Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- DUMONT GLOBAL LPRegistered Investment Advisers · CRD # 305883 · NY · Approved
- DUNAMIS ASSET MANAGEMENT HK LIMITEDExempt Reporting Advisers · CRD # 340901 · ERA - Active
- DUNAMIS ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 332149 · ERA - Active
- DUNBAR ASSOCIATES, LLCRegistered Investment Advisers · CRD # 323134 · CT · Approved
- DUNBAR MANAGEMENT LLCExempt Reporting Advisers · CRD # 338510 · NY · ERA - Active
- DUNCAN FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 309454 · PA · Approved
- DUNCAN WILLIAMS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174809 · TN · Approved
- DUNCKER, STREETT & CO., LLCRegistered Investment Advisers · CRD # 110828 · MO · Approved
- DUNDAS PARTNERS LLPRegistered Investment Advisers · CRD # 197522 · Approved
- DUNDEE MAESTRO MANAGEMENT, LPRegistered Investment Advisers · CRD # 329808 · Approved
- DUNE REAL ESTATE PARTNERS LPRegistered Investment Advisers · CRD # 157455 · NY · Approved
- DUNES POINT CAPITAL, L.P.Registered Investment Advisers · CRD # 172538 · NY · Approved
- DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 13162 · CA · Approved
- DUNHAM LANE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 283276 · CT · Approved
- DUNHAM PARTNERS LLCExempt Reporting Advisers · CRD # 158592 · ERA - Active
- DUNHILL FINANCIAL, LLCRegistered Investment Advisers · CRD # 288211 · Approved
- DUNLAP EQUITY MANAGEMENT, LLC.Exempt Reporting Advisers · CRD # 130996 · CA · ERA - Active
- DUNN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328632 · FL · Approved
- DUPONT CAPITAL MANAGEMENT CORPRegistered Investment Advisers · CRD # 107145 · DE · Approved
- DUPREE & COMPANY, INC.Registered Investment Advisers · CRD # 1697 · KY · Approved
- DUPREE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 131091 · KY · Approved
- DURABLE CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 305221 · MD · Approved
- DURANTE & WATERS, LLCRegistered Investment Advisers · CRD # 127216 · NY · Approved
- DURATION ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298651 · TX · Approved
- DURATION CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 329842 · NY · Approved
- DURATION VENTURES MANAGEMENT LPExempt Reporting Advisers · CRD # 344403 · CA · ERA - Active
- DURATIONAL CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 291371 · NY · Approved
- DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107722 · TX · Approved
- DURO CAPITAL (SINGAPORE) ADVISORS PTE. LTD.Exempt Reporting Advisers · CRD # 306395 · ERA - Active
- DUSTIN BLODGETT INSIGHT CAPITAL, LLCRegistered Investment Advisers · CRD # 314558 · CA · Approved
- DUTCH ASSET CORPORATIONRegistered Investment Advisers · CRD # 170884 · NY · Approved
- DUVARNEY, CRAIG DOUGLASRegistered Investment Advisers · CRD # 126911 · Approved
- DV CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 330325 · IL · Approved
- DV CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147013 · Approved
- DV PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 308908 · ERA - Active
- DVB PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 341684 · PA · 120-Day Approval
- DVSM, LPRegistered Investment Advisers · CRD # 160800 · OR · Approved
- DW INVESTMENT SOLUTIONS, INC.Registered Investment Advisers · CRD # 150471 · Approved
- DW MANAGEMENT SERVICES, L.L.C.Registered Investment Advisers · CRD # 160555 · UT · Approved
- DW PARTNERS, LPRegistered Investment Advisers · CRD # 155459 · NY · Approved
- DWD PORTFOLIO SOLUTIONS, INC.Registered Investment Advisers · CRD # 121435 · PA · Approved
- DWIGHT INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 174984 · FL · Approved
- DWM ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143224 · CT · Approved
- DWM FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 111594 · IL · Approved
- DWR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133743 · CA · Approved
- DWS ALTERNATIVES GLOBAL LIMITEDRegistered Investment Advisers · CRD # 139526 · Approved
- DWS INTERNATIONAL GMBHRegistered Investment Advisers · CRD # 105075 · Approved
- DWS INVESTMENT MANAGEMENT AMERICAS, INC.Registered Investment Advisers · CRD # 104518 · NY · Approved
- DWS INVESTMENT S.A.Exempt Reporting Advisers · CRD # 300838 · ERA - Active
- DWS INVESTMENTS AUSTRALIA LIMITEDRegistered Investment Advisers · CRD # 109112 · Approved