Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CAPSOUTH PARTNERS, INC.Registered Investment Advisers · CRD # 132517 · AL · Approved
- CAPSQUARE ASIA PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 325912 · ERA - Active
- CAPSTAR FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 300349 · TX · Approved
- CAPSTONE CAPITAL LLCRegistered Investment Advisers · CRD # 123764 · NV · Approved
- CAPSTONE FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 109341 · IL · Approved
- CAPSTONE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 155563 · NY · Approved
- CAPSTONE INVESTMENT FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 122575 · NY · Approved
- CAPSTONE INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 159918 · WA · Approved
- CAPSTONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 287670 · OR · Approved
- CAPSTONE WEALTH MANAGEMENT CORP.Registered Investment Advisers · CRD # 165359 · FL · Approved
- CAPSTONE WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 340135 · OR · Approved
- CAPSTONE WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 284547 · PA · Approved
- CAPSTONE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 130128 · MT · Approved
- CAPSTONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118296 · AL · Approved
- CAPSTONE WEALTH PARTNERS, LTD.Registered Investment Advisers · CRD # 152524 · OH · Approved
- CAPTIAL ADVISOR NETWORKRegistered Investment Advisers · CRD # 297578 · IN · Approved
- CAPTION MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173841 · OK · Approved
- CAPULA INVESTMENT JAPAN LIMITEDExempt Reporting Advisers · CRD # 163365 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT (ME) LIMITEDExempt Reporting Advisers · CRD # 341256 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT ASIA LIMITEDExempt Reporting Advisers · CRD # 164564 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 163364 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD.Exempt Reporting Advisers · CRD # 312483 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT SWITZERLAND SARLExempt Reporting Advisers · CRD # 338211 · ERA - Active
- CAPULA INVESTMENT US LPRegistered Investment Advisers · CRD # 157589 · NY · Approved
- CAPULA MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 163729 · ERA - Active
- CAPVEST PARTNERS LLPExempt Reporting Advisers · CRD # 161967 · ERA - Active
- CAPVEST PARTNERS, INC.Registered Investment Advisers · CRD # 324459 · NY · Approved
- CAPVIS AG, FORMERLY CAPVIS EQUITY PARTNERS AGExempt Reporting Advisers · CRD # 310701 · ERA - Active
- CAPVISOR ASSOCIATES, LLCRegistered Investment Advisers · CRD # 289154 · Approved
- CAPWEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 148781 · TN · Approved
- CAPYBARA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 284209 · OR · ERA - Active
- CAPZONE MANAGEMENT LLCRegistered Investment Advisers · CRD # 330135 · CT · Approved
- CARABELA INVESTMENTS LLCExempt Reporting Advisers · CRD # 336766 · TX · ERA - Active
- CARAVELA ENERGY PARTNERS LPRegistered Investment Advisers · CRD # 323131 · CT · Approved
- CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLCRegistered Investment Advisers · CRD # 151765 · CA · Approved
- CARBIDE VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 319214 · CA · ERA - Active
- CARBON COLLECTIVE INVESTING, LLCRegistered Investment Advisers · CRD # 310129 · CA · Approved
- CARBON DIRECT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 317548 · NY · Approved
- CARBON INFRASTRUCTURE PARTNERS CORP.Exempt Reporting Advisers · CRD # 159707 · ERA - Active
- CARBON REMOVAL PARTNERS AGExempt Reporting Advisers · CRD # 338056 · ERA - Active
- CARBON SILICON MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343455 · ERA - Active
- CARBYNE CAPITAL, LLCExempt Reporting Advisers · CRD # 340997 · FL · ERA - Active
- CARDEA CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 307600 · FL · Approved
- CARDENAS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114943 · Approved
- CARDEROCK CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 104570 · MD · Approved
- CARDIFF PARK ADVISORS,LLCRegistered Investment Advisers · CRD # 126752 · Approved
- CARDINAL ADVISERS LLCRegistered Investment Advisers · CRD # 284465 · Approved
- CARDINAL CAPITAL GROUP UCExempt Reporting Advisers · CRD # 171530 · ERA - Active
- CARDINAL CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 108076 · NC · Approved
- CARDINAL CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 124729 · Approved