Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- COMGEST US LLCRegistered Investment Advisers · CRD # 284352 · Approved
- COMIMA LLCRegistered Investment Advisers · CRD # 326664 · Approved
- COMMA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 319783 · NY · ERA - Active
- COMMENCEMENT FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 154056 · Approved
- COMMERCE ADVISORS, LLCRegistered Investment Advisers · CRD # 151439 · TN · Approved
- COMMERCE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 104705 · MO · Approved
- COMMERCE STREET INVESTMENT ADVISOR, LLCRegistered Investment Advisers · CRD # 144278 · TX · Approved
- COMMERCE VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 167328 · CA · ERA - Active
- COMMERCIAL TRUST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337704 · MO · Approved
- COMMITTED ADVISORS S.A.S.Exempt Reporting Advisers · CRD # 172635 · ERA - Active
- COMMITTED CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342059 · ERA - Active
- COMMODORE CAPITAL LPRegistered Investment Advisers · CRD # 304370 · NY · Approved
- COMMON CENTS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153074 · FL · Approved
- COMMONFUND OCIO, INC.Registered Investment Advisers · CRD # 110689 · CT · Approved
- COMMONS CAPITAL, LLCRegistered Investment Advisers · CRD # 165738 · MA · Approved
- COMMONVIEW CAPITAL LLCExempt Reporting Advisers · CRD # 290040 · ERA - Active
- COMMONWEAL VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 334257 · NY · ERA - Active
- COMMONWEALTH ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 306098 · CA · Approved
- COMMONWEALTH CREDIT ADVISORS, LLCRegistered Investment Advisers · CRD # 312541 · FL · Approved
- COMMONWEALTH EQUITY SERVICES, LLCRegistered Investment Advisers · CRD # 8032 · MA · Approved
- COMMONWEALTH FINANCIAL PLANNERS INCRegistered Investment Advisers · CRD # 106831 · GA · Approved
- COMMONWEALTH FINANCIAL SERVICES, LLC.Registered Investment Advisers · CRD # 324930 · WV · Approved
- COMMONWEALTH RETIREMENT INVESTMENTS LLCRegistered Investment Advisers · CRD # 285998 · VA · Approved
- COMMONWEALTH VENTURE MANAGEMENT CORP.Exempt Reporting Advisers · CRD # 161567 · MA · ERA - Active
- COMMUNICATION CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 162954 · MD · ERA - Active
- COMMUNITAS CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 318772 · NY · ERA - Active
- COMMUNITY CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 342301 · NY · 120-Day Approval
- COMMUNITY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109368 · FL · Approved
- COMMUNITY DEVELOPMENT FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 281617 · Approved
- COMMUNITY INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 174204 · CA · Approved
- COMMUNITY TAILORED OPPORTUNITIES LLCExempt Reporting Advisers · CRD # 329076 · NY · ERA - Active
- COMMUNITY US FUND MANAGEMENT, INC.Registered Investment Advisers · CRD # 313802 · Approved
- COMO ASSET MANAGEMENT II, LLCExempt Reporting Advisers · CRD # 307503 · IL · ERA - Active
- COMPA CAPITAL GP, LLCExempt Reporting Advisers · CRD # 321774 · CA · ERA - Active
- COMPAK ASSET MANAGEMENTRegistered Investment Advisers · CRD # 109930 · CA · Approved
- COMPANY VENTURE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 299250 · NY · ERA - Active
- COMPANYON VENTURES MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 307354 · MA · ERA - Active
- COMPASS ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 288256 · NY · Approved
- COMPASS CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 112323 · MA · Approved
- COMPASS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 107823 · MN · Approved
- COMPASS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150170 · OK · Approved
- COMPASS FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 109131 · IN · Approved
- COMPASS FINANCIAL ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 316843 · FL · Approved
- COMPASS FINANCIAL GROUP, INCRegistered Investment Advisers · CRD # 157109 · SD · Approved
- COMPASS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 130867 · OH · Approved
- COMPASS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 125186 · FL · Approved
- COMPASS FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 156345 · FL · Approved
- COMPASS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 109441 · IA · Approved
- COMPASS GROUP INVESTMENTS SOLUTIONS LLCRegistered Investment Advisers · CRD # 305680 · FL · Approved
- COMPASS GROUP LLCRegistered Investment Advisers · CRD # 108772 · NY · Approved