Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HOBART PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 168494 · NC · Approved
- HOBBS GROUP ADVISORS LLCRegistered Investment Advisers · CRD # 157274 · SC · Approved
- HOBBS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325374 · IN · Approved
- HOBE MOUNTAIN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 338577 · FL · Approved
- HODGES CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110080 · TX · Approved
- HOERTKORN RICHARD CHARLESRegistered Investment Advisers · CRD # 104649 · CA · Approved
- HOEY INVESTMENTS, INC.Registered Investment Advisers · CRD # 152103 · PA · Approved
- HOF CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287485 · NY · Approved
- HOFER & ASSOCIATES, INC.Registered Investment Advisers · CRD # 282005 · CA · Approved
- HOFF BROTHERS, LLCRegistered Investment Advisers · CRD # 301001 · WI · Approved
- HOFFMAN ALAN NATHANRegistered Investment Advisers · CRD # 109454 · Approved
- HOFFMAN CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 287766 · PA · Approved
- HOFFMANN HERMANSON LLCRegistered Investment Advisers · CRD # 130484 · CO · Approved
- HOFMAN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342340 · MO · 120-Day Approval
- HOGAN INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 160186 · TN · Approved
- HOGE FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 148209 · PA · Approved
- HOHIMER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300140 · WA · Approved
- HOISINGTON INVESTMENT MANAGEMENT CORegistered Investment Advisers · CRD # 107710 · TX · Approved
- HOKU INC.Exempt Reporting Advisers · CRD # 310865 · ERA - Active
- HOLBROOK HOLDINGS, INC.Registered Investment Advisers · CRD # 283258 · GA · Approved
- HOLCOMBE FINANCIAL, INC.Registered Investment Advisers · CRD # 142238 · GA · Approved
- HOLDCO ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 167054 · FL · Approved
- HOLDER WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 170086 · IL · Approved
- HOLDERNESS INVESTMENTS CORegistered Investment Advisers · CRD # 106530 · NC · Approved
- HOLISTIC FINANCE LLCRegistered Investment Advisers · CRD # 335108 · Approved
- HOLISTIC WEALTH ADVISORSRegistered Investment Advisers · CRD # 332918 · NY · Approved
- HOLLAND ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 136302 · FL · Approved
- HOLLANDER ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 150343 · FL · Approved
- HOLLENCREST CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 46217 · CA · Approved
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PARegistered Investment Advisers · CRD # 118943 · NC · Approved
- HOLLOW BROOK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 145521 · NY · Approved
- HOLLOW TREE INVESTMENTS MANAGEMENT LLCExempt Reporting Advisers · CRD # 325380 · ERA - Active
- HOLLYPORT CAPITAL LLPRegistered Investment Advisers · CRD # 289306 · Approved
- HOLM & BAUCOM WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 343838 · TX · 120-Day Approval
- HOLM & CAWLEY FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 150601 · NV · Approved
- HOLOCENE ADVISORS, LPRegistered Investment Advisers · CRD # 287999 · NY · Approved
- HOLON WEALTH MANAGEMENT, INCRegistered Investment Advisers · CRD # 336780 · Approved
- HOLOS INTEGRATED WEALTH, LLCRegistered Investment Advisers · CRD # 329884 · PA · Approved
- HOLOWESKO PARTNERS LTD.Registered Investment Advisers · CRD # 155703 · Approved
- HOLT CAPITAL ADVISORS, L.L.C.Registered Investment Advisers · CRD # 117863 · TX · Approved
- HOLT XCHANGE INC.Exempt Reporting Advisers · CRD # 330623 · ERA - Active
- HOMAER INTERNATIONAL US LLCExempt Reporting Advisers · CRD # 282081 · ERA - Active
- HOMAGE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 340589 · TX · Approved
- HOMEBREW MANAGEMENT, LLCExempt Reporting Advisers · CRD # 168123 · CA · ERA - Active
- HOMEGROWN FINANCING, INC.Exempt Reporting Advisers · CRD # 332122 · GA · ERA - Active
- HOMEGROWN VENTURES, LLCExempt Reporting Advisers · CRD # 330764 · ERA - Active
- HOMESTEAD ADVISERS CORP.Registered Investment Advisers · CRD # 109845 · VA · Approved
- HOMESTEAD CAPITAL USA, LLCRegistered Investment Advisers · CRD # 281186 · CA · Approved
- HONDIUS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 297991 · CT · Approved
- HONEOYE FALLS CAPITAL LLCRegistered Investment Advisers · CRD # 333306 · NY · Approved