Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.Registered Investment Advisers · CRD # 300058 · CA · Approved
- DOVER ADVISORS, LLCRegistered Investment Advisers · CRD # 320832 · Approved
- DOVER INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 123499 · Approved
- DOVER PARTNERS INCRegistered Investment Advisers · CRD # 105133 · OH · Approved
- DOVETAIL FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 311298 · NC · Approved
- DOVETAIL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291068 · TX · Approved
- DOW FAMILY OFFICE ADVISORY, LLCRegistered Investment Advisers · CRD # 340475 · FL · 120-Day Approval
- DOWLING CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161475 · FL · ERA - Active
- DOWLING FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 155624 · CT · Approved
- DOWNING CAPITAL GROUP MANAGEMENT, L. L. C.Exempt Reporting Advisers · CRD # 318093 · MA · ERA - Active
- DOWNING STREET WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 152983 · CO · Approved
- DOWNSHIFT FINANCIAL, LLCRegistered Investment Advisers · CRD # 314068 · Approved
- DOWNSTREAM PERENNIAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 324112 · ERA - Active
- DOWNTOWN WEALTH STUDIOS, LLCRegistered Investment Advisers · CRD # 325213 · FL · Approved
- DOXARA CAPITAL LPRegistered Investment Advisers · CRD # 339621 · FL · Approved
- DOYENNE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 315995 · IL · Approved
- DP COSTA LLCExempt Reporting Advisers · CRD # 339877 · ERA - Active
- DP EQUITY INVESTMENTS LLCExempt Reporting Advisers · CRD # 315283 · CT · ERA - Active
- DPE DEUTSCHLAND II A GMBH & CO. KG I.L.Exempt Reporting Advisers · CRD # 166573 · ERA - Active
- DPE INVESTMENT GESELLSCHAFT MBHExempt Reporting Advisers · CRD # 313751 · ERA - Active
- DPI MANAGEMENT LTDExempt Reporting Advisers · CRD # 173316 · ERA - Active
- DRA ADVISORS LLCRegistered Investment Advisers · CRD # 106311 · NY · Approved
- DRACO EVOLUTION CORP.Registered Investment Advisers · CRD # 329860 · Approved
- DRAFT VENTURES LLCExempt Reporting Advisers · CRD # 305005 · ERA - Active
- DRAGON CAPITAL MANAGEMENT (HK) LIMITEDRegistered Investment Advisers · CRD # 287890 · Approved
- DRAGON LEGEND CAPITAL LIMITEDExempt Reporting Advisers · CRD # 331582 · ERA - Active
- DRAGONEER INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 161443 · CA · Approved
- DRAGONFLY DIGITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300750 · CA · Approved
- DRAGUS CAPITAL, LLCRegistered Investment Advisers · CRD # 158122 · FL · Approved
- DRAKE & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 154854 · WI · Approved
- DRAKE CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 136716 · CT · Approved
- DRAPER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148136 · NY · Approved
- DRAPER MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 289448 · CA · ERA - Active
- DRAPER NEXUS VENTURE PARTNERS II, LLCExempt Reporting Advisers · CRD # 174076 · CA · ERA - Active
- DRAPERDRAGON MANAGEMENT COMPANY II, LLCExempt Reporting Advisers · CRD # 320610 · CA · ERA - Active
- DRAPERDRAGON MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329183 · CA · ERA - Active
- DRAVO BAY LLCRegistered Investment Advisers · CRD # 298558 · DE · Approved
- DRAWBRIDGE CAPITAL, LLCRegistered Investment Advisers · CRD # 128636 · OK · Approved
- DRC INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 332680 · CA · Approved
- DRC SAVILLS INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 164242 · ERA - Active
- DREAM CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 142788 · IL · Approved
- DREAM PEAK CAPITAL LIMITEDExempt Reporting Advisers · CRD # 331912 · ERA - Active
- DREAM U.S. MANAGER LLCRegistered Investment Advisers · CRD # 314547 · CO · Approved
- DREAMERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 299919 · CA · Approved
- DREAMIT VENTURES 1, LLCExempt Reporting Advisers · CRD # 295030 · FL · ERA - Active
- DREAMS INVESTMENT SOLUTIONSRegistered Investment Advisers · CRD # 339186 · CA · 120-Day Approval
- DREXEL MORGAN & CO.Registered Investment Advisers · CRD # 151053 · PA · Approved
- DRH INVESTMENTS, INC.Registered Investment Advisers · CRD # 164945 · CA · Approved
- DRIEHAUS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 105757 · IL · Approved
- DRIEHAUS PRIVATE EQUITY, LLCExempt Reporting Advisers · CRD # 163354 · IL · ERA - Active