · CRD # 288232 · NJ · Approved
- HERITAGE FINANCIAL, LLCRegistered Investment Advisers · CRD # 285149 · VA · Approved
- HERITAGE GROVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336771 · Approved
- HERITAGE HAUS WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 342736 · TX · Approved
- HERITAGE HOLDING MANAGEMENT, LPRegistered Investment Advisers · CRD # 331677 · MA · Approved
- HERITAGE INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 113204 · FL · Approved
- HERITAGE INVESTORS MANAGEMENT CORPRegistered Investment Advisers · CRD # 110420 · MD · Approved
- HERITAGE OAK WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 323925 · FL · Approved
- HERITAGE POINT PARTNERS LLCExempt Reporting Advisers · CRD # 322601 · ERA - Active
- HERITAGE STRATEGIC WEALTH, LLCRegistered Investment Advisers · CRD # 338025 · IL · Approved
- HERITAGE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 137484 · VA · Approved
- HERITAGE WEALTH MANAGEMENT GROUP, LTDRegistered Investment Advisers · CRD # 148459 · VA · Approved
- HERITAGE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 312545 · OH · Approved
- HERITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 316956 · CA · Approved
- HERITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 122394 · TX · Approved
- HERITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 159158 · MA · Approved
- HERMES FUND MANAGERS IRELAND LIMITEDExempt Reporting Advisers · CRD # 319364 · ERA - Active
- HERMES GPE (USA) INCRegistered Investment Advisers · CRD # 166839 · NY · Approved
- HERMES GPE LLPRegistered Investment Advisers · CRD # 151848 · Approved
- HERMES INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 153104 · Approved
- HERMITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 333235 · VA · Approved
- HERNDON PLANT OAKLEY LTDRegistered Investment Advisers · CRD # 44971 · TX · Approved
- HEROIC VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283399 · PA · ERA - Active
- HEROLD ADVISORS, INC.Registered Investment Advisers · CRD # 105090 · NY · Approved
- HERON ADVISORY INC.Registered Investment Advisers · CRD # 327608 · CA · Approved
- HERON BAY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305537 · MI · Approved
- HERON VIEW PARTNERS LLCRegistered Investment Advisers · CRD # 105926 · NY · Approved
- HERONBRIDGE INVESTMENT MANAGEMENT LLPRegistered Investment Advisers · CRD # 164314 · Approved
- HERONETTA MANAGEMENT, L.P.Registered Investment Advisers · CRD # 157307 · NY · Approved
- HERSHEY FINANCIAL ADVISERS, LLCRegistered Investment Advisers · CRD # 149907 · PA · Approved
- HESEN & HASLAM, LLCRegistered Investment Advisers · CRD # 286235 · CA · Approved
- HESMER WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 340213 · Approved
- HESTIA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314650 · PA · ERA - Active
- HEVORX INVESTMENT ADVISORS LLCExempt Reporting Advisers · CRD # 342246 · CO · ERA - Active
- HEWELL FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 333535 · Approved
- HEWES FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 289026 · TX · ERA - Active
- HEXA MANAGEMENT GROUP LLCExempt Reporting Advisers · CRD # 341582 · WA · ERA - Active
- HEXAGON CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 305850 · AR · Approved
- HEXIMER INVESTMENT MANAGEMENT INC.Registered Investment Advisers · CRD # 105344 · Approved
- HEXIS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 338598 · Approved
- HEYDORN STONE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 125903 · NY · Approved
- HF ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 309051 · MD · Approved
- HF0 ADVISORS, LLCExempt Reporting Advisers · CRD # 325379 · ERA - Active
- HFF FUND MANAGER, LLCExempt Reporting Advisers · CRD # 333417 · CA · ERA - Active