SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 51–100 of 728 matching (names starting with D)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- DALFORT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 317495 · TX · ERA - Active
- DALGIN, BURAKExempt Reporting Advisers · CRD # 313893 · ERA - Active
- DALLAS VENTURE CAPITAL LLCExempt Reporting Advisers · CRD # 312358 · TX · ERA - Active
- DALMORE CAPITAL LIMITEDExempt Reporting Advisers · CRD # 342093 · ERA - Active
- DALTON INVESTMENTS, INC.Registered Investment Advisers · CRD # 308609 · CA · Approved
- DALY INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149980 · IL · Approved
- DAN THORNSBERRY CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 343946 · FL · 120-Day Approval
- DANA INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 105879 · WI · Approved
- DANER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 317373 · GA · Approved
- DANHUA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170108 · CA · ERA - Active
- DANIEL INVESTMENT ASSOCIATES, LLCRegistered Investment Advisers · CRD # 157284 · CA · Approved
- DANIEL INVESTMENT GROUP INC.Registered Investment Advisers · CRD # 338851 · MI · Approved
- DANIEL KRUG & ASSOCIATES, INC.Registered Investment Advisers · CRD # 298532 · MI · Approved
- DANIELS & ERICKSON FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 119687 · TX · Approved
- DANTES OUTLOOK LLCRegistered Investment Advisers · CRD # 334241 · Approved
- DAOBIT HOLDINGS LIMITEDExempt Reporting Advisers · CRD # 339212 · CO · ERA - Active
- DAOYI ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 341482 · ERA - Active
- DAR INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 341899 · ERA - Active
- DARA CAPITAL US, INC.Registered Investment Advisers · CRD # 153544 · FL · Approved
- DARAJA CAPITAL PARTNERS LPExempt Reporting Advisers · CRD # 326735 · ERA - Active
- DARBY INTERNATIONAL CAPITAL LLCRegistered Investment Advisers · CRD # 310826 · Approved
- DARBY OVERSEAS PARTNERS, L.P.Registered Investment Advisers · CRD # 160799 · DC · Approved
- DARCYVILLE MANAGEMENT LPRegistered Investment Advisers · CRD # 337282 · DC · Approved
- DARDANELLES CAPITAL LPRegistered Investment Advisers · CRD # 323067 · MA · Approved
- DARDEN WEALTH GROUP, INCRegistered Investment Advisers · CRD # 294926 · MI · Approved
- DARK FOREST CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 312519 · NY · Approved
- DARK HORSE ADVISORS LLCRegistered Investment Advisers · CRD # 312741 · Approved
- DARK HORSE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 321156 · PA · ERA - Active
- DARK HORSE WEALTH LLCRegistered Investment Advisers · CRD # 159999 · NY · Approved
- DARK POOL CAPITAL LLCExempt Reporting Advisers · CRD # 339561 · ERA - Active
- DARLINGTON PARTNERS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 311926 · CA · Approved
- DARROCK, LLCExempt Reporting Advisers · CRD # 340896 · ERA - Active
- DARSANA CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 170862 · NY · Approved
- DARTMOUTH CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 105933 · Approved
- DARWIN AND WOLF, LLCExempt Reporting Advisers · CRD # 320640 · ERA - Active
- DARWIN CAPITAL PARTNERS, INC.Exempt Reporting Advisers · CRD # 341639 · ERA - Active
- DARWIN GLOBAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 312512 · ERA - Active
- DARWIN VENTURES, LLCRegistered Investment Advisers · CRD # 157665 · ID · Approved
- DARWIN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166585 · FL · Approved
- DARWINS RIVER CAPITAL, LPRegistered Investment Advisers · CRD # 334878 · NY · Approved
- DASH ACQUISITIONS INC.Registered Investment Advisers · CRD # 135281 · TX · Approved
- DATA DRIVEN INVESTMENTS, LLCExempt Reporting Advisers · CRD # 340493 · ERA - Active
- DATA POINT MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 164853 · MA · ERA - Active
- DATALIGN ADVISORY, INC.Registered Investment Advisers · CRD # 317004 · MA · Approved
- DATAPOWER VENTURES ADVISORS LLCExempt Reporting Advisers · CRD # 334379 · NY · ERA - Active
- DATATRIBE FOUNDRY, LLCExempt Reporting Advisers · CRD # 315206 · MD · ERA - Active
- DATATRIBE OPPORTUNITIES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 316737 · WY · ERA - Active
- DAUNTLESS CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 322380 · TX · Approved
- DAUS FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 323054 · MI · Approved
- DAVENPORT & COMPANY LLCRegistered Investment Advisers · CRD # 1588 · VA · Approved