Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HASHIRA CAPITAL LLCExempt Reporting Advisers · CRD # 342717 · PR · ERA - Active
- HASHKEY CAPITAL INVESTMENTExempt Reporting Advisers · CRD # 315508 · ERA - Active
- HASHKEY FINTECH INVESTMENTExempt Reporting Advisers · CRD # 318593 · ERA - Active
- HASSELL WEALTH MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 297892 · LA · Approved
- HASTINGS EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 167499 · MA · Approved
- HAT TRICK CAPITAL LLCExempt Reporting Advisers · CRD # 324504 · ERA - Active
- HATCH ACCELERATOR FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 309604 · HI · ERA - Active
- HATCH BIOFUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330746 · PA · ERA - Active
- HATCH COVE CAPITAL, LLCRegistered Investment Advisers · CRD # 324472 · Approved
- HATCHER CAPITAL INVESTMENTS, INC.Registered Investment Advisers · CRD # 300230 · AR · Approved
- HATTERAS INVESTMENT PARTNERS, LPRegistered Investment Advisers · CRD # 170628 · NC · Approved
- HATTERAS VENTURE ADVISORS III, LLCExempt Reporting Advisers · CRD # 161495 · NC · ERA - Active
- HATTERAS VENTURE ADVISORS IV, LLCExempt Reporting Advisers · CRD # 161496 · NC · ERA - Active
- HATTERAS VENTURE ADVISORS V LLCExempt Reporting Advisers · CRD # 289173 · NC · ERA - Active
- HATTERAS VENTURE ADVISORS VI, LLCExempt Reporting Advisers · CRD # 304184 · NC · ERA - Active
- HATTERAS VENTURE ADVISORS VII, LLCExempt Reporting Advisers · CRD # 320715 · NC · ERA - Active
- HAUN VENTURES MANAGEMENT LPRegistered Investment Advisers · CRD # 318409 · CA · Approved
- HAUSER RETIREMENT SOLUTIONS 2 LLCRegistered Investment Advisers · CRD # 299959 · OH · Approved
- HAUSSMANN 1864 CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 332278 · NY · Approved
- HAVE RIA, INC.Registered Investment Advisers · CRD # 327137 · RI · Approved
- HAVELET BAY CAPITAL INTERNATIONAL LTD.Exempt Reporting Advisers · CRD # 340712 · ERA - Active
- HAVELI INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 316470 · TX · Approved
- HAVEN CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 149641 · CA · Approved
- HAVEN CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 335627 · NY · ERA - Active
- HAVEN FIDUCIARY RETURNS LTDExempt Reporting Advisers · CRD # 340126 · CO · ERA - Active
- HAVEN GLOBAL PARTNERS, LLCRegistered Investment Advisers · CRD # 289472 · GA · Approved
- HAVEN PRIVATE, LLCRegistered Investment Advisers · CRD # 329012 · FL · Approved
- HAVEN VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 324408 · CA · ERA - Active
- HAVEN WEALTH GROUP LLCRegistered Investment Advisers · CRD # 148099 · TX · Approved
- HAVENCREST CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287944 · TX · Approved
- HAVENSHARE FINANCIAL, LLCRegistered Investment Advisers · CRD # 167236 · Approved
- HAVERDINK FINANCIAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 131236 · MI · Approved
- HAVERFORD FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 130007 · PA · Approved
- HAVERSTOCK CAPITAL LLPRegistered Investment Advisers · CRD # 340312 · Approved
- HAWK RIDGE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 163818 · CA · Approved
- HAWKE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 301733 · ID · Approved
- HAWKEYE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157316 · FL · Approved
- HAWKEYE PARTNERS, LPRegistered Investment Advisers · CRD # 134601 · Approved
- HAWKINS INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 134857 · Approved
- HAWKS POINT CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 307006 · NY · Approved
- HAWKTAIL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 321161 · CA · ERA - Active
- HAWKTAIL, LLCExempt Reporting Advisers · CRD # 299032 · ERA - Active
- HAWS FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 299122 · AZ · Approved
- HAWTHORN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140752 · Approved
- HAWTHORNE STREET CAPITAL MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 333813 · TX · ERA - Active
- HAYBEACH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327539 · NY · Approved
- HAYDEN HARPER WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 152091 · NC · Approved
- HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 106454 · AL · Approved
- HAYES ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141220 · NY · Approved
- HAYES WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 299807 · Approved