Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- FIRST SENTIER INVESTORS (US) LLCRegistered Investment Advisers · CRD # 170739 · NY · Approved
- FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITEDRegistered Investment Advisers · CRD # 110992 · Approved
- FIRST SOURCE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 322893 · CO · Approved
- FIRST SPARK VENTURES, LLCExempt Reporting Advisers · CRD # 318886 · CA · ERA - Active
- FIRST STEP WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 317527 · Approved
- FIRST TRUST ADVISORS LPRegistered Investment Advisers · CRD # 107027 · IL · Approved
- FIRST TRUST CAPITAL MANAGEMENT L.P.Registered Investment Advisers · CRD # 317825 · IL · Approved
- FIRST TRUST GLOBAL PORTFOLIOS LIMITEDRegistered Investment Advisers · CRD # 169173 · Approved
- FIRST TURN MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327421 · CA · Approved
- FIRST WASHINGTON CORPORATIONRegistered Investment Advisers · CRD # 6681 · WA · Approved
- FIRST WILSHIRE SECURITIES MANAGEMENT, INC.Registered Investment Advisers · CRD # 171971 · CA · Approved
- FIRSTHAND CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 150647 · CA · Approved
- FIRSTLOOK PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329551 · ERA - Active
- FIRSTMARK CAPITAL, LLCExempt Reporting Advisers · CRD # 162883 · NY · ERA - Active
- FIRSTMETRIC, LLCRegistered Investment Advisers · CRD # 289483 · MI · Approved
- FIRSTMILE VENTURES, LLCExempt Reporting Advisers · CRD # 311699 · CO · ERA - Active
- FIRSTMINUTE CAPITAL LLPExempt Reporting Advisers · CRD # 305960 · ERA - Active
- FIRSTRUST LLCRegistered Investment Advisers · CRD # 111800 · FL · Approved
- FIRSTWAVE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338910 · FL · ERA - Active
- FISCAL WISDOM WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 168299 · CT · Approved
- FISCHER FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 104616 · PA · Approved
- FISCHER INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 110966 · NY · Approved
- FISCHER INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 156883 · CA · Approved
- FISHER & WIENS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286079 · CA · Approved
- FISHER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107342 · TX · Approved
- FISHER LYNCH CAPITAL, LLCRegistered Investment Advisers · CRD # 160694 · CA · Approved
- FISHER RETIREMENT SOLUTIONS LLCRegistered Investment Advisers · CRD # 331205 · TX · Approved
- FISHMAN JAY A LTDRegistered Investment Advisers · CRD # 105609 · MI · Approved
- FIT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281494 · CO · Approved
- FITHIAN LLCRegistered Investment Advisers · CRD # 287509 · NY · Approved
- FITZROY INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 174342 · FL · Approved
- FITZWALTER CAPITAL (US) LLCRegistered Investment Advisers · CRD # 311629 · NY · Approved
- FITZWALTER CAPITAL LIMITEDExempt Reporting Advisers · CRD # 311745 · ERA - Active
- FITZWILLIAMS WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 312192 · VA · Approved
- FIVANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 336326 · TX · Approved
- FIVE ARROWS MANAGERS (USA) LLCRegistered Investment Advisers · CRD # 286195 · NY · Approved
- FIVE ARROWS MANAGERS LLPExempt Reporting Advisers · CRD # 169915 · ERA - Active
- FIVE ARROWS MANAGERS NORTH AMERICA LLCRegistered Investment Advisers · CRD # 136191 · CA · Approved
- FIVE ELEVEN FAMILY OFFICE LLCRegistered Investment Advisers · CRD # 334002 · NY · Approved
- FIVE ELMS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163548 · MO · Approved
- FIVE MILE RIVER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125964 · Approved
- FIVE OCEANS ADVISORS LLCRegistered Investment Advisers · CRD # 308377 · Approved
- FIVE PINE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 317657 · ID · Approved
- FIVE POINT INFRASTRUCTURE LLCRegistered Investment Advisers · CRD # 171158 · TX · Approved
- FIVE POINTS CAPITAL LLCRegistered Investment Advisers · CRD # 160792 · NC · Approved
- FIVE SPEED FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 339660 · AZ · Approved
- FIVE STONES CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 342608 · NY · ERA - Active
- FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 307987 · IA · Approved
- FIVESPAN PARTNERS, LPRegistered Investment Advisers · CRD # 332551 · CA · Approved
- FJ CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 158049 · VA · Approved