Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ELLINGTON GLOBAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141772 · CT · Approved
- ELLINGTON MANAGEMENT GROUP, L.L.C.Registered Investment Advisers · CRD # 112493 · CT · Approved
- ELLIOT ZEELANDER MANAGEMENT, LLCExempt Reporting Advisers · CRD # 226516 · CA · ERA - Active
- ELLIOTT COVE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 123636 · WA · Approved
- ELLIOTT INVESTMENT MANAGEMENT L.P.Registered Investment Advisers · CRD # 307151 · FL · Approved
- ELLIS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 157669 · PA · Approved
- ELLIS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 342527 · AL · 120-Day Approval
- ELLSWORTH ADVISORS, LLCRegistered Investment Advisers · CRD # 297464 · OH · Approved
- ELM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 294012 · PA · Approved
- ELM HAVEN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341502 · NY · ERA - Active
- ELM PARK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 156367 · ERA - Active
- ELM PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 167225 · PA · Approved
- ELM RIDGE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154508 · NY · Approved
- ELM3 FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 140594 · GA · Approved
- ELMIND CAPITAL LPRegistered Investment Advisers · CRD # 333910 · Approved
- ELMTREE FUNDS, LLCRegistered Investment Advisers · CRD # 338940 · MO · Approved
- ELMWOOD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 297926 · NY · Approved
- ELMWOOD WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 165639 · CA · Approved
- ELPHINA, LLCExempt Reporting Advisers · CRD # 334990 · ERA - Active
- ELPHINSTONE, INC.Registered Investment Advisers · CRD # 311264 · NY · Approved
- ELPIS CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 175494 · IN · ERA - Active
- ELSER FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 143311 · IN · Approved
- ELSEWHERE PARTNERS, LLCRegistered Investment Advisers · CRD # 293959 · TX · Approved
- ELTEKON ADVISORS, LLC.Registered Investment Advisers · CRD # 115371 · TX · Approved
- ELTRINGHAM WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 298885 · OH · Approved
- ELTURA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318320 · NY · Approved
- ELV8 INC.Registered Investment Advisers · CRD # 318417 · Approved
- ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 154839 · GA · Approved
- ELWOOD CAPITAL PARTNERS LPExempt Reporting Advisers · CRD # 326288 · NY · ERA - Active
- ELYPATH CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 342148 · CT · ERA - Active
- ELYSEUM FAMILY OFFICE S.A.Exempt Reporting Advisers · CRD # 291324 · ERA - Active
- ELYSIAN CAPITAL LLPExempt Reporting Advisers · CRD # 226764 · ERA - Active
- ELYSIUM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312068 · UT · Approved
- ELYXIUM WEALTH LLCRegistered Investment Advisers · CRD # 328603 · CA · Approved
- EM ADVISOR, LLCExempt Reporting Advisers · CRD # 314402 · NY · ERA - Active
- EM INVESTMENT GROUP INC.Exempt Reporting Advisers · CRD # 344102 · ERA - Active
- EM-ES FUND MANAGEMENT LLPExempt Reporting Advisers · CRD # 287902 · ERA - Active
- EM-ES FUND MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 287923 · ERA - Active
- EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 140929 · CA · Approved
- EMBARK MANAGEMENT LLCExempt Reporting Advisers · CRD # 287473 · ERA - Active
- EMBARK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157950 · AZ · Approved
- EMBASSY ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 314768 · NJ · Approved
- EMBER INFRASTRUCTURE MANAGEMENT, LPRegistered Investment Advisers · CRD # 309483 · NY · Approved
- EMBERSTONE CAPITAL INC.Exempt Reporting Advisers · CRD # 344508 · NY · ERA - Active
- EMBLEM GROUP, L.P.Registered Investment Advisers · CRD # 329533 · MA · Approved
- EMBREE CAPITAL MARKETS GROUP, INC.Exempt Reporting Advisers · CRD # 336640 · TX · ERA - Active
- EMBREE FINANCIAL GROUPRegistered Investment Advisers · CRD # 108233 · IL · Approved
- EMBREY FUND MANAGER, LLCExempt Reporting Advisers · CRD # 329869 · TX · ERA - Active
- EMC CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 169296 · IL · Approved
- EMC CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167761 · TX · Approved