SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 301–350 of 2,190 matching (names starting with C)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- CAPITAL SOLUTIONS, INC.Exempt Reporting Advisers · CRD # 283533 · PA · ERA - Active
- CAPITAL SQUARE PARTNERS MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 324706 · ERA - Active
- CAPITAL SQUARE, LLCRegistered Investment Advisers · CRD # 286098 · TN · Approved
- CAPITAL SQUARED FINANCIAL LLCRegistered Investment Advisers · CRD # 326861 · MD · Approved
- CAPITAL TODAY CHINA GROWTH MANAGEMENT II LIMITEDExempt Reporting Advisers · CRD # 283436 · ERA - Active
- CAPITAL TODAY RIVER MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 300303 · ERA - Active
- CAPITAL VIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 126653 · Approved
- CAPITAL WEALTH ADVISORS, LTD.Registered Investment Advisers · CRD # 155263 · WI · Approved
- CAPITAL WEALTH ALLIANCE, LLCRegistered Investment Advisers · CRD # 298257 · AZ · Approved
- CAPITAL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157959 · RI · Approved
- CAPITAL WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 150764 · FL · Approved
- CAPITAL WEALTH, LLCRegistered Investment Advisers · CRD # 289574 · UT · Approved
- CAPITAL WEST PARTNERS, LLCRegistered Investment Advisers · CRD # 130762 · AZ · Approved
- CAPITAL Z ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162210 · Approved
- CAPITAL Z INVESTMENT PARTNERS (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 159847 · ERA - Active
- CAPITAL Z PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157048 · FL · Approved
- CAPITALA PRIVATE ADVISORS, LLCRegistered Investment Advisers · CRD # 283527 · NC · Approved
- CAPITALIA (SUISSE)Registered Investment Advisers · CRD # 164222 · Approved
- CAPITALINE ADVISORS, LLCExempt Reporting Advisers · CRD # 319382 · SD · ERA - Active
- CAPITALMATH LTDExempt Reporting Advisers · CRD # 337794 · CA · ERA - Active
- CAPITALWORKS ADVISORS LLPExempt Reporting Advisers · CRD # 299057 · ERA - Active
- CAPITALWORKS MANAGEMENT (GUERNSEY) LIMITEDExempt Reporting Advisers · CRD # 319165 · ERA - Active
- CAPITALWORKS PRIVATE EQUITY ADVISOR LIMITEDExempt Reporting Advisers · CRD # 168804 · ERA - Active
- CAPITALWORKS PRIVATE EQUITY ADVISOR PROPRIETARY LIMITEDExempt Reporting Advisers · CRD # 298759 · ERA - Active
- CAPITALWORKS, LLCRegistered Investment Advisers · CRD # 160408 · OH · Approved
- CAPITALX, LLCExempt Reporting Advisers · CRD # 310537 · ERA - Active
- CAPITOL FAMILY OFFICE, INC.Registered Investment Advisers · CRD # 312005 · OR · Approved
- CAPITOL FINANCIAL CONSULTANTS, INC.Registered Investment Advisers · CRD # 109800 · VA · Approved
- CAPITOL MERIDIAN PARTNERS LPRegistered Investment Advisers · CRD # 319080 · DC · Approved
- CAPITOL PRIVATE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 283257 · VA · Approved
- CAPITOL SECURITIES MANAGEMENT, INC.Registered Investment Advisers · CRD # 14169 · VA · Approved
- CAPITOL WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 114994 · VA · Approved
- CAPITOLIS ADVISORS LLCRegistered Investment Advisers · CRD # 290462 · NY · Approved
- CAPITON AGExempt Reporting Advisers · CRD # 161091 · ERA - Active
- CAPMAN ABExempt Reporting Advisers · CRD # 319307 · ERA - Active
- CAPMAN CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 162127 · ERA - Active
- CAPMAN INFRA MANAGEMENT OYExempt Reporting Advisers · CRD # 319306 · ERA - Active
- CAPMAN REAL ESTATE LTDExempt Reporting Advisers · CRD # 319305 · ERA - Active
- CAPRA CREDIT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281736 · NY · Approved
- CAPRA IBEX CREDIT OPPORTUNITIES, LLCRegistered Investment Advisers · CRD # 332538 · NY · Approved
- CAPRA VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338657 · CA · ERA - Active
- CAPRI EGM, LLCRegistered Investment Advisers · CRD # 304389 · IL · Approved
- CAPRIA VENTURES LLCRegistered Investment Advisers · CRD # 284129 · WA · Approved
- CAPRICE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 307048 · Approved
- CAPRICORN FUND MANAGERS LIMITEDExempt Reporting Advisers · CRD # 323709 · ERA - Active
- CAPRICORN INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 147417 · NY · Approved
- CAPRIOLE INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 337409 · ERA - Active
- CAPROCK PARTNERS MANAGEMENT, INC.Registered Investment Advisers · CRD # 296925 · CA · Approved
- CAPSHIFT ADVISORS, LLCRegistered Investment Advisers · CRD # 309860 · MA · Approved
- CAPSIGMA INVESTMENT PARTNERS LTDARegistered Investment Advisers · CRD # 336478 · Approved