SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 351–400 of 867 matching (names starting with H)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- HEL VED CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306323 · ERA - Active
- HELENA SPECIAL INVESTMENTS LLCExempt Reporting Advisers · CRD # 317076 · NY · ERA - Active
- HELFORD CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 327219 · ERA - Active
- HELIANTH INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 317326 · NY · Approved
- HELIKON INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 307662 · ERA - Active
- HELIOS CAPITAL MANAGEMENT PTE. LTD .Exempt Reporting Advisers · CRD # 139164 · ERA - Active
- HELIOS CLIMATE VENTURES, LLCExempt Reporting Advisers · CRD # 319615 · CO · ERA - Active
- HELIOS DIGITAL VENTURES ADVISORS LLCExempt Reporting Advisers · CRD # 322484 · DC · ERA - Active
- HELIOS INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 162865 · ERA - Active
- HELIOS WEALTH MANAGEMENT LTDExempt Reporting Advisers · CRD # 340014 · CO · ERA - Active
- HELIUM ADVISORS LLCRegistered Investment Advisers · CRD # 282356 · WA · Approved
- HELIX ADVISORY SERVICES LTD.Exempt Reporting Advisers · CRD # 292831 · ERA - Active
- HELIX KAPITAL 3.0 ABExempt Reporting Advisers · CRD # 331609 · ERA - Active
- HELIX PARTNERS MANAGEMENT LPRegistered Investment Advisers · CRD # 325120 · NY · Approved
- HELLMAN & FRIEDMAN LLCRegistered Investment Advisers · CRD # 158614 · CA · Approved
- HELM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 123174 · WA · Approved
- HELM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141773 · CO · Approved
- HELM INVESTMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 298388 · FL · ERA - Active
- HELMSMAN FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 113780 · WA · Approved
- HEMI VENTURES, LLCExempt Reporting Advisers · CRD # 287982 · ERA - Active
- HEMISPHERE PARTNERS LLCRegistered Investment Advisers · CRD # 136535 · NY · Approved
- HEMISPHERIC SPV CAPITAL LLCExempt Reporting Advisers · CRD # 334934 · MA · ERA - Active
- HEMMING& WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 300918 · MI · Approved
- HEMSLEY ADVISORS, LTD.Registered Investment Advisers · CRD # 106414 · IL · Approved
- HENDERSHOT INVESTMENTS, INC.Registered Investment Advisers · CRD # 115472 · Approved
- HENDERSHOTT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170839 · IN · Approved
- HENDERSON BROTHERS FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 333732 · PA · Approved
- HENDERSON FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 333013 · VA · Approved
- HENDLEY & CO INCRegistered Investment Advisers · CRD # 110465 · OH · Approved
- HENGEHOLD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 107700 · OH · Approved
- HENGISTBURY INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 164430 · ERA - Active
- HENLEY & COMPANY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 144884 · NY · Approved
- HENLEY USA, LLCExempt Reporting Advisers · CRD # 298789 · FL · ERA - Active
- HENNESSY ADVISORS, INC.Registered Investment Advisers · CRD # 110770 · CA · Approved
- HENNION & WALSH ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 126236 · NJ · Approved
- HENRICKSON NAUTA WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 141201 · MI · Approved
- HENRIOT INVESTMENT MANAGEMENT LTDExempt Reporting Advisers · CRD # 337342 · ERA - Active
- HENRY BRAGG & CO., LLCRegistered Investment Advisers · CRD # 311388 · TX · Approved
- HENRY COLLECTIVE, LLCExempt Reporting Advisers · CRD # 319231 · ERA - Active
- HENRY H. ARMSTRONG ASSOCIATES, INC.Registered Investment Advisers · CRD # 105510 · PA · Approved
- HENRY JAMES INTERNATIONAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 169293 · NY · Approved
- HENSON-EDGEWATER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 135316 · OH · Approved
- HEP MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 161855 · NY · Approved
- HEP PARTNERS LLCRegistered Investment Advisers · CRD # 161386 · TX · Approved
- HEPCO CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336206 · PA · ERA - Active
- HEPWORTH EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 145774 · Approved
- HERACLITUS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 337873 · TX · ERA - Active
- HERBERT J. SIMS CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 134510 · CT · Approved
- HERCULES ADVISER LLCRegistered Investment Advisers · CRD # 310662 · CA · Approved
- HERGENROEDER FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 121278 · MD · Approved