Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CONTRARIAN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109979 · CT · Approved
- CONTRARY LEGACY LLCRegistered Investment Advisers · CRD # 325014 · Approved
- CONTRARY LLCRegistered Investment Advisers · CRD # 311054 · Approved
- CONTRAVISORY INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 109767 · MA · Approved
- CONVECTIVE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324626 · CA · ERA - Active
- CONVERGENCE FINANCIAL, LLCRegistered Investment Advisers · CRD # 304146 · MO · Approved
- CONVERGENCE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 148472 · FL · Approved
- CONVERGENT FINANCE, LLPExempt Reporting Advisers · CRD # 320731 · ERA - Active
- CONVERGENT VENTURES LLCExempt Reporting Advisers · CRD # 326986 · ERA - Active
- CONVERGENT WEALTH ADVISORS INCExempt Reporting Advisers · CRD # 336657 · CO · ERA - Active
- CONVERIUM CAPITAL INC.Registered Investment Advisers · CRD # 312880 · Approved
- CONVERSANT CAPITAL LLCRegistered Investment Advisers · CRD # 308201 · NJ · Approved
- CONVERSE TEAM FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 335322 · Approved
- CONVERSION CAPITAL, LLCExempt Reporting Advisers · CRD # 301524 · MD · ERA - Active
- CONVEXITAS, LLCRegistered Investment Advisers · CRD # 315145 · IL · Approved
- CONVICTION PARTNERS, LLCExempt Reporting Advisers · CRD # 324113 · CA · ERA - Active
- CONVOY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 174969 · Approved
- CONWAY CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 133260 · CA · Approved
- CONWAY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 117608 · MO · Approved
- CONWAY INVESTMENT RESEARCH, LLCRegistered Investment Advisers · CRD # 154659 · MO · Approved
- CONWAY PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319013 · Approved
- COOK & BYNUM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149454 · AL · Approved
- COOK FINANCIAL DESIGNS, INC.Registered Investment Advisers · CRD # 115241 · VA · Approved
- COOK PINE CAPITAL LLCRegistered Investment Advisers · CRD # 134911 · CT · Approved
- COOKE & BIELER, L.P.Registered Investment Advisers · CRD # 113859 · PA · Approved
- COOKE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127309 · CA · Approved
- COOKSEN WEALTH, LLCRegistered Investment Advisers · CRD # 300451 · TX · Approved
- COOKSON PEIRCE & CO INCRegistered Investment Advisers · CRD # 110729 · PA · Approved
- COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITEDRegistered Investment Advisers · CRD # 308020 · Approved
- COOLABAH INVESTMENT MANAGEMENT (USA) INCRegistered Investment Advisers · CRD # 341121 · FL · Approved
- COOMBS WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 281132 · PA · Approved
- COOPER CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 305121 · CA · Approved
- COOPER CREEK PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 157746 · NY · Approved
- COOPER FINANCIAL GROUPRegistered Investment Advisers · CRD # 111458 · CA · Approved
- COOPER FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 104671 · CT · Approved
- COOPER/HAIMS ADVISORS, LLCRegistered Investment Advisers · CRD # 124122 · NY · Approved
- COOPERATIVE FUNERAL FUND INCRegistered Investment Advisers · CRD # 107631 · CT · Approved
- COORDINATED CAPITAL SECURITIES, INC.Registered Investment Advisers · CRD # 14762 · WI · Approved
- COORDINATED FINANCIAL PLANNING CORPRegistered Investment Advisers · CRD # 105143 · OH · Approved
- COORDINATED WEALTH MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 141348 · TN · Approved
- COPELAND CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 135822 · PA · Approved
- COPENHAGEN INFRASTRUCTURE PARTNERS INC.Registered Investment Advisers · CRD # 321116 · NY · Approved
- COPENHAGEN INFRASTRUCTURE PARTNERS P/SExempt Reporting Advisers · CRD # 307334 · ERA - Active
- COPERNICUS INVESTMENT MANAGER LLCExempt Reporting Advisers · CRD # 340197 · ERA - Active
- COPIA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327954 · IL · Approved
- COPIA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281873 · OR · Approved
- COPLEY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 283070 · CA · Approved
- COPLEY INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118014 · Approved
- COPPER BEECH FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 313156 · NJ · Approved
- COPPER FINANCIAL NETWORK, LLCRegistered Investment Advisers · CRD # 168203 · KS · Approved