Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HONESTLY FINANCIAL LLCRegistered Investment Advisers · CRD # 338758 · Approved
- HONEYBEAR FINANCIAL LLCExempt Reporting Advisers · CRD # 342192 · IL · ERA - Active
- HONEYCOMB ASSET MANAGEMENT LPExempt Reporting Advisers · CRD # 283312 · NY · ERA - Active
- HONEYSTONE VENTURES LLCExempt Reporting Advisers · CRD # 309611 · ERA - Active
- HONEYTREE INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 313415 · Approved
- HONEYWELL CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109537 · NJ · Approved
- HONGSHAN CAPITAL ADVISORS LIMITEDExempt Reporting Advisers · CRD # 161562 · ERA - Active
- HONTE ADVISORS LLCRegistered Investment Advisers · CRD # 308341 · CA · Approved
- HONY CAPITAL LIMITEDExempt Reporting Advisers · CRD # 162154 · ERA - Active
- HOOD RIVER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 166089 · FL · Approved
- HOOK MILL CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 316354 · NY · Approved
- HOOVER PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 336484 · MI · Approved
- HOOVEST CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 327888 · Approved
- HOP MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324546 · PA · ERA - Active
- HOPE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283265 · ERA - Active
- HOPLON ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 318798 · CT · Approved
- HOPLON INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 327125 · ERA - Active
- HOPWOOD FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 127927 · VA · Approved
- HORACE MANN INVESTORS, INC.Registered Investment Advisers · CRD # 11643 · IL · Approved
- HORAN WEALTH, LLCRegistered Investment Advisers · CRD # 333974 · OH · Approved
- HORIKO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 126343 · NY · Approved
- HORIZON ADVISORS, LLCRegistered Investment Advisers · CRD # 114102 · TX · Approved
- HORIZON ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 305239 · NY · Approved
- HORIZON CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 162051 · ERA - Active
- HORIZON CAPITAL LLPExempt Reporting Advisers · CRD # 162167 · ERA - Active
- HORIZON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 132113 · IL · Approved
- HORIZON FAMILY WEALTH, INC.Registered Investment Advisers · CRD # 315484 · IL · Approved
- HORIZON FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 158798 · NC · Approved
- HORIZON FOUNDERS CAPITAL, LLCExempt Reporting Advisers · CRD # 319256 · FL · ERA - Active
- HORIZON INVESTMENT SERVICES, LLC.Registered Investment Advisers · CRD # 110642 · IN · Approved
- HORIZON INVESTMENTS LLCRegistered Investment Advisers · CRD # 109552 · NC · Approved
- HORIZON KINETICS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 106096 · NY · Approved
- HORIZON TECHNOLOGY FINANCE MANAGEMENT LLCRegistered Investment Advisers · CRD # 153052 · CT · Approved
- HORIZON WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 148338 · Approved
- HORIZON WEALTH INVESTMENT SOLUTIONS LLCRegistered Investment Advisers · CRD # 333752 · CO · Approved
- HORIZON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170255 · IL · Approved
- HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 164970 · NM · Approved
- HORIZONS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 127457 · NC · Approved
- HORNET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 167134 · NY · ERA - Active
- HORNIK CAPITAL MANAGEMENT PTY LTDExempt Reporting Advisers · CRD # 337353 · ERA - Active
- HORNOR, TOWNSEND & KENT, LLCRegistered Investment Advisers · CRD # 4031 · PA · Approved
- HOROWITZ & COMPANY, INC.Registered Investment Advisers · CRD # 106737 · FL · Approved
- HORRELL CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 115711 · AR · Approved
- HORSE COVE PARTNERS LLCRegistered Investment Advisers · CRD # 172389 · GA · Approved
- HORSLEY BRIDGE PARTNERS LLCRegistered Investment Advisers · CRD # 110877 · CA · Approved
- HORST & GRABEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297368 · OR · Approved
- HORTER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 119880 · OH · Approved
- HORTON CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 300195 · PA · ERA - Active
- HOSEN CAPITAL (CAYMAN), LTD.Exempt Reporting Advisers · CRD # 284542 · ERA - Active
- HOSEN FCV GP, LTD.Exempt Reporting Advisers · CRD # 319726 · ERA - Active