Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- EMCEE INVEST, INC.Registered Investment Advisers · CRD # 297589 · FL · Approved
- EMERALD ADVISERS, LLCRegistered Investment Advisers · CRD # 107496 · PA · Approved
- EMERALD ADVISORS, LLCRegistered Investment Advisers · CRD # 305125 · WA · Approved
- EMERALD ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 174691 · NC · Approved
- EMERALD BAY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 160837 · CA · Approved
- EMERALD DEVELOPMENT MANAGERS LPExempt Reporting Advisers · CRD # 168169 · NY · ERA - Active
- EMERALD HILL CAPITAL PARTNERS HOLDINGS, LLCRegistered Investment Advisers · CRD # 298843 · CO · Approved
- EMERALD INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 338769 · PA · Approved
- EMERALD LAKE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 300395 · CA · Approved
- EMERALD MUTUAL FUND ADVISERS TRUSTRegistered Investment Advisers · CRD # 135130 · PA · Approved
- EMERALD RESEARCH CORPORATIONRegistered Investment Advisers · CRD # 113918 · Approved
- EMERALD SEPARATE ACCOUNT MANAGEMENT LLCRegistered Investment Advisers · CRD # 150202 · PA · Approved
- EMERALD TECHNOLOGY VENTURES AGExempt Reporting Advisers · CRD # 284858 · ERA - Active
- EMERGE CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 284581 · NY · Approved
- EMERGENCE EQUITY MANAGEMENT, INCExempt Reporting Advisers · CRD # 161547 · CA · ERA - Active
- EMERGENT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 156112 · TX · Approved
- EMERGENT FINANCIAL SERVICES, LLC.Registered Investment Advisers · CRD # 288434 · VA · Approved
- EMERGENT STRATEGIC PARTNERS, LLCRegistered Investment Advisers · CRD # 333406 · Approved
- EMERGENT VENTURES, LLCExempt Reporting Advisers · CRD # 305182 · ERA - Active
- EMERGENT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 174845 · NY · Approved
- EMERGEVEST LIMITEDExempt Reporting Advisers · CRD # 170704 · ERA - Active
- EMERGING FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337313 · IL · ERA - Active
- EMERGING UNITED ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 338715 · CO · ERA - Active
- EMERGING VARIANT CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 291512 · NY · ERA - Active
- EMERSON EQUITY LLCRegistered Investment Advisers · CRD # 130032 · CA · Approved
- EMERY PARTNERS, LLCRegistered Investment Advisers · CRD # 336787 · MA · Approved
- EMET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167047 · NY · Approved
- EMETH VALUE CAPITAL, LLCRegistered Investment Advisers · CRD # 310696 · LA · Approved
- EMH PARTNERS GMBHExempt Reporting Advisers · CRD # 307458 · ERA - Active
- EMINENCE CAPITAL, LPRegistered Investment Advisers · CRD # 160611 · Approved
- EMINENCE MARVELOUS GP II LIMITEDExempt Reporting Advisers · CRD # 313468 · ERA - Active
- EMISSARY WEALTH LLCRegistered Investment Advisers · CRD # 308002 · NJ · Approved
- EMJ CAPITAL LTD.Exempt Reporting Advisers · CRD # 311754 · ERA - Active
- EMK CAPITAL LLPExempt Reporting Advisers · CRD # 289108 · ERA - Active
- EMKO INDUSTRIAL GP I LLCExempt Reporting Advisers · CRD # 334508 · PA · ERA - Active
- EMMA 100, LLCExempt Reporting Advisers · CRD # 315604 · ERA - Active
- EMMETT INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 299543 · NY · Approved
- EMP MANAGEMENT LLCRegistered Investment Advisers · CRD # 285104 · GA · Approved
- EMPACTFUL CAPITAL LLCExempt Reporting Advisers · CRD # 325002 · PA · ERA - Active
- EMPEIRIA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285463 · OH · Approved
- EMPERY ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 148180 · NY · Approved
- EMPIRE FINANCIAL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 146097 · NJ · Approved
- EMPIRIC ADVISORS, INC.Registered Investment Advisers · CRD # 108425 · TX · Approved
- EMPIRIC INSTITUTIONAL, LLCRegistered Investment Advisers · CRD # 164683 · TX · Approved
- EMPIRICAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155436 · MA · Approved
- EMPIRICAL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160509 · TN · Approved
- EMPIRICAL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 152622 · WA · Approved
- EMPOWER ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 112058 · CO · Approved
- EMPOWER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107272 · CO · Approved
- EMPOWER FINANCIAL ADVISORY, LLCRegistered Investment Advisers · CRD # 313968 · CT · Approved