Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CARDINAL COMPANIES, LLCExempt Reporting Advisers · CRD # 333429 · NC · ERA - Active
- CARDINAL CSP INVESTMENTS GP, INC.Exempt Reporting Advisers · CRD # 307463 · TX · ERA - Active
- CARDINAL POINT CAPITAL LLCRegistered Investment Advisers · CRD # 141166 · CA · Approved
- CARDINAL POINT CAPITAL MANAGEMENT, ULCRegistered Investment Advisers · CRD # 140619 · Approved
- CARDINAL RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 166545 · Approved
- CARDINAL STRATEGIC WEALTH GUIDANCE, LLCRegistered Investment Advisers · CRD # 283226 · KY · Approved
- CARDINAL WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 136659 · TN · Approved
- CARDONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 337559 · FL · Approved
- CARE EQUITY CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 312131 · Approved
- CAREGEN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 315313 · CA · Approved
- CAREY CONSULTING WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 173885 · CA · Approved
- CARGILE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 116982 · TX · Approved
- CARILLON TOWER ADVISERS, INC.Registered Investment Advisers · CRD # 174904 · FL · Approved
- CARL MARKS MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 107695 · NY · Approved
- CARL P. SHERR & CO., LLCRegistered Investment Advisers · CRD # 3394 · MA · Approved
- CARLIN WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 325306 · TX · Approved
- CARLISLE MANAGEMENT COMPANY S.A.R.L.Exempt Reporting Advisers · CRD # 286131 · ERA - Active
- CARLISLE TAX CREDITS LLCRegistered Investment Advisers · CRD # 151461 · Approved
- CARLO CAPITAL LLCRegistered Investment Advisers · CRD # 331801 · Approved
- CARLSBAD WEALTH ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 146587 · CA · Approved
- CARLSON & COMPANY FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 295907 · KS · Approved
- CARLSON CAPITAL, L.P.Registered Investment Advisers · CRD # 118156 · TX · Approved
- CARLSON FINANCIAL, INC.Registered Investment Advisers · CRD # 335831 · OR · Approved
- CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154238 · TX · Approved
- CARLYLE AVIATION PDP MANAGEMENT LLCRegistered Investment Advisers · CRD # 305746 · FL · Approved
- CARLYLE AVIATION SECURITIES PARTNERS LLCRegistered Investment Advisers · CRD # 168456 · FL · Approved
- CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 162053 · NY · Approved
- CARLYLE INVESTMENT MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 111128 · DC · Approved
- CARMANDALIAN FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 292458 · CA · Approved
- CARMEL CAPITAL MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 120675 · CA · Approved
- CARMEL CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 123907 · CA · Approved
- CARMEL MANAGEMENT III, LLCRegistered Investment Advisers · CRD # 160892 · CA · Approved
- CARMICHAEL CAPITAL, INC.Registered Investment Advisers · CRD # 118468 · TN · Approved
- CARNE GLOBAL FUND MANAGERS (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 173794 · ERA - Active
- CARNE GLOBAL FUND MANAGERS (LUXEMBOURG) S.A.Exempt Reporting Advisers · CRD # 304919 · ERA - Active
- CARNEGIE CAPITAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150488 · OH · Approved
- CARNEGIE LAKE ADVISORS LLCRegistered Investment Advisers · CRD # 330024 · NJ · Approved
- CARNEGIE PARK CAPITAL LLCExempt Reporting Advisers · CRD # 317573 · ERA - Active
- CARNEGIE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290430 · PA · Approved
- CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITEDRegistered Investment Advisers · CRD # 335103 · Approved
- CARNELIAN ENERGY CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 270008 · TX · ERA - Active
- CARO INVESTORS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332085 · MD · Approved
- CAROLINA FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 118823 · NC · Approved
- CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLCRegistered Investment Advisers · CRD # 171534 · Approved
- CAROLINA STRATEGY, LLCRegistered Investment Advisers · CRD # 324629 · Approved
- CAROLINA WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 288837 · SC · Approved
- CAROLINA WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 131393 · NC · Approved
- CAROSA STANTON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104588 · NY · Approved
- CAROTA WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 127344 · Approved
- CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.Registered Investment Advisers · CRD # 157822 · NC · Approved