Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- FIRST CITIZENS INVESTOR SERVICES, INC.Registered Investment Advisers · CRD # 44430 · NC · Approved
- FIRST CITY CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 104780 · GA · Approved
- FIRST CLOSE PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 334971 · NY · ERA - Active
- FIRST COMMAND ADVISORY SERVICESRegistered Investment Advisers · CRD # 281958 · TX · Approved
- FIRST COMMIT IM OÜExempt Reporting Advisers · CRD # 331797 · ERA - Active
- FIRST DALLAS SECURITIES, INC.Registered Investment Advisers · CRD # 24549 · TX · Approved
- FIRST EAGLE ALTERNATIVE CREDIT, LLCRegistered Investment Advisers · CRD # 150900 · MA · Approved
- FIRST EAGLE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108260 · NY · Approved
- FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300359 · NY · Approved
- FIRST ENDOWMENT DEVELOPMENT CORPRegistered Investment Advisers · CRD # 105335 · TX · Approved
- FIRST FIDUCIARY INVESTMENT COUNSEL INCRegistered Investment Advisers · CRD # 111144 · OH · Approved
- FIRST FINANCIAL ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 105031 · RI · Approved
- FIRST FINANCIAL COACHING, INC.Registered Investment Advisers · CRD # 152070 · MI · Approved
- FIRST FINANCIAL GROUP CORPORATIONRegistered Investment Advisers · CRD # 134006 · NC · Approved
- FIRST FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 329276 · AR · Approved
- FIRST FOUNDATION ADVISORSRegistered Investment Advisers · CRD # 106075 · CA · Approved
- FIRST GENERATION HOLDINGS LLCExempt Reporting Advisers · CRD # 333277 · CA · ERA - Active
- FIRST GEORGETOWN SECURITIES, INC.Registered Investment Advisers · CRD # 5871 · VA · Approved
- FIRST GLOBAL (UK) LIMITEDRegistered Investment Advisers · CRD # 312469 · Approved
- FIRST GROWTH CAPITAL LLCRegistered Investment Advisers · CRD # 305958 · Approved
- FIRST GROWTH INVESTMENT MANAGER LPExempt Reporting Advisers · CRD # 173662 · ERA - Active
- FIRST HARMONIC GROUP LLCExempt Reporting Advisers · CRD # 334062 · CA · ERA - Active
- FIRST HEARTLAND CONSULTANTS, INC.Registered Investment Advisers · CRD # 110377 · MO · Approved
- FIRST IN VENTURES MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 341863 · FL · ERA - Active
- FIRST KENTUCKY SECURITIES CORPORATIONRegistered Investment Advisers · CRD # 7524 · KY · Approved
- FIRST LIGHT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168899 · MN · Approved
- FIRST LIGHT RETIREMENT, LLCRegistered Investment Advisers · CRD # 314509 · CA · Approved
- FIRST LIGHT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 291214 · NJ · Approved
- FIRST LONG ISLAND INVESTORS, LLCRegistered Investment Advisers · CRD # 167212 · NY · Approved
- FIRST LOOK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173040 · Approved
- FIRST MANHATTAN CO. LLCRegistered Investment Advisers · CRD # 325281 · NY · Approved
- FIRST MASON FINANCIAL, LLCRegistered Investment Advisers · CRD # 145025 · OH · Approved
- FIRST NATIONAL ADVISERS, LLCRegistered Investment Advisers · CRD # 277146 · NE · Approved
- FIRST NEBRASKA ADVISORY LLCRegistered Investment Advisers · CRD # 298667 · NE · Approved
- FIRST OAK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288316 · NC · Approved
- FIRST PACIFIC ADVISORS, LPRegistered Investment Advisers · CRD # 141823 · CA · Approved
- FIRST PACIFIC FINANCIAL, INC.Registered Investment Advisers · CRD # 284736 · WA · Approved
- FIRST PRINCIPLES GROUP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322950 · Approved
- FIRST PRINCIPLES INVESTMENT MANAGER LLCExempt Reporting Advisers · CRD # 317116 · NJ · ERA - Active
- FIRST RESERVE MANAGEMENT, L.P.Registered Investment Advisers · CRD # 157056 · CT · Approved
- FIRST SABREPOINT CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 283638 · TX · Approved
- FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITEDRegistered Investment Advisers · CRD # 283669 · Approved
- FIRST SENTIER INVESTORS (AUSTRALIA) IM LTDRegistered Investment Advisers · CRD # 160034 · Approved
- FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTYRegistered Investment Advisers · CRD # 283670 · Approved
- FIRST SENTIER INVESTORS (AUSTRALIA) RE LTDRegistered Investment Advisers · CRD # 175193 · Approved
- FIRST SENTIER INVESTORS (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 281553 · Approved
- FIRST SENTIER INVESTORS (IRELAND) LIMITEDRegistered Investment Advisers · CRD # 304423 · Approved
- FIRST SENTIER INVESTORS (SINGAPORE)Registered Investment Advisers · CRD # 165124 · Approved
- FIRST SENTIER INVESTORS (UK) FUNDS LIMITEDRegistered Investment Advisers · CRD # 171592 · Approved
- FIRST SENTIER INVESTORS (UK) IM LIMITEDRegistered Investment Advisers · CRD # 281323 · Approved