Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CAPITAL DESIGN PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 300472 · NH · Approved
- CAPITAL DYNAMICS AGExempt Reporting Advisers · CRD # 160881 · ERA - Active
- CAPITAL DYNAMICS LIMITEDExempt Reporting Advisers · CRD # 161055 · ERA - Active
- CAPITAL DYNAMICS, INC.Registered Investment Advisers · CRD # 130320 · NY · Approved
- CAPITAL ENDURANCE GROUP, INCRegistered Investment Advisers · CRD # 284793 · GA · Approved
- CAPITAL FACTORY VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 315354 · ERA - Active
- CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLCRegistered Investment Advisers · CRD # 125689 · NY · Approved
- CAPITAL FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 111709 · CO · Approved
- CAPITAL FINANCIAL PLANNERS LLCRegistered Investment Advisers · CRD # 341222 · MD · 120-Day Approval
- CAPITAL FINANCIAL PLANNERS, LLCRegistered Investment Advisers · CRD # 310168 · OR · Approved
- CAPITAL FINANCIAL, LLCRegistered Investment Advisers · CRD # 122844 · MD · Approved
- CAPITAL FORMATION ADVISERS LLCRegistered Investment Advisers · CRD # 111815 · Approved
- CAPITAL FOUR AIFM A/SExempt Reporting Advisers · CRD # 305862 · ERA - Active
- CAPITAL FOUR US INC.Registered Investment Advisers · CRD # 315650 · NY · Approved
- CAPITAL FUND MANAGEMENT LLPExempt Reporting Advisers · CRD # 282279 · ERA - Active
- CAPITAL FUND MANAGEMENT S.A.Registered Investment Advisers · CRD # 125780 · Approved
- CAPITAL GAINS INCRegistered Investment Advisers · CRD # 111717 · IL · Approved
- CAPITAL GENERATION PARTNERS LLPRegistered Investment Advisers · CRD # 281808 · Approved
- CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered Investment Advisers · CRD # 312837 · CA · Approved
- CAPITAL IDEAS, LLCRegistered Investment Advisers · CRD # 114352 · TX · Approved
- CAPITAL IMPACT ADVISORS, LLCRegistered Investment Advisers · CRD # 168313 · MA · Approved
- CAPITAL INNOVATIONS, LLCRegistered Investment Advisers · CRD # 145329 · WI · Approved
- CAPITAL INSIGHTS GROUP OF WNY, LLC.Registered Investment Advisers · CRD # 282909 · NY · Approved
- CAPITAL INTERNATIONAL, INC.Registered Investment Advisers · CRD # 110682 · CA · Approved
- CAPITAL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 118269 · DC · Approved
- CAPITAL INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 158055 · GA · Approved
- CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 149124 · NC · Approved
- CAPITAL INVESTMENT COUNSEL INCRegistered Investment Advisers · CRD # 104591 · NC · Approved
- CAPITAL INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 328472 · CO · Approved
- CAPITAL INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 113917 · MO · Approved
- CAPITAL INVESTMENT SERVICES OF AMERICA INCRegistered Investment Advisers · CRD # 110639 · WI · Approved
- CAPITAL IP INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 326733 · Approved
- CAPITAL K, LLCExempt Reporting Advisers · CRD # 330562 · ERA - Active
- CAPITAL MANAGEMENT ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 304617 · CA · Approved
- CAPITAL MANAGEMENT ADVISORS INCRegistered Investment Advisers · CRD # 110447 · GA · Approved
- CAPITAL MANAGEMENT ASSOCIATES INCRegistered Investment Advisers · CRD # 105010 · MN · Approved
- CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109416 · NC · Approved
- CAPITAL MANAGEMENT SERVICES, INC.Registered Investment Advisers · CRD # 118260 · MO · Approved
- CAPITAL MARKET SECURITIES, INC.Exempt Reporting Advisers · CRD # 319344 · ERA - Active
- CAPITAL MARKETS IQ, LLCRegistered Investment Advisers · CRD # 134921 · Approved
- CAPITAL MIDWEST ADVISORS II, LLCExempt Reporting Advisers · CRD # 164385 · WI · ERA - Active
- CAPITAL MIDWEST ADVISORS III, LLCExempt Reporting Advisers · CRD # 282974 · WI · ERA - Active
- CAPITAL PLANNING, LLCRegistered Investment Advisers · CRD # 169470 · WA · Approved
- CAPITAL PRESERVATION PARTNERS INC.Registered Investment Advisers · CRD # 126340 · NY · Approved
- CAPITAL Q MANAGEMENT LLCRegistered Investment Advisers · CRD # 305337 · FL · Approved
- CAPITAL RESEARCH & CONSULTING LLCRegistered Investment Advisers · CRD # 109868 · CA · Approved
- CAPITAL RESEARCH AND MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 110885 · CA · Approved
- CAPITAL RESEARCH COMPANYRegistered Investment Advisers · CRD # 110684 · CA · Approved
- CAPITAL RESOURCE MANAGEMENT INCRegistered Investment Advisers · CRD # 106768 · IL · Approved
- CAPITAL RETURNS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163104 · ERA - Active