Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HUAXING ASSOCIATES III, L.P.Exempt Reporting Advisers · CRD # 330910 · ERA - Active
- HUAXING GROWTH CAPITAL ADVISORY LIMITEDExempt Reporting Advisers · CRD # 330909 · ERA - Active
- HUAXING GROWTH CAPITAL MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 330918 · ERA - Active
- HUB INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 307956 · TX · Approved
- HUBBADU CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336694 · NJ · ERA - Active
- HUBBELL STRICKLAND WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301715 · LA · Approved
- HUBER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 143344 · CA · Approved
- HUBER, WEAKLAND & ASSOCIATES, INC.Registered Investment Advisers · CRD # 120745 · MD · Approved
- HUDOCK, INC.Registered Investment Advisers · CRD # 149255 · PA · Approved
- HUDSON & ASSOCIATES WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 343176 · OK · 120-Day Approval
- HUDSON ADVISOR SERVICES, INC.Registered Investment Advisers · CRD # 107769 · NY · Approved
- HUDSON AMERICAS L.P.Registered Investment Advisers · CRD # 156078 · TX · Approved
- HUDSON BAY CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 155910 · CT · Approved
- HUDSON CANYON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286437 · NY · Approved
- HUDSON CAPITAL ADVISORY, INC.Registered Investment Advisers · CRD # 304163 · NY · Approved
- HUDSON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 131208 · NJ · Approved
- HUDSON COVE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 283128 · NJ · Approved
- HUDSON EDGE INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 104870 · NJ · Approved
- HUDSON EXECUTIVE CAPITAL LPExempt Reporting Advisers · CRD # 175032 · NY · ERA - Active
- HUDSON FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 309675 · CA · Approved
- HUDSON HERITAGE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 44357 · NY · Approved
- HUDSON HILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316815 · NY · Approved
- HUDSON HOUSE CAPITAL INCORPORATEDRegistered Investment Advisers · CRD # 335654 · Approved
- HUDSON HOUSING CAPITAL LLCRegistered Investment Advisers · CRD # 161240 · NY · Approved
- HUDSON OAK WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 300218 · NJ · Approved
- HUDSON PORTFOLIO MANAGEMENT LLCRegistered Investment Advisers · CRD # 130021 · NY · Approved
- HUDSON STRUCTURED CAPITAL MANAGEMENT LTD.Registered Investment Advisers · CRD # 282919 · CT · Approved
- HUDSON VALLEY WEALTH MANAGEMENT, INCRegistered Investment Advisers · CRD # 146338 · NY · Approved
- HUDSON VALUE PARTNERS, LLCRegistered Investment Advisers · CRD # 301325 · FL · Approved
- HUDSON VIEW ADVISORS, LLCRegistered Investment Advisers · CRD # 288839 · NY · Approved
- HUDSON WAY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172400 · TX · Approved
- HUFFMAN & ROSS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 334674 · WV · Approved
- HUFFMAN PRAIRIE HOLDINGS, LLCExempt Reporting Advisers · CRD # 310634 · OH · ERA - Active
- HUGHES & COMPANY INVESTMENT PARTNERS, L.P.Registered Investment Advisers · CRD # 311212 · IL · Approved
- HUGHES FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 173195 · VA · Approved
- HUGHES WARREN, INC.Registered Investment Advisers · CRD # 145570 · OK · Approved
- HUIDONG SECURITIES INVESTMENT CO., LTDExempt Reporting Advisers · CRD # 334691 · CA · ERA - Active
- HUIZENGA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156524 · IL · Approved
- HULL STREET ENERGY, LLCRegistered Investment Advisers · CRD # 291881 · MD · Approved
- HULSEY CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 116183 · AR · Approved
- HUMAINNADIR INC.Exempt Reporting Advisers · CRD # 343851 · NY · ERA - Active
- HUMAN CAPITAL INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 296844 · CA · Approved
- HUMAN ELEMENT VENTURES, LLCExempt Reporting Advisers · CRD # 329759 · ERA - Active
- HUMAN INTEREST ADVISORS LLCRegistered Investment Advisers · CRD # 269875 · CA · Approved
- HUMAN INVESTING, LLCRegistered Investment Advisers · CRD # 133017 · OR · Approved
- HUMAN VENTURES LLCExempt Reporting Advisers · CRD # 328556 · NY · ERA - Active
- HUMBLE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 158115 · HI · Approved
- HUMBLE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322006 · NY · Approved
- HUMBLE VENTURES LLCExempt Reporting Advisers · CRD # 306493 · ERA - Active
- HUMBOLDT CAPITAL, LLCExempt Reporting Advisers · CRD # 316269 · NY · ERA - Active