Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CATALYST INVESTORS, L.L.C.Exempt Reporting Advisers · CRD # 156947 · NY · ERA - Active
- CATALYST PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 305565 · CA · Approved
- CATALYST WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 297503 · CA · Approved
- CATALYST WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 329586 · TX · Approved
- CATARIA CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 299042 · MA · ERA - Active
- CATAWBA RIVER CAPITALRegistered Investment Advisers · CRD # 134217 · SC · Approved
- CATCH POINT RIGHTS PARTNERS LPExempt Reporting Advisers · CRD # 310136 · MA · ERA - Active
- CATCHLIGHT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 319003 · Approved
- CATCHMENT CAPITAL, L.P.Registered Investment Advisers · CRD # 335631 · NY · Approved
- CATEGORY VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 334355 · CA · ERA - Active
- CATENARY ALTERNATIVES ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164517 · FL · Approved
- CATERER GOODMAN PARTNERS LTDRegistered Investment Advisers · CRD # 314975 · Approved
- CATHAY CAPITAL NA, LLCRegistered Investment Advisers · CRD # 268816 · NY · Approved
- CATHERINE AVERY INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 144946 · FL · Approved
- CATHOLIC INVESTMENT SERVICES, INC.Registered Investment Advisers · CRD # 172467 · MA · Approved
- CATHY PARETO AND ASSOCIATES, INC.Registered Investment Advisers · CRD # 145919 · FL · Approved
- CATO PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161201 · NY · ERA - Active
- CATOCTIN RIDGE WEALTH PARTNER, LLCRegistered Investment Advisers · CRD # 333113 · MD · Approved
- CATTERTON MANAGEMENT COMPANY, L.L.C.Registered Investment Advisers · CRD # 157428 · CT · Approved
- CATUM ADVISORY GROUP, LLC.Registered Investment Advisers · CRD # 277148 · CT · Approved
- CAUBLE & HARRE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 143812 · MO · Approved
- CAURIS INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329949 · ERA - Active
- CAUSATION VENTURES, L.L.C.Exempt Reporting Advisers · CRD # 325506 · ERA - Active
- CAUSEWAY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 113308 · CA · Approved
- CAUSEWAY MANAGEMENT II, LLCExempt Reporting Advisers · CRD # 301351 · MA · ERA - Active
- CAUSEWAY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 167916 · MA · ERA - Active
- CAUSEY PUBLIC FINANCE LLCRegistered Investment Advisers · CRD # 332123 · Approved
- CAUSEY WEALTH LLCRegistered Investment Advisers · CRD # 331134 · CO · Approved
- CAVALCADE CAPITAL LLCRegistered Investment Advisers · CRD # 327292 · NY · Approved
- CAVALIER INVESTMENTS, LLCRegistered Investment Advisers · CRD # 281201 · GA · Approved
- CAVALRY MANAGEMENT GROUP 2, LLCExempt Reporting Advisers · CRD # 336850 · CA · ERA - Active
- CAVALRY MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 167937 · CA · ERA - Active
- CAVANAL HILL INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 110774 · OK · Approved
- CAVENDISH CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 344562 · DE · ERA - Active
- CAVU CONSUMER PARTNERS, LLCRegistered Investment Advisers · CRD # 281535 · NY · Approved
- CAVU WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 340677 · CA · Approved
- CAVU WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 299089 · CA · Approved
- CAXTON (MONACO) S.A.M.Exempt Reporting Advisers · CRD # 313868 · ERA - Active
- CAXTON (SINGAPORE) PTE LTD.Exempt Reporting Advisers · CRD # 333151 · ERA - Active
- CAXTON ASSET MANAGEMENT (DIFC) LIMITEDExempt Reporting Advisers · CRD # 333152 · ERA - Active
- CAXTON ASSOCIATES (USA) LLCRegistered Investment Advisers · CRD # 132823 · NY · Approved
- CAXTON ASSOCIATES LLPRegistered Investment Advisers · CRD # 333153 · Approved
- CAYETANO DEVELOPMENT, LLCRegistered Investment Advisers · CRD # 290076 · TX · Approved
- CAYGAN CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 171482 · ERA - Active
- CAYMUS EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 322999 · GA · Approved
- CAYSIDE PARTNERS, LLCRegistered Investment Advisers · CRD # 306090 · FL · Approved
- CAZ GP STAKES ADVISER LLCRegistered Investment Advisers · CRD # 338168 · TX · Approved
- CAZ INVESTMENTS L.P.Registered Investment Advisers · CRD # 113931 · TX · Approved
- CAZ INVESTMENTS REGISTERED ADVISER LLCRegistered Investment Advisers · CRD # 327614 · TX · Approved
- CB CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 147242 · NY · Approved