Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- DRIFTWOOD ADVISORS, LLCRegistered Investment Advisers · CRD # 307316 · FL · Approved
- DRIVE BY DRAFTKINGS, LLCExempt Reporting Advisers · CRD # 315034 · MA · ERA - Active
- DRIVE CAPITAL LLCRegistered Investment Advisers · CRD # 169002 · OH · Approved
- DRIVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174728 · UT · Approved
- DRIVEN INVESTMENTS LLCRegistered Investment Advisers · CRD # 310095 · Approved
- DRIVEN, LLCExempt Reporting Advisers · CRD # 329163 · ERA - Active
- DROMS STRAUSS ADVISORS, INC.Registered Investment Advisers · CRD # 108620 · MO · Approved
- DROVER MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339193 · TX · ERA - Active
- DRUCKER WEALTH 3.0, LLCRegistered Investment Advisers · CRD # 328909 · Approved
- DRUM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 137964 · CT · Approved
- DRUM HILL CAPITAL, LLCRegistered Investment Advisers · CRD # 123359 · CT · Approved
- DRUMMOND KNIGHT ASSET MANAGEMENT PTY LTDExempt Reporting Advisers · CRD # 332009 · ERA - Active
- DRW ASSET MANAGEMENT US LLCExempt Reporting Advisers · CRD # 342860 · IL · ERA - Active
- DRY LINE PARTNERS LLCExempt Reporting Advisers · CRD # 318277 · TX · ERA - Active
- DRYDEN CAPITAL, LLCRegistered Investment Advisers · CRD # 172648 · NY · Approved
- DRYSTONE LLCRegistered Investment Advisers · CRD # 146951 · Approved
- DS ASSET MANAGEMENT CO., LTDExempt Reporting Advisers · CRD # 343213 · ERA - Active
- DS INVESTMENT ADVISORSRegistered Investment Advisers · CRD # 319351 · MI · Approved
- DS2 CAPITAL LLCRegistered Investment Advisers · CRD # 340706 · Approved
- DSC MERIDIAN CAPITAL LPRegistered Investment Advisers · CRD # 296590 · NY · Approved
- DSF ADVISORS, LLCRegistered Investment Advisers · CRD # 283411 · MA · Approved
- DSG CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 332056 · MN · Approved
- DSM CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 113609 · FL · Approved
- DSP ASSET MANAGERS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 319142 · ERA - Active
- DST MANAGERS IX LIMITEDExempt Reporting Advisers · CRD # 318219 · ERA - Active
- DST MANAGERS LIMITEDExempt Reporting Advisers · CRD # 161711 · ERA - Active
- DST MANAGERS V LIMITEDExempt Reporting Advisers · CRD # 281523 · ERA - Active
- DST MANAGERS VI LIMITEDExempt Reporting Advisers · CRD # 300732 · ERA - Active
- DST MANAGERS VII LIMITEDExempt Reporting Advisers · CRD # 307663 · ERA - Active
- DST MANAGERS VIII LIMITEDExempt Reporting Advisers · CRD # 313723 · ERA - Active
- DST MANAGERS X LIMITEDExempt Reporting Advisers · CRD # 337567 · ERA - Active
- DST WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 302110 · CA · Approved
- DT INVESTMENT MANAGEMENT IFSC LLPRegistered Investment Advisers · CRD # 334387 · Approved
- DT INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 157646 · PA · Approved
- DTCP USA LLCRegistered Investment Advisers · CRD # 297884 · NV · Approved
- DTX VC LLCExempt Reporting Advisers · CRD # 336772 · TX · ERA - Active
- DUALITAS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 322597 · NY · ERA - Active
- DUB ADVISORS LLCRegistered Investment Advisers · CRD # 315589 · NY · Approved
- DUBEAU CAPITAL USA INC.Registered Investment Advisers · CRD # 119222 · Approved
- DUBIN CLARK & COMPANY, INCRegistered Investment Advisers · CRD # 282733 · FL · Approved
- DUCERE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337471 · CA · Approved
- DUDLEY & SHANLEY, INC.Registered Investment Advisers · CRD # 157515 · FL · Approved
- DUDLEY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 282958 · VA · Approved
- DUENDE CAPITAL PARTNERS CORPORATIONExempt Reporting Advisers · CRD # 344236 · ERA - Active
- DUET ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 283584 · MI · Approved
- DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered Investment Advisers · CRD # 107296 · IL · Approved
- DUKE FUNDING MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 117590 · CT · Approved
- DUKE STREET LLPExempt Reporting Advisers · CRD # 337674 · ERA - Active
- DUMAINE INVESTMENTS LLCRegistered Investment Advisers · CRD # 306481 · LA · Approved
- DUMONT & BLAKE INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 109318 · NJ · Approved